SIMONY JACK (VP and CIO) exercised options at EMERGENT CAPITAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/28/2019ACC: 0000932440-19-000020
Officer· VP and CIO
Since Oct 2018
-196.35K
Net shares
Net seller
$38.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
500K acquired · 696.35K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+500K
Price / share
—
Trade value
—
% of position
New position
10/30/2018
0.00→500K
Common Stock
Direct
Shares
−196.35K
Price / share
$0.20
Trade value
$38.29K
% of position
39.3%
10/30/2018
500K→303.65K
Total
Net shares
+303.65K
Net value
-$38.29K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/30/2018 | M · Option Exercise | +500K | — | — | New position | 0.00 | 500K |
| Common Stock Direct | 10/30/2018 | F · Tax Withholding | −196.35K | $0.20 | $38.29K | 39.3% | 500K | 303.65K |
| Total | +303.65K | -$38.29K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
500K shares
Shares
−500K
Strike price
Held after
500K
Exercisable
—
10/30/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock500K shares | 10/30/2018 | M · Option Exercise | −500K | — | 500K |