SILVA KEVIN D (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 5 exercises

SILVA KEVIN D

Filed: 2/23/2023ACC: 0001127602-23-006917

InsiderSILVA KEVIN DCIK 1237581

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Feb 2019

+8.98K

Net shares

Net buyer

$752.0K

Total sold

Open market trades

0B · 0S

Total transactions

38.92K acquired · 29.94K disposed

Non-Derivative Transactions10

Common Stock

Direct

M · Option Exercise

+10.25K

Price / share

—

Trade value

—

% of position

103.0%

2/20/2023

9.95K→20.20K

Common Stock

Direct

F · Tax Withholding

−5.27K

Price / share

$74.44

Trade value

$392.37K

% of position

26.1%

2/20/2023

20.20K→14.93K

Common Stock

Direct

M · Option Exercise

+2.80K

Price / share

—

Trade value

—

% of position

18.8%

2/20/2023

14.93K→17.73K

Common Stock

Direct

F · Tax Withholding

−1.36K

Price / share

$74.44

Trade value

$101.61K

% of position

7.7%

2/20/2023

17.73K→16.37K

Common Stock

Direct

M · Option Exercise

+3.18K

Price / share

—

Trade value

—

% of position

19.4%

2/21/2023

16.37K→19.55K

Common Stock

Direct

F · Tax Withholding

−1.55K

Price / share

$74.44

Trade value

$115.38K

% of position

7.9%

2/21/2023

19.55K→18K

Common Stock

Direct

M · Option Exercise

+3.18K

Price / share

—

Trade value

—

% of position

17.7%

2/22/2023

18K→21.18K

Common Stock

Direct

F · Tax Withholding

−1.55K

Price / share

$73.34

Trade value

$113.68K

% of position

7.3%

2/22/2023

21.18K→19.63K

Common Stock

Direct

M · Option Exercise

+395.00

Price / share

—

Trade value

—

% of position

2.0%

2/22/2023

19.63K→20.02K

Common Stock

Direct

F · Tax Withholding

−395.00

Price / share

$73.34

Trade value

$28.97K

% of position

2.0%

2/22/2023

20.02K→19.63K

Total

Net shares

+9.68K

Net value

-$752.01K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2023	M · Option Exercise	+10.25K	—	—	103.0%	9.95K	20.20K
Common Stock Direct	2/20/2023	F · Tax Withholding	−5.27K	$74.44	$392.37K	26.1%	20.20K	14.93K
Common Stock Direct	2/20/2023	M · Option Exercise	+2.80K	—	—	18.8%	14.93K	17.73K
Common Stock Direct	2/20/2023	F · Tax Withholding	−1.36K	$74.44	$101.61K	7.7%	17.73K	16.37K
Common Stock Direct	2/21/2023	M · Option Exercise	+3.18K	—	—	19.4%	16.37K	19.55K
Common Stock Direct	2/21/2023	F · Tax Withholding	−1.55K	$74.44	$115.38K	7.9%	19.55K	18K
Common Stock Direct	2/22/2023	M · Option Exercise	+3.18K	—	—	17.7%	18K	21.18K
Common Stock Direct	2/22/2023	F · Tax Withholding	−1.55K	$73.34	$113.68K	7.3%	21.18K	19.63K
Common Stock Direct	2/22/2023	M · Option Exercise	+395.00	—	—	2.0%	19.63K	20.02K
Common Stock Direct	2/22/2023	F · Tax Withholding	−395.00	$73.34	$28.97K	2.0%	20.02K	19.63K
Total			+9.68K		-$752.01K

Derivative Transactions7

Performance Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

10.25K shares

−10.25K

Strike price

Held after

38.57K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.80K shares

−2.80K

Strike price

Held after

20.95K

Exercisable

—

2/20/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.18K shares

−3.18K

Strike price

Held after

17.76K

Exercisable

—

2/21/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.18K shares

−3.18K

Strike price

Held after

14.58K

Exercisable

—

2/22/2023

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

10.51K shares

+10.51K

Strike price

Held after

49.08K

Exercisable

—

2/22/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

8.60K shares

+8.60K

Strike price

Held after

23.18K

Exercisable

—

2/22/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

395.00 shares

−395.00

Strike price

Held after

22.79K

Exercisable

—

2/22/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock10.25K shares	2/20/2023	M · Option Exercise	−10.25K	—	38.57K
Restricted Stock Units Direct	Common Stock2.80K shares	2/20/2023	M · Option Exercise	−2.80K	—	20.95K
Restricted Stock Units Direct	Common Stock3.18K shares	2/21/2023	M · Option Exercise	−3.18K	—	17.76K
Restricted Stock Units Direct	Common Stock3.18K shares	2/22/2023	M · Option Exercise	−3.18K	—	14.58K
Performance Stock Unit Direct	Common Stock10.51K shares	2/22/2023	A · Award	+10.51K	—	49.08K
Restricted Stock Units Direct	Common Stock8.60K shares	2/22/2023	A · Award	+8.60K	—	23.18K
Restricted Stock Units Direct	Common Stock395.00 shares	2/22/2023	M · Option Exercise	−395.00	—	22.79K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

71.17K

Shares owned

71.17K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

71.17K

Owned

71.17K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Stock Options Direct	Common Stock		—	—	71.17K	71.17K
Total					71.17K	71.17K