SIMON RONALD I exercised options at ELLINGTON FINANCIAL INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/15/2022ACC: 0001628280-22-024995
+6.20K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
10.27K acquired · 4.07K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+4.07K
Price / share
—
Trade value
—
% of position
10.4%
9/13/2022
38.96K→43.02K
Total
Net shares
+4.07K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/13/2022 | M · Option Exercise | +4.07K | — | — | 10.4% | 38.96K | 43.02K |
| Total | +4.07K | $0.00 | ||||||
Derivative Transactions2
OP LTIP Units
Direct
Converts to
Common Units
6.20K shares
Shares
+6.20K
Strike price
Held after
10.27K
Exercisable
—
9/13/2022
OP LTIP Units
Direct
Converts to
Common Units
4.07K shares
Shares
−4.07K
Strike price
Held after
6.20K
Exercisable
—
9/13/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| OP LTIP Units Direct | Common Units6.20K shares | 9/13/2022 | A · Award | +6.20K | — | 10.27K | |
| OP LTIP Units Direct | Common Units4.07K shares | 9/13/2022 | M · Option Exercise | −4.07K | — | 6.20K |