Filed: 2/10/2023ACC: 0001172661-23-000647
📋 What this filing means
SIMPLIFY ASSET MANAGEMENT INC. filed this quarterly 13F‑HR report disclosing 74 equity positions with a total reported market value of $648.86M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
74
Positions
$648.86M
Total AUM (reported)
5.80M
Total Shares
Allocation by class
CORE S&P500 ETF$452.30M69.7%
COM$55.93M8.6%
TR UNIT$26.08M4.0%
CORE MSCI EAFE$22.02M3.4%
VOLATILITY PREM$10.55M1.6%
HIGH YIELD PLUS$10.46M1.6%
SEMICONDUCTR ETF$9.88M1.5%
Portfolio Concentration
Top 3$500.40M77.1%
4–10$60.28M9.3%
11–25$48.83M7.5%
Rest$39.35M6.1%
Top 3 weight
77.1%
Top 10 weight
86.4%
Voting Authority Distribution
Total shares with voting rights: 5.80M
Sole
Full voting authority
5.80M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole74
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings74
Rows:
ISHARES TR
SOLEShares1.18M
TypeSH
Market value$452.30M
69.71%
Sole
1.18M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares68.20K
TypeSH
Market value$26.08M
4.02%
Sole
68.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares357.24K
TypeSH
Market value$22.02M
3.39%
Sole
357.24K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares481.74K
TypeSH
Market value$10.55M
1.63%
Sole
481.74K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares489.33K
TypeSH
Market value$10.46M
1.61%
Sole
489.33K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares48.70K
TypeSH
Market value$9.88M
1.52%
Sole
48.70K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares37.03K
TypeSH
Market value$9.86M
1.52%
Sole
37.03K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares1.08M
TypeSH
Market value$7.41M
1.14%
Sole
1.08M
Shared
0.00
None
0.00
TESLA INC
SOLEShares50.72K
TypeSH
Market value$6.25M
0.96%
Sole
50.72K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares387.45K
TypeSH
Market value$5.87M
0.90%
Sole
387.45K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares102.56K
TypeSH
Market value$4.79M
0.74%
Sole
102.56K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares183.83K
TypeSH
Market value$4.56M
0.70%
Sole
183.83K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares60.29K
TypeSH
Market value$4.32M
0.67%
Sole
60.29K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares8K
TypeSH
Market value$4.24M
0.65%
Sole
8K
Shared
0.00
None
0.00
SIMPLIFY EXCHANGE TRADED FUN
SOLEShares159.57K
TypeSH
Market value$4.15M
0.64%
Sole
159.57K
Shared
0.00
None
0.00
CIGNA CORP NEW
SOLEShares8.85K
TypeSH
Market value$2.93M
0.45%
Sole
8.85K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares3.94K
TypeSH
Market value$2.84M
0.44%
Sole
3.94K
Shared
0.00
None
0.00
CLOUDFLARE INC
SOLEShares62.37K
TypeSH
Market value$2.82M
0.43%
Sole
62.37K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares7.65K
TypeSH
Market value$2.80M
0.43%
Sole
7.65K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares15.79K
TypeSH
Market value$2.79M
0.43%
Sole
15.79K
Shared
0.00
None
0.00
ARES MANAGEMENT CORPORATION
SOLEShares40.60K
TypeSH
Market value$2.78M
0.43%
Sole
40.60K
Shared
0.00
None
0.00
CUTERA INC
SOLEShares60.79K
TypeSH
Market value$2.69M
0.41%
Sole
60.79K
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares21.57K
TypeSH
Market value$2.44M
0.38%
Sole
21.57K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.87K
TypeSH
Market value$2.35M
0.36%
Sole
24.87K
Shared
0.00
None
0.00
ESTABLISHMENT LABS HLDGS INC
SOLEShares35.53K
TypeSH
Market value$2.33M
0.36%
Sole
35.53K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 1.18M | SH | $452.30M 69.71% | 1.18M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 68.20K | SH | $26.08M 4.02% | 68.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 357.24K | SH | $22.02M 3.39% | 357.24K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | VOLATILITY PREM | 481.74K | SH | $10.55M 1.63% | 481.74K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | HIGH YIELD PLUS | 489.33K | SH | $10.46M 1.61% | 489.33K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 48.70K | SH | $9.88M 1.52% | 48.70K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 37.03K | SH | $9.86M 1.52% | 37.03K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTRA VIX SHORT | 1.08M | SH | $7.41M 1.14% | 1.08M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 50.72K | SH | $6.25M 0.96% | 50.72K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | INTMD TERM TRSRY | 387.45K | SH | $5.87M 0.90% | 387.45K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 102.56K | SH | $4.79M 0.74% | 102.56K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SHORT TERM TREA | 183.83K | SH | $4.56M 0.70% | 183.83K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | SIMPLIFY INTERST | 60.29K | SH | $4.32M 0.67% | 60.29K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 8K | SH | $4.24M 0.65% | 8K | 0.00 | 0.00 |
SIMPLIFY EXCHANGE TRADED FUNSOLE | MANAGED FUTURES | 159.57K | SH | $4.15M 0.64% | 159.57K | 0.00 | 0.00 |
CIGNA CORP NEWSOLE | COM | 8.85K | SH | $2.93M 0.45% | 8.85K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 3.94K | SH | $2.84M 0.44% | 3.94K | 0.00 | 0.00 |
CLOUDFLARE INCSOLE | CL A COM | 62.37K | SH | $2.82M 0.43% | 62.37K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 7.65K | SH | $2.80M 0.43% | 7.65K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 15.79K | SH | $2.79M 0.43% | 15.79K | 0.00 | 0.00 |
ARES MANAGEMENT CORPORATIONSOLE | CL A COM STK | 40.60K | SH | $2.78M 0.43% | 40.60K | 0.00 | 0.00 |
CUTERA INCSOLE | COM | 60.79K | SH | $2.69M 0.41% | 60.79K | 0.00 | 0.00 |
DEXCOM INCSOLE | COM | 21.57K | SH | $2.44M 0.38% | 21.57K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 24.87K | SH | $2.35M 0.36% | 24.87K | 0.00 | 0.00 |
ESTABLISHMENT LABS HLDGS INCSOLE | COM | 35.53K | SH | $2.33M 0.36% | 35.53K | 0.00 | 0.00 |
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