SIMKIN JACQUELINE M sold 8K shares of LADENBURG THALMANN FINANCIAL SERVICES INC. on the open market
Open‑market sale worth $200.7K. Review remaining holdings and any 10b5‑1 plan disclosures.
8.00% Series A Cumulative Redeemable Preferred Stock
Shares
−8K
Price / share
$25.08
Trade value
$200.66K
% of position
Common Stock
Shares
−45K
Price / share
$3.50
Trade value
$157.50K
% of position
Common Stock
Shares
−1.86M
Price / share
$3.50
Trade value
$6.51M
% of position
Common Stock
Shares
−158K
Price / share
$3.50
Trade value
$553K
% of position
Net shares
−2.07M
Net value
-$7.42M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 8.00% Series A Cumulative Redeemable Preferred Stock Indirect | 2/12/2020 | S · Sale | −8K | $25.08 | $200.66K | New position | 8K | 0.00 |
| Common Stock Direct | 2/14/2020 | D · Disposition | −45K | $3.50 | $157.50K | New position | 45K | 0.00 |
| Common Stock Indirect | 2/14/2020 | D · Disposition | −1.86M | $3.50 | $6.51M | New position | 1.86M | 0.00 |
| Common Stock Indirect | 2/14/2020 | D · Disposition | −158K | $3.50 | $553K | New position | 158K | 0.00 |
| Total | −2.07M | -$7.42M | ||||||
Stock Option (Right to Buy)
Common Stock
20K shares
Shares
−20K
Strike price
1.73
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
20K shares
Shares
−20K
Strike price
1.79
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
1.32
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
1.46
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
3.01
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
3.38
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
2.40
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 2/14/2020 | D · Disposition | −20K | 1.73 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock20K shares | 2/14/2020 | D · Disposition | −20K | 1.79 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 1.32 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 1.46 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 3.01 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 3.38 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 2.40 | — | 0.00 |