SIMCOCK STEPHEN (General Counsel) exercised options at SOFI TECHNOLOGIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 9/17/2025ACC: 0002028884-25-000003
Officer· General Counsel
Since Jul 2024
-39.12K
Net shares
Net seller
$1.06M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
77.89K acquired · 117K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+71.35K
Price / share
—
Trade value
—
% of position
43.5%
9/15/2025
163.92K→235.28K
Common Stock
Direct
Shares
+6.53K
Price / share
—
Trade value
—
% of position
2.8%
9/15/2025
235.28K→241.81K
Common Stock
Direct
Shares
−39.12K
Price / share
$26.99
Trade value
$1.06M
% of position
16.2%
9/16/2025
241.81K→202.69K
Total
Net shares
+38.77K
Net value
-$1.06M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/15/2025 | M · Option Exercise | +71.35K | — | — | 43.5% | 163.92K | 235.28K |
| Common Stock Direct | 9/15/2025 | M · Option Exercise | +6.53K | — | — | 2.8% | 235.28K | 241.81K |
| Common Stock Direct | 9/16/2025 | F · Tax Withholding | −39.12K | $26.99 | $1.06M | 16.2% | 241.81K | 202.69K |
| Total | +38.77K | -$1.06M | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
71.35K shares
Shares
−71.35K
Strike price
Held after
784.88K
Exercisable
—
9/15/2025
Restricted Stock Unit
Direct
Converts to
Common Stock
6.53K shares
Shares
−6.53K
Strike price
Held after
91.47K
Exercisable
—
9/15/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock71.35K shares | 9/15/2025 | M · Option Exercise | −71.35K | — | 784.88K | |
| Restricted Stock Unit Direct | Common Stock6.53K shares | 9/15/2025 | M · Option Exercise | −6.53K | — | 91.47K |