Filed: 4/27/2023ACC: 0001488542-23-000006
📋 What this filing means
SIMPLEX TRADING, LLC filed this quarterly 13F‑HR report disclosing 9440 equity positions with a total reported market value of $113.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9440
Positions
$113.80M
Total AUM (reported)
1.36B
Total Shares
Allocation by class
PUT$59.02M51.9%
CALL$52.58M46.2%
COM$2.21M1.9%
Portfolio Concentration
Top 3$25.81M22.7%
4–10$17.40M15.3%
11–25$16.19M14.2%
Rest$54.40M47.8%
Top 3 weight
22.7%
Top 10 weight
38.0%
Voting Authority Distribution
Total shares with voting rights: 75.83M
Sole
Full voting authority
75.83M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9440
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9440
Rows:
SPDR S&P 500 ETF TR
SOLEShares29.80M
TypeSH
Market value$12.20M
10.72%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares18.99M
TypeSH
Market value$7.77M
6.83%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares18.18M
TypeSH
Market value$5.83M
5.13%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares30.80M
TypeSH
Market value$3.99M
3.51%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares10.21M
TypeSH
Market value$3.28M
2.88%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares12.63M
TypeSH
Market value$2.62M
2.30%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares18.93M
TypeSH
Market value$2.26M
1.98%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares10.84M
TypeSH
Market value$2.25M
1.98%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares14.54M
TypeSH
Market value$1.50M
1.32%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares9.11M
TypeSH
Market value$1.50M
1.32%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares8.92M
TypeSH
Market value$1.47M
1.29%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares6.90M
TypeSH
Market value$1.46M
1.28%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares13.18M
TypeSH
Market value$1.37M
1.20%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares4.70M
TypeSH
Market value$1.35M
1.19%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares19.87M
TypeSH
Market value$1.34M
1.18%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares4.79M
TypeSH
Market value$1.33M
1.17%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares4.29M
TypeSH
Market value$1.19M
1.05%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares5.96M
TypeSH
Market value$1.09M
0.96%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.20M
TypeSH
Market value$923.2K
0.81%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares13.77M
TypeSH
Market value$881.9K
0.77%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares4.08M
TypeSH
Market value$864.2K
0.76%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares7.67M
TypeSH
Market value$796.3K
0.70%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares4.16M
TypeSH
Market value$762.8K
0.67%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares2.10M
TypeSH
Market value$725.1K
0.64%
Sole
0.00
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
SOLEShares6.16M
TypeSH
Market value$629.1K
0.55%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 29.80M | SH | $12.20M 10.72% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | CALL | 18.99M | SH | $7.77M 6.83% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 18.18M | SH | $5.83M 5.13% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 30.80M | SH | $3.99M 3.51% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | CALL | 10.21M | SH | $3.28M 2.88% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | CALL | 12.63M | SH | $2.62M 2.30% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | CALL | 18.93M | SH | $2.26M 1.98% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | PUT | 10.84M | SH | $2.25M 1.98% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | CALL | 14.54M | SH | $1.50M 1.32% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | CALL | 9.11M | SH | $1.50M 1.32% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 8.92M | SH | $1.47M 1.29% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CALL | 6.90M | SH | $1.46M 1.28% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CALL | 13.18M | SH | $1.37M 1.20% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | CALL | 4.70M | SH | $1.35M 1.19% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 19.87M | SH | $1.34M 1.18% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | PUT | 4.79M | SH | $1.33M 1.17% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | CALL | 4.29M | SH | $1.19M 1.05% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | CALL | 5.96M | SH | $1.09M 0.96% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 3.20M | SH | $923.2K 0.81% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | CALL | 13.77M | SH | $881.9K 0.77% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | PUT | 4.08M | SH | $864.2K 0.76% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | PUT | 7.67M | SH | $796.3K 0.70% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | PUT | 4.16M | SH | $762.8K 0.67% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | PUT | 2.10M | SH | $725.1K 0.64% | 0.00 | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDSOLE | CALL | 6.16M | SH | $629.1K 0.55% | 0.00 | 0.00 | 0.00 |
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