Filed: 8/14/2023ACC: 0001172661-23-003059
📋 What this filing means
SIMPLIFY ASSET MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $759.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$759.52M
Total AUM (reported)
19.52M
Total Shares
Allocation by class
CORE S&P500 ETF$313.00M41.2%
COM$105.62M13.9%
MSCI EAFE ETF$86.64M11.4%
UNIT SER 1$55.67M7.3%
TR UNIT$30.59M4.0%
CORE MSCI EAFE$16.73M2.2%
MSCI EMG MKT ETF$16.26M2.1%
Portfolio Concentration
Top 3$455.31M59.9%
4–10$111.61M14.7%
11–25$67.59M8.9%
Rest$125.01M16.5%
Top 3 weight
59.9%
Top 10 weight
74.6%
Voting Authority Distribution
Total shares with voting rights: 19.52M
Sole
Full voting authority
19.52M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings111
Rows:
ISHARES TR
SOLEShares702.25K
TypeSH
Market value$313.00M
41.21%
Sole
702.25K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.20M
TypeSH
Market value$86.64M
11.41%
Sole
1.20M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares150.70K
TypeSH
Market value$55.67M
7.33%
Sole
150.70K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares69K
TypeSH
Market value$30.59M
4.03%
Sole
69K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares247.88K
TypeSH
Market value$16.73M
2.20%
Sole
247.88K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares411K
TypeSH
Market value$16.26M
2.14%
Sole
411K
Shared
0.00
None
0.00
PLAINS GP HLDGS L P
SOLEShares1.05M
TypeSH
Market value$15.50M
2.04%
Sole
1.05M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares32.03K
TypeSH
Market value$13.55M
1.78%
Sole
32.03K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares449.87K
TypeSH
Market value$9.82M
1.29%
Sole
449.87K
Shared
0.00
None
0.00
PLAINS ALL AMERN PIPELINE L
SOLEShares650K
TypeSH
Market value$9.16M
1.21%
Sole
650K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares356.83K
TypeSH
Market value$8.03M
1.06%
Sole
356.83K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares352.30K
TypeSH
Market value$7.99M
1.05%
Sole
352.30K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares278.27K
TypeSH
Market value$7.10M
0.93%
Sole
278.27K
Shared
0.00
None
0.00
ATHIRA PHARMA INC
SOLEShares1.49M
TypeSH
Market value$4.40M
0.58%
Sole
1.49M
Shared
0.00
None
0.00
SANOFI
SOLEShares80.81K
TypeSH
Market value$4.36M
0.57%
Sole
80.81K
Shared
0.00
None
0.00
MEDTRONIC PLC
SOLEShares47.52K
TypeSH
Market value$4.19M
0.55%
Sole
47.52K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares82.14K
TypeSH
Market value$4.05M
0.53%
Sole
82.14K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares23.76K
TypeSH
Market value$3.93M
0.52%
Sole
23.76K
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.76K
TypeSH
Market value$3.60M
0.47%
Sole
13.76K
Shared
0.00
None
0.00
REPLIMUNE GROUP INC
SOLEShares150K
TypeSH
Market value$3.48M
0.46%
Sole
150K
Shared
0.00
None
0.00
PHATHOM PHARMACEUTICALS INC
SOLEShares237.94K
TypeSH
Market value$3.41M
0.45%
Sole
237.94K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares52.88K
TypeSH
Market value$3.32M
0.44%
Sole
52.88K
Shared
0.00
None
0.00
MADRIGAL PHARMACEUTICALS INC
SOLEShares14.29K
TypeSH
Market value$3.30M
0.43%
Sole
14.29K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares131.35K
TypeSH
Market value$3.25M
0.43%
Sole
131.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares29.44K
TypeSH
Market value$3.18M
0.42%
Sole
29.44K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 702.25K | SH | $313.00M 41.21% | 702.25K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 1.20M | SH | $86.64M 11.41% | 1.20M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 150.70K | SH | $55.67M 7.33% | 150.70K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 69K | SH | $30.59M 4.03% | 69K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 247.88K | SH | $16.73M 2.20% | 247.88K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 411K | SH | $16.26M 2.14% | 411K | 0.00 | 0.00 |
PLAINS GP HLDGS L PSOLE | LTD PARTNR INT A | 1.05M | SH | $15.50M 2.04% | 1.05M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 32.03K | SH | $13.55M 1.78% | 32.03K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | HIGH YIELD PLUS | 449.87K | SH | $9.82M 1.29% | 449.87K | 0.00 | 0.00 |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 650K | SH | $9.16M 1.21% | 650K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | AGGREGATE BOND P | 356.83K | SH | $8.03M 1.06% | 356.83K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SHORT TERM TREA | 352.30K | SH | $7.99M 1.05% | 352.30K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 278.27K | SH | $7.10M 0.93% | 278.27K | 0.00 | 0.00 |
ATHIRA PHARMA INCSOLE | COM | 1.49M | SH | $4.40M 0.58% | 1.49M | 0.00 | 0.00 |
SANOFISOLE | SPONSORED ADR | 80.81K | SH | $4.36M 0.57% | 80.81K | 0.00 | 0.00 |
MEDTRONIC PLCSOLE | SHS | 47.52K | SH | $4.19M 0.55% | 47.52K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 82.14K | SH | $4.05M 0.53% | 82.14K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 23.76K | SH | $3.93M 0.52% | 23.76K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 13.76K | SH | $3.60M 0.47% | 13.76K | 0.00 | 0.00 |
REPLIMUNE GROUP INCSOLE | COM | 150K | SH | $3.48M 0.46% | 150K | 0.00 | 0.00 |
PHATHOM PHARMACEUTICALS INCSOLE | COM | 237.94K | SH | $3.41M 0.45% | 237.94K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SIMPLIFY INTERST | 52.88K | SH | $3.32M 0.44% | 52.88K | 0.00 | 0.00 |
MADRIGAL PHARMACEUTICALS INCSOLE | COM | 14.29K | SH | $3.30M 0.43% | 14.29K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | COMMODITIES STRA | 131.35K | SH | $3.25M 0.43% | 131.35K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 29.44K | SH | $3.18M 0.42% | 29.44K | 0.00 | 0.00 |
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