SIMON RONALD I exercised options at ELLINGTON FINANCIAL INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/18/2023ACC: 0001628280-23-041802
+7.66K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
13.86K acquired · 6.20K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+6.20K
Price / share
—
Trade value
—
% of position
14.4%
9/14/2023
43.02K→49.22K
Total
Net shares
+6.20K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/14/2023 | M · Option Exercise | +6.20K | — | — | 14.4% | 43.02K | 49.22K |
| Total | +6.20K | $0.00 | ||||||
Derivative Transactions2
OP LTIP Units
Direct
Converts to
Common Units
6.20K shares
Shares
−6.20K
Strike price
Held after
0.00
Exercisable
—
9/14/2023
OP LTIP Units
Direct
Converts to
Common Units
7.66K shares
Shares
+7.66K
Strike price
Held after
7.66K
Exercisable
—
12/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OP LTIP Units Direct | Common Units6.20K shares | 9/14/2023 | M · Option Exercise | −6.20K | — | 0.00 | |
| OP LTIP Units Direct | Common Units7.66K shares | 12/14/2023 | A · Award | +7.66K | — | 7.66K |