SILVA KEVIN D (See Remarks) exercised options at VOYA FINANCIAL, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SILVA KEVIN D

Filed: 2/24/2020ACC: 0001127602-20-007292

InsiderSILVA KEVIN DCIK 1237581

→

IssuerVOYA FINANCIAL, INC.CIK 1535929

Officer· See Remarks

Since Feb 2019

+20.12K

Net shares

Net buyer

$29.8K

Total sold

Open market trades

0B · 0S

Total transactions

21.06K acquired · 938.00 disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+469.00

Price / share

—

Trade value

—

% of position

2.6%

2/20/2020

17.92K→18.39K

Common Stock

Direct

F · Tax Withholding

−469.00

Price / share

$63.62

Trade value

$29.84K

% of position

2.5%

2/20/2020

18.39K→17.92K

Total

Net shares

+0.00

Net value

-$29.84K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/20/2020	M · Option Exercise	+469.00	—	—	2.6%	17.92K	18.39K
Common Stock Direct	2/20/2020	F · Tax Withholding	−469.00	$63.62	$29.84K	2.5%	18.39K	17.92K
Total			+0.00		-$29.84K

Derivative Transactions3

Performance Stock Unit

Direct

A · Award

Converts to

Common Stock

11.72K shares

+11.72K

Strike price

Held after

51.40K

Exercisable

—

2/20/2020

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock

8.87K shares

+8.87K

Strike price

Held after

28.51K

Exercisable

—

2/20/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

469.00 shares

−469.00

Strike price

Held after

28.04K

Exercisable

—

2/20/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Stock Unit Direct	Common Stock11.72K shares	2/20/2020	A · Award	+11.72K	—	51.40K
Restricted Stock Units Direct	Common Stock8.87K shares	2/20/2020	A · Award	+8.87K	—	28.51K
Restricted Stock Units Direct	Common Stock469.00 shares	2/20/2020	M · Option Exercise	−469.00	—	28.04K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

Performance-Based Stock Options

Direct

Underlying security

Common Stock

Underlying shares

158.57K

Shares owned

158.57K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

158.57K

Owned

158.57K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance-Based Stock Options Direct	Common Stock		—	—	158.57K	158.57K
Total					158.57K	158.57K