Filed: 11/1/2023ACC: 0001488542-23-000018
📋 What this filing means
SIMPLEX TRADING, LLC filed this quarterly 13F‑HR report disclosing 9037 equity positions with a total reported market value of $127.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9037
Positions
$127.14M
Total AUM (reported)
1.37B
Total Shares
Allocation by class
PUT$67.73M53.3%
CALL$56.68M44.6%
COM$2.73M2.1%
Portfolio Concentration
Top 3$34.83M27.4%
4–10$21.12M16.6%
11–25$18.19M14.3%
Rest$52.99M41.7%
Top 3 weight
27.4%
Top 10 weight
44.0%
Voting Authority Distribution
Total shares with voting rights: 81.58M
Sole
Full voting authority
81.58M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9037
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9037
Rows:
SPDR S&P 500 ETF TR
SOLEShares44.43M
TypeSH
Market value$18.96M
14.91%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares21.22M
TypeSH
Market value$9.06M
7.12%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares19.04M
TypeSH
Market value$6.82M
5.36%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares32.51M
TypeSH
Market value$4.02M
3.16%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.18M
TypeSH
Market value$3.25M
2.56%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.97M
TypeSH
Market value$3.21M
2.53%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares11.59M
TypeSH
Market value$2.90M
2.28%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares24.89M
TypeSH
Market value$2.83M
2.22%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.70M
TypeSH
Market value$2.52M
1.98%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares5.50M
TypeSH
Market value$2.39M
1.88%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares5.16M
TypeSH
Market value$2.24M
1.76%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares9.65M
TypeSH
Market value$1.65M
1.30%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares5.36M
TypeSH
Market value$1.61M
1.27%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.84M
TypeSH
Market value$1.47M
1.16%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares19.40M
TypeSH
Market value$1.35M
1.06%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares9.66M
TypeSH
Market value$1.27M
1.00%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.92M
TypeSH
Market value$1.24M
0.97%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares9.48M
TypeSH
Market value$1.21M
0.95%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares3.63M
TypeSH
Market value$1.09M
0.86%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares5.92M
TypeSH
Market value$1.01M
0.80%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares8.03M
TypeSH
Market value$976.4K
0.77%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.41M
TypeSH
Market value$930.7K
0.73%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares12.51M
TypeSH
Market value$904.4K
0.71%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares1.68M
TypeSH
Market value$632.7K
0.50%
Sole
0.00
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares1.81M
TypeSH
Market value$605.2K
0.48%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 44.43M | SH | $18.96M 14.91% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | CALL | 21.22M | SH | $9.06M 7.12% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 19.04M | SH | $6.82M 5.36% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 32.51M | SH | $4.02M 3.16% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | PUT | 13.18M | SH | $3.25M 2.56% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | CALL | 8.97M | SH | $3.21M 2.53% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | CALL | 11.59M | SH | $2.90M 2.28% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | CALL | 24.89M | SH | $2.83M 2.22% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | CALL | 14.70M | SH | $2.52M 1.98% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | CALL | 5.50M | SH | $2.39M 1.88% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | PUT | 5.16M | SH | $2.24M 1.76% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 9.65M | SH | $1.65M 1.30% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CALL | 5.36M | SH | $1.61M 1.27% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | CALL | 4.84M | SH | $1.47M 1.16% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 19.40M | SH | $1.35M 1.06% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CALL | 9.66M | SH | $1.27M 1.00% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 3.92M | SH | $1.24M 0.97% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | CALL | 9.48M | SH | $1.21M 0.95% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | PUT | 3.63M | SH | $1.09M 0.86% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | CALL | 5.92M | SH | $1.01M 0.80% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | PUT | 8.03M | SH | $976.4K 0.77% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | PUT | 7.41M | SH | $930.7K 0.73% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | CALL | 12.51M | SH | $904.4K 0.71% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | PUT | 1.68M | SH | $632.7K 0.50% | 0.00 | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | PUT | 1.81M | SH | $605.2K 0.48% | 0.00 | 0.00 | 0.00 |
Page 1 of 362
…