Filed: 8/4/2023ACC: 0001488542-23-000009
📋 What this filing means
SIMPLEX TRADING, LLC filed this quarterly 13F‑HR report disclosing 9330 equity positions with a total reported market value of $121.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9330
Positions
$121.64M
Total AUM (reported)
1.29B
Total Shares
Allocation by class
PUT$62.87M51.7%
CALL$56.41M46.4%
COM$2.35M1.9%
Portfolio Concentration
Top 3$29.13M23.9%
4–10$22.65M18.6%
11–25$18.67M15.3%
Rest$51.19M42.1%
Top 3 weight
23.9%
Top 10 weight
42.6%
Voting Authority Distribution
Total shares with voting rights: 75.61M
Sole
Full voting authority
75.61M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9330
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9330
Rows:
SPDR S&P 500 ETF TR
SOLEShares33.32M
TypeSH
Market value$14.73M
12.11%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares19.21M
TypeSH
Market value$8.51M
6.99%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares15.97M
TypeSH
Market value$5.89M
4.84%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares30.33M
TypeSH
Market value$3.95M
3.24%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.71M
TypeSH
Market value$3.59M
2.95%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.45M
TypeSH
Market value$3.52M
2.89%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.53M
TypeSH
Market value$3.15M
2.59%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares22.66M
TypeSH
Market value$3.14M
2.58%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares14.08M
TypeSH
Market value$2.73M
2.24%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares6.08M
TypeSH
Market value$2.57M
2.11%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares5.69M
TypeSH
Market value$2.41M
1.98%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares10.29M
TypeSH
Market value$2.00M
1.64%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares12.74M
TypeSH
Market value$1.53M
1.26%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares11.24M
TypeSH
Market value$1.46M
1.20%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares5.06M
TypeSH
Market value$1.45M
1.19%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.96M
TypeSH
Market value$1.35M
1.11%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.85M
TypeSH
Market value$1.31M
1.08%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares9.24M
TypeSH
Market value$1.11M
0.92%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares15.31M
TypeSH
Market value$1.06M
0.87%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares3.62M
TypeSH
Market value$1.04M
0.85%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares7.30M
TypeSH
Market value$951.6K
0.78%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares4.52M
TypeSH
Market value$805.7K
0.66%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares1.70M
TypeSH
Market value$747.3K
0.61%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares1.65M
TypeSH
Market value$725.4K
0.60%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares9.70M
TypeSH
Market value$708.5K
0.58%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 33.32M | SH | $14.73M 12.11% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | CALL | 19.21M | SH | $8.51M 6.99% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 15.97M | SH | $5.89M 4.84% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 30.33M | SH | $3.95M 3.24% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | CALL | 13.71M | SH | $3.59M 2.95% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | PUT | 13.45M | SH | $3.52M 2.89% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | CALL | 8.53M | SH | $3.15M 2.59% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | CALL | 22.66M | SH | $3.14M 2.58% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | CALL | 14.08M | SH | $2.73M 2.24% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | PUT | 6.08M | SH | $2.57M 2.11% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | CALL | 5.69M | SH | $2.41M 1.98% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 10.29M | SH | $2.00M 1.64% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CALL | 12.74M | SH | $1.53M 1.26% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | CALL | 11.24M | SH | $1.46M 1.20% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CALL | 5.06M | SH | $1.45M 1.19% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | CALL | 3.96M | SH | $1.35M 1.11% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 3.85M | SH | $1.31M 1.08% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | PUT | 9.24M | SH | $1.11M 0.92% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 15.31M | SH | $1.06M 0.87% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | PUT | 3.62M | SH | $1.04M 0.85% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | PUT | 7.30M | SH | $951.6K 0.78% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | CALL | 4.52M | SH | $805.7K 0.66% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | PUT | 1.70M | SH | $747.3K 0.61% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | CALL | 1.65M | SH | $725.4K 0.60% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | CALL | 9.70M | SH | $708.5K 0.58% | 0.00 | 0.00 | 0.00 |
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