SIMMONS JAMES LEO (SVP, General Counsel & Sec.) exercised options at KRATON CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/5/2021ACC: 0001321646-21-000083
Officer· SVP, General Counsel & Sec.
Since Feb 2019
-550.00
Net shares
Net seller
$20.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.40K acquired · 1.95K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.40K
Price / share
—
Trade value
—
% of position
2.8%
3/4/2021
50.22K→51.61K
Common Stock
Direct
Shares
−550.00
Price / share
$36.72
Trade value
$20.20K
% of position
1.1%
3/4/2021
51.61K→51.06K
Total
Net shares
+847.00
Net value
-$20.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/4/2021 | M · Option Exercise | +1.40K | — | — | 2.8% | 50.22K | 51.61K |
| Common Stock Direct | 3/4/2021 | F · Tax Withholding | −550.00 | $36.72 | $20.20K | 1.1% | 51.61K | 51.06K |
| Total | +847.00 | -$20.20K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.40K shares
Shares
−1.40K
Strike price
Held after
1.40K
Exercisable
—
3/4/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.40K shares | 3/4/2021 | M · Option Exercise | −1.40K | — | 1.40K |