Filed: 10/23/2026ACC: 0001420506-26-002366
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1318 equity positions with a total reported market value of $3.88B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1318
Positions
$3.88B
Total AUM (reported)
48.05M
Total Shares
Allocation by class
COM$1.21B31.2%
CORE S&P500 ETF$216.14M5.6%
CL A$82.21M2.1%
UNIT SER 1$79.09M2.0%
TR UNIT$58.26M1.5%
S&P 500 GRWT ETF$58.26M1.5%
CORE DIV GRWTH$54.74M1.4%
Portfolio Concentration
Top 3$531.36M13.7%
4–10$435.15M11.2%
11–25$410.88M10.6%
Rest$2.51B64.5%
Top 3 weight
13.7%
Top 10 weight
24.9%
Voting Authority Distribution
Total shares with voting rights: 48.05M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
48.05M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1318
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1318
Rows:
ISHARES TR
SOLEShares282.53K
TypeSH
Market value$216.14M
5.56%
Sole
0.00
Shared
0.00
None
282.53K
APPLE INC
SOLEShares577.54K
TypeSH
Market value$191.48M
4.93%
Sole
0.00
Shared
0.00
None
577.54K
NVIDIA CORPORATION
SOLEShares545.62K
TypeSH
Market value$123.74M
3.19%
Sole
0.00
Shared
0.00
None
545.62K
INVESCO QQQ TR
SOLEShares107.25K
TypeSH
Market value$79.09M
2.04%
Sole
0.00
Shared
0.00
None
107.25K
AMAZON COM INC
SOLEShares288.64K
TypeSH
Market value$71.31M
1.84%
Sole
0.00
Shared
0.00
None
288.64K
MICROSOFT CORP
SOLEShares129.47K
TypeSH
Market value$66.45M
1.71%
Sole
0.00
Shared
0.00
None
129.47K
STATE STR SPDR S&P 500 ETF T
SOLEShares99.59K
TypeSH
Market value$58.26M
1.50%
Sole
0.00
Shared
0.00
None
99.59K
ISHARES TR
SOLEShares409.68K
TypeSH
Market value$58.26M
1.50%
Sole
0.00
Shared
0.00
None
409.68K
ISHARES TR
SOLEShares726.07K
TypeSH
Market value$54.74M
1.41%
Sole
0.00
Shared
0.00
None
726.07K
VANGUARD INDEX FDS
SOLEShares67.14K
TypeSH
Market value$47.03M
1.21%
Sole
0.00
Shared
0.00
None
67.14K
ALPHABET INC
SOLEShares136.84K
TypeSH
Market value$46.51M
1.20%
Sole
0.00
Shared
0.00
None
136.84K
ISHARES TR
SOLEShares354.91K
TypeSH
Market value$36.26M
0.93%
Sole
0.00
Shared
0.00
None
354.91K
SCHWAB STRATEGIC TR
SOLEShares983.08K
TypeSH
Market value$35.29M
0.91%
Sole
0.00
Shared
0.00
None
983.08K
ALPHABET INC
SOLEShares85.13K
TypeSH
Market value$28.87M
0.74%
Sole
0.00
Shared
0.00
None
85.13K
SCHWAB STRATEGIC TR
SOLEShares886.53K
TypeSH
Market value$28.84M
0.74%
Sole
0.00
Shared
0.00
None
886.53K
ISHARES TR
SOLEShares335.88K
TypeSH
Market value$27.27M
0.70%
Sole
0.00
Shared
0.00
None
335.88K
MICRON TECHNOLOGY INC
SOLEShares27.83K
TypeSH
Market value$27.04M
0.70%
Sole
0.00
Shared
0.00
None
27.83K
VANGUARD INDEX FDS
SOLEShares66.65K
TypeSH
Market value$24.91M
0.64%
Sole
0.00
Shared
0.00
None
66.65K
META PLATFORMS INC
SOLEShares33.36K
TypeSH
Market value$24.19M
0.62%
Sole
0.00
Shared
0.00
None
33.36K
CROWDSTRIKE HLDGS INC
SOLEShares83.79K
TypeSH
Market value$22.63M
0.58%
Sole
0.00
Shared
0.00
None
83.79K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares458.77K
TypeSH
Market value$22.20M
0.57%
Sole
0.00
Shared
0.00
None
458.77K
BROADCOM INC
SOLEShares62.89K
TypeSH
Market value$22.08M
0.57%
Sole
0.00
Shared
0.00
None
62.89K
ADVANCED MICRO DEVICES INC
SOLEShares36.59K
TypeSH
Market value$22.04M
0.57%
Sole
0.00
Shared
0.00
None
36.59K
ISHARES TR
SOLEShares94.48K
TypeSH
Market value$21.55M
0.55%
Sole
0.00
Shared
0.00
None
94.48K
BERKSHIRE HATHAWAY INC DEL
SOLEShares42.54K
TypeSH
Market value$21.20M
0.55%
Sole
0.00
Shared
0.00
None
42.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 282.53K | SH | $216.14M 5.56% | 0.00 | 0.00 | 282.53K |
APPLE INCSOLE | COM | 577.54K | SH | $191.48M 4.93% | 0.00 | 0.00 | 577.54K |
NVIDIA CORPORATIONSOLE | COM | 545.62K | SH | $123.74M 3.19% | 0.00 | 0.00 | 545.62K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 107.25K | SH | $79.09M 2.04% | 0.00 | 0.00 | 107.25K |
AMAZON COM INCSOLE | COM | 288.64K | SH | $71.31M 1.84% | 0.00 | 0.00 | 288.64K |
MICROSOFT CORPSOLE | COM | 129.47K | SH | $66.45M 1.71% | 0.00 | 0.00 | 129.47K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 99.59K | SH | $58.26M 1.50% | 0.00 | 0.00 | 99.59K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 409.68K | SH | $58.26M 1.50% | 0.00 | 0.00 | 409.68K |
ISHARES TRSOLE | CORE DIV GRWTH | 726.07K | SH | $54.74M 1.41% | 0.00 | 0.00 | 726.07K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 67.14K | SH | $47.03M 1.21% | 0.00 | 0.00 | 67.14K |
ALPHABET INCSOLE | CAP STK CL C | 136.84K | SH | $46.51M 1.20% | 0.00 | 0.00 | 136.84K |
ISHARES TRSOLE | IBOXX INV CP ETF | 354.91K | SH | $36.26M 0.93% | 0.00 | 0.00 | 354.91K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 983.08K | SH | $35.29M 0.91% | 0.00 | 0.00 | 983.08K |
ALPHABET INCSOLE | CAP STK CL A | 85.13K | SH | $28.87M 0.74% | 0.00 | 0.00 | 85.13K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 886.53K | SH | $28.84M 0.74% | 0.00 | 0.00 | 886.53K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 335.88K | SH | $27.27M 0.70% | 0.00 | 0.00 | 335.88K |
MICRON TECHNOLOGY INCSOLE | COM | 27.83K | SH | $27.04M 0.70% | 0.00 | 0.00 | 27.83K |
VANGUARD INDEX FDSSOLE | MRNGSTR TTL STK | 66.65K | SH | $24.91M 0.64% | 0.00 | 0.00 | 66.65K |
META PLATFORMS INCSOLE | CL A | 33.36K | SH | $24.19M 0.62% | 0.00 | 0.00 | 33.36K |
CROWDSTRIKE HLDGS INCSOLE | CL A | 83.79K | SH | $22.63M 0.58% | 0.00 | 0.00 | 83.79K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREAT UNIT | 458.77K | SH | $22.20M 0.57% | 0.00 | 0.00 | 458.77K |
BROADCOM INCSOLE | COM | 62.89K | SH | $22.08M 0.57% | 0.00 | 0.00 | 62.89K |
ADVANCED MICRO DEVICES INCSOLE | COM | 36.59K | SH | $22.04M 0.57% | 0.00 | 0.00 | 36.59K |
ISHARES TRSOLE | S&P 500 VAL ETF | 94.48K | SH | $21.55M 0.55% | 0.00 | 0.00 | 94.48K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 42.54K | SH | $21.20M 0.55% | 0.00 | 0.00 | 42.54K |
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