Filed: 11/14/2022ACC: 0001606587-22-002342
📋 What this filing means
SIMPLIFY ASSET MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $941.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$941.3K
Total AUM (reported)
8.38M
Total Shares
Allocation by class
CORE S&P500 ETF$543.6K57.8%
COM$143.3K15.2%
TR UNIT$72.9K7.7%
UNIT SER 1$33.2K3.5%
VOLATILITY PREM$23.0K2.4%
HIGH YIELD PLUS$22.4K2.4%
CORE MSCI EAFE$20.9K2.2%
Portfolio Concentration
Top 3$702.8K74.7%
4–10$144.7K15.4%
11–25$59.7K6.3%
Rest$34.1K3.6%
Top 3 weight
74.7%
Top 10 weight
90.0%
Voting Authority Distribution
Total shares with voting rights: 8.38M
Sole
Full voting authority
8.38M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings67
Rows:
ISHARES SP 500 INDEX FUND
SOLEShares1.52M
TypeSH
Market value$543.6K
57.75%
Sole
1.52M
Shared
0.00
None
0.00
TESLA INC
SOLEShares325.15K
TypeSH
Market value$86.2K
9.16%
Sole
325.15K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TRUST
SOLEShares204.20K
TypeSH
Market value$72.9K
7.75%
Sole
204.20K
Shared
0.00
None
0.00
Invesco QQQ Trust Series 1
SOLEShares124.35K
TypeSH
Market value$33.2K
3.53%
Sole
124.35K
Shared
0.00
None
0.00
SIMPLIFY VOLATILITY PREMIUM
SOLEShares1.10M
TypeSH
Market value$23.0K
2.44%
Sole
1.10M
Shared
0.00
None
0.00
SIMPLIFY HIGH YIELD PL CR HD
SOLEShares1.02M
TypeSH
Market value$22.4K
2.38%
Sole
1.02M
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE ETF
SOLEShares397.20K
TypeSH
Market value$20.9K
2.22%
Sole
397.20K
Shared
0.00
None
0.00
VANECK SEMICONDUCTOR ETF
SOLEShares96.50K
TypeSH
Market value$17.9K
1.90%
Sole
96.50K
Shared
0.00
None
0.00
SIMPLIFY RISK PARITY TREASUR
SOLEShares975.83K
TypeSH
Market value$14.9K
1.58%
Sole
975.83K
Shared
0.00
None
0.00
APPLE INC
SOLEShares89.44K
TypeSH
Market value$12.4K
1.31%
Sole
89.44K
Shared
0.00
None
0.00
PROSHARES ULTRA VIX ST FUTUR
SOLEShares890K
TypeSH
Market value$11.4K
1.22%
Sole
890K
Shared
0.00
None
0.00
iShares Core MSCI Emerging Markets ETF
SOLEShares158.66K
TypeSH
Market value$6.8K
0.72%
Sole
158.66K
Shared
0.00
None
0.00
Simplify Interest Rate Hedge ETF
SOLEShares82K
TypeSH
Market value$5.6K
0.59%
Sole
82K
Shared
0.00
None
0.00
SIMPLIFY MANAGED FUTURES ST
SOLEShares179.94K
TypeSH
Market value$5.3K
0.56%
Sole
179.94K
Shared
0.00
None
0.00
Amazon Corp.
SOLEShares42.18K
TypeSH
Market value$4.8K
0.51%
Sole
42.18K
Shared
0.00
None
0.00
United Health Group Inc.
SOLEShares7.35K
TypeSH
Market value$3.7K
0.39%
Sole
7.35K
Shared
0.00
None
0.00
Johnson & Johnson
SOLEShares17.34K
TypeSH
Market value$2.8K
0.30%
Sole
17.34K
Shared
0.00
None
0.00
ISHARES S&P SMALL CAP 600 INDEX FUND
SOLEShares31.85K
TypeSH
Market value$2.8K
0.30%
Sole
31.85K
Shared
0.00
None
0.00
ISHARES BARCLAYS AGGREGATE
SOLEShares28.19K
TypeSH
Market value$2.7K
0.29%
Sole
28.19K
Shared
0.00
None
0.00
Cutera Inc
SOLEShares55.90K
TypeSH
Market value$2.5K
0.27%
Sole
55.90K
Shared
0.00
None
0.00
Regeneron Pharmaceuticals
SOLEShares3.62K
TypeSH
Market value$2.5K
0.26%
Sole
3.62K
Shared
0.00
None
0.00
Lilly (Eli) & Co.
SOLEShares7.04K
TypeSH
Market value$2.3K
0.24%
Sole
7.04K
Shared
0.00
None
0.00
Cigna Corp
SOLEShares8.14K
TypeSH
Market value$2.3K
0.24%
Sole
8.14K
Shared
0.00
None
0.00
CloudFlare Inc
SOLEShares39.32K
TypeSH
Market value$2.2K
0.23%
Sole
39.32K
Shared
0.00
None
0.00
CENTENE CORP DEL
SOLEShares25.73K
TypeSH
Market value$2.0K
0.21%
Sole
25.73K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES SP 500 INDEX FUNDSOLE | CORE S&P500 ETF | 1.52M | SH | $543.6K 57.75% | 1.52M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 325.15K | SH | $86.2K 9.16% | 325.15K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRUSTSOLE | TR UNIT | 204.20K | SH | $72.9K 7.75% | 204.20K | 0.00 | 0.00 |
Invesco QQQ Trust Series 1SOLE | UNIT SER 1 | 124.35K | SH | $33.2K 3.53% | 124.35K | 0.00 | 0.00 |
SIMPLIFY VOLATILITY PREMIUMSOLE | VOLATILITY PREM | 1.10M | SH | $23.0K 2.44% | 1.10M | 0.00 | 0.00 |
SIMPLIFY HIGH YIELD PL CR HDSOLE | HIGH YIELD PLUS | 1.02M | SH | $22.4K 2.38% | 1.02M | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFE ETFSOLE | CORE MSCI EAFE | 397.20K | SH | $20.9K 2.22% | 397.20K | 0.00 | 0.00 |
VANECK SEMICONDUCTOR ETFSOLE | SEMICONDUCTR ETF | 96.50K | SH | $17.9K 1.90% | 96.50K | 0.00 | 0.00 |
SIMPLIFY RISK PARITY TREASURSOLE | RISK PARITY TREA | 975.83K | SH | $14.9K 1.58% | 975.83K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 89.44K | SH | $12.4K 1.31% | 89.44K | 0.00 | 0.00 |
PROSHARES ULTRA VIX ST FUTURSOLE | ULTRA VIX SHORT | 890K | SH | $11.4K 1.22% | 890K | 0.00 | 0.00 |
iShares Core MSCI Emerging Markets ETFSOLE | CORE MSCI EMKT | 158.66K | SH | $6.8K 0.72% | 158.66K | 0.00 | 0.00 |
Simplify Interest Rate Hedge ETFSOLE | SIMPLIFY INTERST | 82K | SH | $5.6K 0.59% | 82K | 0.00 | 0.00 |
SIMPLIFY MANAGED FUTURES STSOLE | MANAGED FUTURES | 179.94K | SH | $5.3K 0.56% | 179.94K | 0.00 | 0.00 |
Amazon Corp.SOLE | COM | 42.18K | SH | $4.8K 0.51% | 42.18K | 0.00 | 0.00 |
United Health Group Inc.SOLE | COM | 7.35K | SH | $3.7K 0.39% | 7.35K | 0.00 | 0.00 |
Johnson & JohnsonSOLE | COM | 17.34K | SH | $2.8K 0.30% | 17.34K | 0.00 | 0.00 |
ISHARES S&P SMALL CAP 600 INDEX FUNDSOLE | CORE S&P SCP ETF | 31.85K | SH | $2.8K 0.30% | 31.85K | 0.00 | 0.00 |
ISHARES BARCLAYS AGGREGATESOLE | CORE US AGGBD ET | 28.19K | SH | $2.7K 0.29% | 28.19K | 0.00 | 0.00 |
Cutera IncSOLE | COM | 55.90K | SH | $2.5K 0.27% | 55.90K | 0.00 | 0.00 |
Regeneron PharmaceuticalsSOLE | COM | 3.62K | SH | $2.5K 0.26% | 3.62K | 0.00 | 0.00 |
Lilly (Eli) & Co.SOLE | COM | 7.04K | SH | $2.3K 0.24% | 7.04K | 0.00 | 0.00 |
Cigna CorpSOLE | COM | 8.14K | SH | $2.3K 0.24% | 8.14K | 0.00 | 0.00 |
CloudFlare IncSOLE | CL A COM | 39.32K | SH | $2.2K 0.23% | 39.32K | 0.00 | 0.00 |
CENTENE CORP DELSOLE | COM | 25.73K | SH | $2.0K 0.21% | 25.73K | 0.00 | 0.00 |
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