Filed: 11/14/2023ACC: 0001172661-23-003963
📋 What this filing means
SIMPLIFY ASSET MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 118 equity positions with a total reported market value of $874.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
118
Positions
$874.72M
Total AUM (reported)
24.29M
Total Shares
Allocation by class
CORE S&P500 ETF$278.40M31.8%
COM$121.09M13.8%
TR UNIT$112.98M12.9%
MSCI EAFE ETF$81.97M9.4%
AGGREGATE BOND E$58.38M6.7%
IBOXX INV CP ETF$38.83M4.4%
RUSSELL 2000 ETF$23.35M2.7%
Portfolio Concentration
Top 3$473.35M54.1%
4–10$186.49M21.3%
11–25$89.89M10.3%
Rest$124.98M14.3%
Top 3 weight
54.1%
Top 10 weight
75.4%
Voting Authority Distribution
Total shares with voting rights: 24.29M
Sole
Full voting authority
24.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole118
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings118
Rows:
ISHARES TR
SOLEShares648.29K
TypeSH
Market value$278.40M
31.83%
Sole
648.29K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares264.30K
TypeSH
Market value$112.98M
12.92%
Sole
264.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.19M
TypeSH
Market value$81.97M
9.37%
Sole
1.19M
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares2.74M
TypeSH
Market value$58.38M
6.67%
Sole
2.74M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares380.57K
TypeSH
Market value$38.83M
4.44%
Sole
380.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares132.10K
TypeSH
Market value$23.35M
2.67%
Sole
132.10K
Shared
0.00
None
0.00
PLAINS GP HLDGS L P
SOLEShares1.37M
TypeSH
Market value$22.12M
2.53%
Sole
1.37M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares238.34K
TypeSH
Market value$15.34M
1.75%
Sole
238.34K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares387.40K
TypeSH
Market value$14.70M
1.68%
Sole
387.40K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares31.68K
TypeSH
Market value$13.78M
1.58%
Sole
31.68K
Shared
0.00
None
0.00
TESLA INC
SOLEShares40.30K
TypeSH
Market value$10.08M
1.15%
Sole
40.30K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares455.18K
TypeSH
Market value$9.94M
1.14%
Sole
455.18K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares99.80K
TypeSH
Market value$8.85M
1.01%
Sole
99.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares77.35K
TypeSH
Market value$6.87M
0.79%
Sole
77.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares68.90K
TypeSH
Market value$6.48M
0.74%
Sole
68.90K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares81.92K
TypeSH
Market value$6.04M
0.69%
Sole
81.92K
Shared
0.00
None
0.00
APPLIED THERAPEUTICS INC
SOLEShares2.42M
TypeSH
Market value$6.02M
0.69%
Sole
2.42M
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares273.41K
TypeSH
Market value$5.91M
0.68%
Sole
273.41K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares186.57K
TypeSH
Market value$5.14M
0.59%
Sole
186.57K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares111.10K
TypeSH
Market value$4.85M
0.55%
Sole
111.10K
Shared
0.00
None
0.00
PIMCO ETF TR
SOLEShares82K
TypeSH
Market value$4.31M
0.49%
Sole
82K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares42.25K
TypeSH
Market value$4.04M
0.46%
Sole
42.25K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares81.26K
TypeSH
Market value$3.87M
0.44%
Sole
81.26K
Shared
0.00
None
0.00
OAKTREE SPECIALTY LENDING CO
SOLEShares187.66K
TypeSH
Market value$3.78M
0.43%
Sole
187.66K
Shared
0.00
None
0.00
TELESAT CORP
SOLEShares260.78K
TypeSH
Market value$3.73M
0.43%
Sole
260.78K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 648.29K | SH | $278.40M 31.83% | 648.29K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 264.30K | SH | $112.98M 12.92% | 264.30K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 1.19M | SH | $81.97M 9.37% | 1.19M | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | AGGREGATE BOND E | 2.74M | SH | $58.38M 6.67% | 2.74M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 380.57K | SH | $38.83M 4.44% | 380.57K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 132.10K | SH | $23.35M 2.67% | 132.10K | 0.00 | 0.00 |
PLAINS GP HLDGS L PSOLE | LTD PARTNR INT A | 1.37M | SH | $22.12M 2.53% | 1.37M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 238.34K | SH | $15.34M 1.75% | 238.34K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 387.40K | SH | $14.70M 1.68% | 387.40K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 31.68K | SH | $13.78M 1.58% | 31.68K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 40.30K | SH | $10.08M 1.15% | 40.30K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SHORT TERM TREA | 455.18K | SH | $9.94M 1.14% | 455.18K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 99.80K | SH | $8.85M 1.01% | 99.80K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 77.35K | SH | $6.87M 0.79% | 77.35K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 68.90K | SH | $6.48M 0.74% | 68.90K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 81.92K | SH | $6.04M 0.69% | 81.92K | 0.00 | 0.00 |
APPLIED THERAPEUTICS INCSOLE | COM | 2.42M | SH | $6.02M 0.69% | 2.42M | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | HIGH YIELD PLUS | 273.41K | SH | $5.91M 0.68% | 273.41K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 186.57K | SH | $5.14M 0.59% | 186.57K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MTG-BKD SECS ETF | 111.10K | SH | $4.85M 0.55% | 111.10K | 0.00 | 0.00 |
PIMCO ETF TRSOLE | 15+ YR US TIPS | 82K | SH | $4.31M 0.49% | 82K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SIMPLIFY INTERST | 42.25K | SH | $4.04M 0.46% | 42.25K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 81.26K | SH | $3.87M 0.44% | 81.26K | 0.00 | 0.00 |
OAKTREE SPECIALTY LENDING COSOLE | COM | 187.66K | SH | $3.78M 0.43% | 187.66K | 0.00 | 0.00 |
TELESAT CORPSOLE | CL A & CL B SHS | 260.78K | SH | $3.73M 0.43% | 260.78K | 0.00 | 0.00 |
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