Filed: 2/2/2024ACC: 0001488542-24-000008
📋 What this filing means
SIMPLEX TRADING, LLC filed this quarterly 13F‑HR report disclosing 9123 equity positions with a total reported market value of $156.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9123
Positions
$156.41M
Total AUM (reported)
1.57B
Total Shares
Allocation by class
PUT$84.63M54.1%
CALL$68.57M43.8%
COM$3.21M2.1%
Portfolio Concentration
Top 3$38.97M24.9%
4–10$27.16M17.4%
11–25$21.31M13.6%
Rest$68.97M44.1%
Top 3 weight
24.9%
Top 10 weight
42.3%
Voting Authority Distribution
Total shares with voting rights: 95.38M
Sole
Full voting authority
95.38M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9123
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9123
Rows:
SPDR S&P 500 ETF TR
SOLEShares50.78M
TypeSH
Market value$23.93M
15.30%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares18.06M
TypeSH
Market value$8.39M
5.36%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares16.24M
TypeSH
Market value$6.65M
4.25%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares44.86M
TypeSH
Market value$6.56M
4.19%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares36.59M
TypeSH
Market value$4.98M
3.19%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares7.60M
TypeSH
Market value$3.63M
2.32%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.46M
TypeSH
Market value$3.47M
2.22%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.86M
TypeSH
Market value$3.28M
2.10%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares11.25M
TypeSH
Market value$2.80M
1.79%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.70M
TypeSH
Market value$2.45M
1.56%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares4.79M
TypeSH
Market value$2.37M
1.52%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares12.15M
TypeSH
Market value$1.82M
1.16%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares9.87M
TypeSH
Market value$1.82M
1.16%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares8.72M
TypeSH
Market value$1.67M
1.07%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares4.64M
TypeSH
Market value$1.64M
1.05%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares21.75M
TypeSH
Market value$1.64M
1.05%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.11M
TypeSH
Market value$1.54M
0.98%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.02M
TypeSH
Market value$1.47M
0.94%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares10.12M
TypeSH
Market value$1.41M
0.90%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares8.17M
TypeSH
Market value$1.24M
0.79%
Sole
0.00
Shared
0.00
None
0.00
BOOKING HOLDINGS INC
SOLEShares301.50K
TypeSH
Market value$1.07M
0.68%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares12.91M
TypeSH
Market value$975.4K
0.62%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares3.01M
TypeSH
Market value$943.3K
0.60%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares6.91M
TypeSH
Market value$904.8K
0.58%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares4.20M
TypeSH
Market value$802.4K
0.51%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 50.78M | SH | $23.93M 15.30% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | CALL | 18.06M | SH | $8.39M 5.36% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 16.24M | SH | $6.65M 4.25% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 44.86M | SH | $6.56M 4.19% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | CALL | 36.59M | SH | $4.98M 3.19% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | CALL | 7.60M | SH | $3.63M 2.32% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | CALL | 8.46M | SH | $3.47M 2.22% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | PUT | 13.86M | SH | $3.28M 2.10% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | CALL | 11.25M | SH | $2.80M 1.79% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | CALL | 12.70M | SH | $2.45M 1.56% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | PUT | 4.79M | SH | $2.37M 1.52% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | CALL | 12.15M | SH | $1.82M 1.16% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 9.87M | SH | $1.82M 1.16% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | CALL | 8.72M | SH | $1.67M 1.07% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CALL | 4.64M | SH | $1.64M 1.05% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 21.75M | SH | $1.64M 1.05% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 4.11M | SH | $1.54M 0.98% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | CALL | 4.02M | SH | $1.47M 0.94% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CALL | 10.12M | SH | $1.41M 0.90% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | PUT | 8.17M | SH | $1.24M 0.79% | 0.00 | 0.00 | 0.00 |
BOOKING HOLDINGS INCSOLE | PUT | 301.50K | SH | $1.07M 0.68% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | CALL | 12.91M | SH | $975.4K 0.62% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | PUT | 3.01M | SH | $943.3K 0.60% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | PUT | 6.91M | SH | $904.8K 0.58% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | PUT | 4.20M | SH | $802.4K 0.51% | 0.00 | 0.00 | 0.00 |
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