SIMONSON STEVEN (SVP, Chief Development Officer) reported 1 transaction at WINDTREE THERAPEUTICS INC /DE/
Review the transaction codes below to understand the nature of each event.
Filed: 11/23/2018ACC: 0001437749-18-021251
Officer· SVP, Chief Development Officer
Since Nov 2018
+147.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
150.00 acquired · 3.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+150.00
Price / share
—
Trade value
—
% of position
0.3%
11/21/2018
47.09K→47.24K
Total
Net shares
+150.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/21/2018 | C · Conversion | +150.00 | — | — | 0.3% | 47.09K | 47.24K |
| Total | +150.00 | $0.00 | ||||||
Derivative Transactions1
Series A Convertible Preferred Stock
Direct
Converts to
Common Stock
150.00 shares
Shares
−3.00
Strike price
27.40
Held after
0.00
Exercisable
—
11/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred Stock Direct | Common Stock150.00 shares | 11/21/2018 | C · Conversion | −3.00 | 27.40 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned877.00
Total
877.00 indirect877.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 877.00 | Indirect |
| Total | 877.00 | 877.00 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported