Filed: 2/2/2023ACC: 0001488542-23-000003
📋 What this filing means
SIMPLEX TRADING, LLC filed this quarterly 13F‑HR report disclosing 9644 equity positions with a total reported market value of $91.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9644
Positions
$91.92M
Total AUM (reported)
1.36B
Total Shares
Allocation by class
PUT$45.62M49.6%
CALL$44.21M48.1%
COM$2.09M2.3%
Portfolio Concentration
Top 3$18.17M19.8%
4–10$13.18M14.3%
11–25$11.89M12.9%
Rest$48.68M53.0%
Top 3 weight
19.8%
Top 10 weight
34.1%
Voting Authority Distribution
Total shares with voting rights: 76M
Sole
Full voting authority
76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole9644
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings9644
Rows:
SPDR S&P 500 ETF TR
SOLEShares22.65M
TypeSH
Market value$8.66M
9.42%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares16.45M
TypeSH
Market value$6.29M
6.84%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares27.53M
TypeSH
Market value$3.22M
3.51%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares9.95M
TypeSH
Market value$2.65M
2.88%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.50M
TypeSH
Market value$2.26M
2.46%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares13.60M
TypeSH
Market value$1.75M
1.91%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares17.94M
TypeSH
Market value$1.72M
1.87%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares21.62M
TypeSH
Market value$1.61M
1.75%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares13.04M
TypeSH
Market value$1.59M
1.73%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares18.93M
TypeSH
Market value$1.59M
1.73%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares12.71M
TypeSH
Market value$1.57M
1.70%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares8.83M
TypeSH
Market value$1.14M
1.24%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares11.10M
TypeSH
Market value$900.9K
0.98%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.67M
TypeSH
Market value$881.0K
0.96%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares7.14M
TypeSH
Market value$858.7K
0.93%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares9.50M
TypeSH
Market value$840.3K
0.91%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares2.51M
TypeSH
Market value$739.8K
0.80%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares4.31M
TypeSH
Market value$730.9K
0.80%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares8.93M
TypeSH
Market value$709.5K
0.77%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares2.82M
TypeSH
Market value$676.4K
0.74%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares4.40M
TypeSH
Market value$642.7K
0.70%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares2.12M
TypeSH
Market value$625.2K
0.68%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares6.24M
TypeSH
Market value$551.8K
0.60%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares3.61M
TypeSH
Market value$526.9K
0.57%
Sole
0.00
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares1.52M
TypeSH
Market value$505.1K
0.55%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 22.65M | SH | $8.66M 9.42% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | CALL | 16.45M | SH | $6.29M 6.84% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 27.53M | SH | $3.22M 3.51% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 9.95M | SH | $2.65M 2.88% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | CALL | 8.50M | SH | $2.26M 2.46% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | CALL | 13.60M | SH | $1.75M 1.91% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | CALL | 17.94M | SH | $1.72M 1.87% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 21.62M | SH | $1.61M 1.75% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | CALL | 13.04M | SH | $1.59M 1.73% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | CALL | 18.93M | SH | $1.59M 1.73% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | PUT | 12.71M | SH | $1.57M 1.70% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 8.83M | SH | $1.14M 1.24% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | CALL | 11.10M | SH | $900.9K 0.98% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | CALL | 3.67M | SH | $881.0K 0.96% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CALL | 7.14M | SH | $858.7K 0.93% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CALL | 9.50M | SH | $840.3K 0.91% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | PUT | 2.51M | SH | $739.8K 0.80% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | CALL | 4.31M | SH | $730.9K 0.80% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | PUT | 8.93M | SH | $709.5K 0.77% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 2.82M | SH | $676.4K 0.74% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | PUT | 4.40M | SH | $642.7K 0.70% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | CALL | 2.12M | SH | $625.2K 0.68% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | PUT | 6.24M | SH | $551.8K 0.60% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | CALL | 3.61M | SH | $526.9K 0.57% | 0.00 | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | CALL | 1.52M | SH | $505.1K 0.55% | 0.00 | 0.00 | 0.00 |
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