Filed: 11/4/2022ACC: 0001488542-22-000011
📋 What this filing means
SIMPLEX TRADING, LLC filed this quarterly 13F‑HR report disclosing 10392 equity positions with a total reported market value of $88.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
10392
Positions
$88.45M
Total AUM (reported)
1.38B
Total Shares
Allocation by class
PUT$46.36M52.4%
CALL$39.51M44.7%
COM$2.58M2.9%
Portfolio Concentration
Top 3$18.65M21.1%
4–10$15.02M17.0%
11–25$11.33M12.8%
Rest$43.46M49.1%
Top 3 weight
21.1%
Top 10 weight
38.1%
Voting Authority Distribution
Total shares with voting rights: 94.02M
Sole
Full voting authority
94.02M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole10392
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings10392
Rows:
SPDR S&P 500 ETF TR
SOLEShares26.81M
TypeSH
Market value$9.58M
10.83%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares15.83M
TypeSH
Market value$5.66M
6.39%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares30.34M
TypeSH
Market value$3.42M
3.87%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares11.90M
TypeSH
Market value$3.18M
3.60%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares10.12M
TypeSH
Market value$2.68M
3.03%
Sole
0.00
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares8.02M
TypeSH
Market value$2.14M
2.42%
Sole
0.00
Shared
0.00
None
0.00
TESLA INC
SOLEShares7.43M
TypeSH
Market value$1.97M
2.23%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares12.59M
TypeSH
Market value$1.73M
1.95%
Sole
0.00
Shared
0.00
None
0.00
ISHARES TR
SOLEShares19.66M
TypeSH
Market value$1.69M
1.91%
Sole
0.00
Shared
0.00
None
0.00
APPLE INC
SOLEShares11.80M
TypeSH
Market value$1.62M
1.83%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares11.70M
TypeSH
Market value$1.32M
1.49%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares19.77M
TypeSH
Market value$1.24M
1.40%
Sole
0.00
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares8.97M
TypeSH
Market value$1.01M
1.15%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares8.50M
TypeSH
Market value$814.3K
0.92%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.20M
TypeSH
Market value$744.9K
0.84%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares5.48M
TypeSH
Market value$743.2K
0.84%
Sole
0.00
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares10.87M
TypeSH
Market value$736.9K
0.83%
Sole
0.00
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.14M
TypeSH
Market value$732.3K
0.83%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares4.20M
TypeSH
Market value$649.2K
0.73%
Sole
0.00
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares6.52M
TypeSH
Market value$625.0K
0.71%
Sole
0.00
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares3.96M
TypeSH
Market value$612.1K
0.69%
Sole
0.00
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares2.53M
TypeSH
Market value$596.2K
0.67%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares4.48M
TypeSH
Market value$543.6K
0.61%
Sole
0.00
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares3.55M
TypeSH
Market value$481.9K
0.54%
Sole
0.00
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares3.90M
TypeSH
Market value$473.1K
0.53%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | PUT | 26.81M | SH | $9.58M 10.83% | 0.00 | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | CALL | 15.83M | SH | $5.66M 6.39% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | PUT | 30.34M | SH | $3.42M 3.87% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | PUT | 11.90M | SH | $3.18M 3.60% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | PUT | 10.12M | SH | $2.68M 3.03% | 0.00 | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | CALL | 8.02M | SH | $2.14M 2.42% | 0.00 | 0.00 | 0.00 |
TESLA INCSOLE | CALL | 7.43M | SH | $1.97M 2.23% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | CALL | 12.59M | SH | $1.73M 1.95% | 0.00 | 0.00 | 0.00 |
ISHARES TRSOLE | CALL | 19.66M | SH | $1.69M 1.91% | 0.00 | 0.00 | 0.00 |
APPLE INCSOLE | PUT | 11.80M | SH | $1.62M 1.83% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | CALL | 11.70M | SH | $1.32M 1.49% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | PUT | 19.77M | SH | $1.24M 1.40% | 0.00 | 0.00 | 0.00 |
AMAZON COM INCSOLE | PUT | 8.97M | SH | $1.01M 1.15% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | CALL | 8.50M | SH | $814.3K 0.92% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | CALL | 3.20M | SH | $744.9K 0.84% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CALL | 5.48M | SH | $743.2K 0.84% | 0.00 | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | CALL | 10.87M | SH | $736.9K 0.83% | 0.00 | 0.00 | 0.00 |
MICROSOFT CORPSOLE | PUT | 3.14M | SH | $732.3K 0.83% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | CALL | 4.20M | SH | $649.2K 0.73% | 0.00 | 0.00 | 0.00 |
ALPHABET INCSOLE | PUT | 6.52M | SH | $625.0K 0.71% | 0.00 | 0.00 | 0.00 |
SPDR GOLD TRSOLE | PUT | 3.96M | SH | $612.1K 0.69% | 0.00 | 0.00 | 0.00 |
NETFLIX INCSOLE | PUT | 2.53M | SH | $596.2K 0.67% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | PUT | 4.48M | SH | $543.6K 0.61% | 0.00 | 0.00 | 0.00 |
META PLATFORMS INCSOLE | PUT | 3.55M | SH | $481.9K 0.54% | 0.00 | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | CALL | 3.90M | SH | $473.1K 0.53% | 0.00 | 0.00 | 0.00 |
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