SILVER ROCK FINANCIAL LP

Filed: 11/14/2023ACC: 0001172661-23-003915

📋 What this filing means

SILVER ROCK FINANCIAL LP filed this quarterly 13F‑HR report disclosing 64 equity positions with a total reported market value of $16.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$16.33M

Total AUM (reported)

11.19M

Total Shares

Allocation by class

COM$3.77M23.1%

SHS$3.64M22.3%

COM CL A$3.09M18.9%

NOTE 12/1$3.00M18.4%

CL A ORD SHS$2.28M14.0%

*W EXP 07/31/202$96.1K0.6%

CL A COM$65.4K0.4%

Portfolio Concentration

Top 3$9.73M59.6%

4–10$6.26M38.3%

11–25$242.3K1.5%

Rest$92.7K0.6%

Top 3 weight

59.6%

Top 10 weight

97.9%

Voting Authority Distribution

Total shares with voting rights: 11.19M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.19M

% of voting shares100.0%

Investment Discretion (by position count)

Sole64

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings64

Rows:

ARDAGH METAL PACKAGING S A

SOLE

SHS

Shares1.16M

TypeSH

Market value$3.64M

22.32%

Sole

0.00

Shared

0.00

None

1.16M

BRC INC

SOLE

COM CL A

Shares859.99K

TypeSH

Market value$3.09M

18.91%

Sole

0.00

Shared

0.00

None

859.99K

DISH NETWORK CORPORATION

SOLE

NOTE 12/1

Shares4.50M

TypePRN

Market value$3.00M

18.40%

Sole

0.00

Shared

0.00

None

4.50M

EVERBRIDGE INC

SOLE

COM

Shares129K

TypeSH

Market value$2.89M

17.71%

Sole

0.00

Shared

0.00

None

129K

LEARN CW INVESTMENT COR

SOLE

CL A ORD SHS

Shares214.61K

TypeSH

Market value$2.28M

13.99%

Sole

0.00

Shared

0.00

None

214.61K

PRESTO AUTOMATION INC

SOLE

COM

Shares323.97K

TypeSH

Market value$463.3K

2.84%

Sole

0.00

Shared

0.00

None

323.97K

LUMEN TECHNOLOGIES INC

SOLE

COM

Shares294.87K

TypeSH

Market value$418.7K

2.56%

Sole

0.00

Shared

0.00

None

294.87K

ALLURION TECHNOLOGIES INC

SOLE

*W EXP 07/31/202

Shares86.28K

TypeSH

Market value$78.5K

0.48%

Sole

0.00

Shared

0.00

None

86.28K

NERDY INC

SOLE

CL A COM

Shares17.69K

TypeSH

Market value$65.4K

0.40%

Sole

0.00

Shared

0.00

None

17.69K

LIFEZONE METALS LIMITED

SOLE

*W EXP 07/05/202

Shares47.39K

TypeSH

Market value$55.9K

0.34%

Sole

0.00

Shared

0.00

None

47.39K

METALS ACQUISITION LIMITED

SOLE

*W EXP 06/15/202

Shares16.95K

TypeSH

Market value$34.1K

0.21%

Sole

0.00

Shared

0.00

None

16.95K

ANDRETTI ACQUISITION CORP

SOLE

*W EXP 99/99/999

Shares103.24K

TypeSH

Market value$32.6K

0.20%

Sole

0.00

Shared

0.00

None

103.24K

ARES ACQUISITION CORPORATION

SOLE

*W EXP 02/02/202

Shares44.43K

TypeSH

Market value$29.4K

0.18%

Sole

0.00

Shared

0.00

None

44.43K

PRESTO AUTOMATION INC

SOLE

*W EXP 09/21/202

Shares500K

TypeSH

Market value$24.9K

0.15%

Sole

0.00

Shared

0.00

None

500K

CHECHE GROUP INC

SOLE

*W EXP 10/01/203

Shares94.06K

TypeSH

Market value$18.8K

0.12%

Sole

0.00

Shared

0.00

None

94.06K

ATHENA CONSUMER ACQ CORP

SOLE

*W EXP 07/31/202

Shares48.87K

TypeSH

Market value$17.6K

0.11%

Sole

0.00

Shared

0.00

None

48.87K

PAGAYA TECHNOLOGIES LTD

SOLE

*W EXP 09/01/202

Shares46.39K

TypeSH

Market value$16.2K

0.10%

Sole

0.00

Shared

0.00

None

46.39K

CHURCHILL CAPITAL CORP VII

SOLE

*W EXP 02/29/202

Shares39.40K

TypeSH

Market value$12.1K

0.07%

Sole

0.00

Shared

0.00

None

39.40K

AMERICAN ONCOLOGY NETWORK IN

SOLE

*W EXP 09/20/202

Shares70.53K

TypeSH

Market value$11.6K

0.07%

Sole

0.00

Shared

0.00

None

70.53K

SLAM CORP

SOLE

*W EXP 02/23/202

Shares70.40K

TypeSH

Market value$8.8K

0.05%

Sole

0.00

Shared

0.00

None

70.40K

FOCUS IMPACT ACQUISITION COR

SOLE

*W EXP 10/28/202

Shares98.77K

TypeSH

Market value$7.9K

0.05%

Sole

0.00

Shared

0.00

None

98.77K

ARQIT QUANTUM INC

SOLE

*W EXP 09/03/202

Shares42.14K

TypeSH

Market value$7.6K

0.05%

Sole

0.00

Shared

0.00

None

42.14K

ANZU SPECIAL ACQUISITIN CORP

SOLE

*W EXP 01/27/202

Shares81.97K

TypeSH

Market value$7.3K

0.04%

Sole

0.00

Shared

0.00

None

81.97K

NEW PROVIDENCE ACQSITN CORP

SOLE

*W EXP 11/09/202

Shares116.86K

TypeSH

Market value$6.7K

0.04%

Sole

0.00

Shared

0.00

None

116.86K

APOLLO STRATEGIC GRWT CPTL I

SOLE

*W EXP 02/12/202

Shares84.42K

TypeSH

Market value$6.6K

0.04%

Sole

0.00

Shared

0.00

None

84.42K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ARDAGH METAL PACKAGING S ASOLE	SHS	1.16M	SH	$3.64M 22.32%	1.16M
BRC INCSOLE	COM CL A	859.99K	SH	$3.09M 18.91%	859.99K
DISH NETWORK CORPORATIONSOLE	NOTE 12/1	4.50M	PRN	$3.00M 18.40%	4.50M
EVERBRIDGE INCSOLE	COM	129K	SH	$2.89M 17.71%	129K
LEARN CW INVESTMENT CORSOLE	CL A ORD SHS	214.61K	SH	$2.28M 13.99%	214.61K
PRESTO AUTOMATION INCSOLE	COM	323.97K	SH	$463.3K 2.84%	323.97K
LUMEN TECHNOLOGIES INCSOLE	COM	294.87K	SH	$418.7K 2.56%	294.87K
ALLURION TECHNOLOGIES INCSOLE	*W EXP 07/31/202	86.28K	SH	$78.5K 0.48%	86.28K
NERDY INCSOLE	CL A COM	17.69K	SH	$65.4K 0.40%	17.69K
LIFEZONE METALS LIMITEDSOLE	*W EXP 07/05/202	47.39K	SH	$55.9K 0.34%	47.39K
METALS ACQUISITION LIMITEDSOLE	*W EXP 06/15/202	16.95K	SH	$34.1K 0.21%	16.95K
ANDRETTI ACQUISITION CORPSOLE	*W EXP 99/99/999	103.24K	SH	$32.6K 0.20%	103.24K
ARES ACQUISITION CORPORATIONSOLE	*W EXP 02/02/202	44.43K	SH	$29.4K 0.18%	44.43K
PRESTO AUTOMATION INCSOLE	*W EXP 09/21/202	500K	SH	$24.9K 0.15%	500K
CHECHE GROUP INCSOLE	*W EXP 10/01/203	94.06K	SH	$18.8K 0.12%	94.06K
ATHENA CONSUMER ACQ CORPSOLE	*W EXP 07/31/202	48.87K	SH	$17.6K 0.11%	48.87K
PAGAYA TECHNOLOGIES LTDSOLE	*W EXP 09/01/202	46.39K	SH	$16.2K 0.10%	46.39K
CHURCHILL CAPITAL CORP VIISOLE	*W EXP 02/29/202	39.40K	SH	$12.1K 0.07%	39.40K
AMERICAN ONCOLOGY NETWORK INSOLE	*W EXP 09/20/202	70.53K	SH	$11.6K 0.07%	70.53K
SLAM CORPSOLE	*W EXP 02/23/202	70.40K	SH	$8.8K 0.05%	70.40K
FOCUS IMPACT ACQUISITION CORSOLE	*W EXP 10/28/202	98.77K	SH	$7.9K 0.05%	98.77K
ARQIT QUANTUM INCSOLE	*W EXP 09/03/202	42.14K	SH	$7.6K 0.05%	42.14K
ANZU SPECIAL ACQUISITIN CORPSOLE	*W EXP 01/27/202	81.97K	SH	$7.3K 0.04%	81.97K
NEW PROVIDENCE ACQSITN CORPSOLE	*W EXP 11/09/202	116.86K	SH	$6.7K 0.04%	116.86K
APOLLO STRATEGIC GRWT CPTL ISOLE	*W EXP 02/12/202	84.42K	SH	$6.6K 0.04%	84.42K

Page 1 of 3