SIMPLIFY ASSET MANAGEMENT INC.

Filed: 5/10/2023ACC: 0001172661-23-001955

📋 What this filing means

SIMPLIFY ASSET MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $697.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

114

Positions

$697.00M

Total AUM (reported)

18.62M

Total Shares

Allocation by class

CORE S&P500 ETF$327.18M46.9%

COM$107.11M15.4%

IBOXX HI YD ETF$27.20M3.9%

20 YR TR BD ETF$25.37M3.6%

TR UNIT$21.37M3.1%

CORE MSCI EAFE$21.16M3.0%

IBONDS DEC23 ETF$20.15M2.9%

Portfolio Concentration

Top 3$388.07M55.7%

4–10$132.30M19.0%

11–25$84.25M12.1%

Rest$92.39M13.3%

Top 3 weight

55.7%

Top 10 weight

74.7%

Voting Authority Distribution

Total shares with voting rights: 18.62M

Sole

Full voting authority

18.62M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole114

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings114

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares795.91K

TypeSH

Market value$327.18M

46.94%

Sole

795.91K

Shared

0.00

None

0.00

TESLA INC

SOLE

COM

Shares162.37K

TypeSH

Market value$33.68M

4.83%

Sole

162.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares360K

TypeSH

Market value$27.20M

3.90%

Sole

360K

Shared

0.00

None

0.00

ISHARES TR

SOLE

20 YR TR BD ETF

Shares238.50K

TypeSH

Market value$25.37M

3.64%

Sole

238.50K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares52.20K

TypeSH

Market value$21.37M

3.07%

Sole

52.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares316.51K

TypeSH

Market value$21.16M

3.04%

Sole

316.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC23 ETF

Shares800K

TypeSH

Market value$20.15M

2.89%

Sole

800K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBONDS DEC24 ETF

Shares800K

TypeSH

Market value$19.67M

2.82%

Sole

800K

Shared

0.00

None

0.00

PLAINS GP HLDGS L P

SOLE

LTD PARTNR INT A

Shares1.05M

TypeSH

Market value$13.83M

1.98%

Sole

1.05M

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

VOLATILITY PREM

Shares494.06K

TypeSH

Market value$10.75M

1.54%

Sole

494.06K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MSCI EAFE ETF

Shares143.30K

TypeSH

Market value$10.25M

1.47%

Sole

143.30K

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

HIGH YIELD PLUS

Shares405.50K

TypeSH

Market value$8.89M

1.28%

Sole

405.50K

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27.54K

TypeSH

Market value$8.84M

1.27%

Sole

27.54K

Shared

0.00

None

0.00

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares68.67K

TypeSH

Market value$7.53M

1.08%

Sole

68.67K

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SHORT TERM TREA

Shares245.17K

TypeSH

Market value$6.22M

0.89%

Sole

245.17K

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares119.81K

TypeSH

Market value$5.85M

0.84%

Sole

119.81K

Shared

0.00

None

0.00

ARES MANAGEMENT CORPORATION

SOLE

CL A COM STK

Shares66.30K

TypeSH

Market value$5.53M

0.79%

Sole

66.30K

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MANAGED FUTURES

Shares211.87K

TypeSH

Market value$4.96M

0.71%

Sole

211.87K

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SIMPLIFY INTERST

Shares79.66K

TypeSH

Market value$4.86M

0.70%

Sole

79.66K

Shared

0.00

None

0.00

SIMPLIFY EXCHANGE TRADED FUN

SOLE

AGGREGATE BOND P

Shares202.41K

TypeSH

Market value$4.62M

0.66%

Sole

202.41K

Shared

0.00

None

0.00

ATHIRA PHARMA INC

SOLE

COM

Shares1.39M

TypeSH

Market value$3.48M

0.50%

Sole

1.39M

Shared

0.00

None

0.00

MADRIGAL PHARMACEUTICALS INC

SOLE

COM

Shares14.29K

TypeSH

Market value$3.46M

0.50%

Sole

14.29K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares34.46K

TypeSH

Market value$3.33M

0.48%

Sole

34.46K

Shared

0.00

None

0.00

SANOFI

SOLE

REGENERON PHARMACEUTICALS

SOLE

COM

Shares3.80K

TypeSH

Market value$3.12M

0.45%

Sole

3.80K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
ISHARES TRSOLE	CORE S&P500 ETF	795.91K	SH	$327.18M 46.94%	795.91K
TESLA INCSOLE	COM	162.37K	SH	$33.68M 4.83%	162.37K
ISHARES TRSOLE	IBOXX HI YD ETF	360K	SH	$27.20M 3.90%	360K
ISHARES TRSOLE	20 YR TR BD ETF	238.50K	SH	$25.37M 3.64%	238.50K
SPDR S&P 500 ETF TRSOLE	TR UNIT	52.20K	SH	$21.37M 3.07%	52.20K
ISHARES TRSOLE	CORE MSCI EAFE	316.51K	SH	$21.16M 3.04%	316.51K
ISHARES TRSOLE	IBONDS DEC23 ETF	800K	SH	$20.15M 2.89%	800K
ISHARES TRSOLE	IBONDS DEC24 ETF	800K	SH	$19.67M 2.82%	800K
PLAINS GP HLDGS L PSOLE	LTD PARTNR INT A	1.05M	SH	$13.83M 1.98%	1.05M
SIMPLIFY EXCHANGE TRADED FUNSOLE	VOLATILITY PREM	494.06K	SH	$10.75M 1.54%	494.06K
ISHARES TRSOLE	MSCI EAFE ETF	143.30K	SH	$10.25M 1.47%	143.30K
SIMPLIFY EXCHANGE TRADED FUNSOLE	HIGH YIELD PLUS	405.50K	SH	$8.89M 1.28%	405.50K
INVESCO QQQ TRSOLE	UNIT SER 1	27.54K	SH	$8.84M 1.27%	27.54K
ISHARES TRSOLE	IBOXX INV CP ETF	68.67K	SH	$7.53M 1.08%	68.67K
SIMPLIFY EXCHANGE TRADED FUNSOLE	SHORT TERM TREA	245.17K	SH	$6.22M 0.89%	245.17K
ISHARES INCSOLE	CORE MSCI EMKT	119.81K	SH	$5.85M 0.84%	119.81K
ARES MANAGEMENT CORPORATIONSOLE	CL A COM STK	66.30K	SH	$5.53M 0.79%	66.30K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MANAGED FUTURES	211.87K	SH	$4.96M 0.71%	211.87K
SIMPLIFY EXCHANGE TRADED FUNSOLE	SIMPLIFY INTERST	79.66K	SH	$4.86M 0.70%	79.66K
SIMPLIFY EXCHANGE TRADED FUNSOLE	AGGREGATE BOND P	202.41K	SH	$4.62M 0.66%	202.41K
ATHIRA PHARMA INCSOLE	COM	1.39M	SH	$3.48M 0.50%	1.39M
MADRIGAL PHARMACEUTICALS INCSOLE	COM	14.29K	SH	$3.46M 0.50%	14.29K
ISHARES TRSOLE	CORE S&P SCP ETF	34.46K	SH	$3.33M 0.48%	34.46K
SANOFISOLE	SPONSORED ADR	60.84K	SH	$3.31M 0.47%	60.84K
REGENERON PHARMACEUTICALSSOLE	COM	3.80K	SH	$3.12M 0.45%	3.80K

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