Filed: 8/7/2026ACC: 0001420506-26-001464
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1395 equity positions with a total reported market value of $3.97B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1395
Positions
$3.97B
Total AUM (reported)
49.23M
Total Shares
Allocation by class
COM$1.22B30.6%
CORE S&P500 ETF$211.77M5.3%
UNIT SER 1$85.22M2.1%
CL A$65.10M1.6%
TR UNIT$60.37M1.5%
S&P 500 GRWT ETF$58.82M1.5%
CORE DIV GRWTH$54.68M1.4%
Portfolio Concentration
Top 3$490.53M12.3%
4–10$429.48M10.8%
11–25$419.51M10.6%
Rest$2.63B66.3%
Top 3 weight
12.3%
Top 10 weight
23.2%
Voting Authority Distribution
Total shares with voting rights: 49.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
49.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1395
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1395
Rows:
ISHARES TR
SOLEShares282.77K
TypeSH
Market value$211.77M
5.33%
Sole
0.00
Shared
0.00
None
282.77K
APPLE INC
SOLEShares579.76K
TypeSH
Market value$167.76M
4.22%
Sole
0.00
Shared
0.00
None
579.76K
NVIDIA CORPORATION
SOLEShares580.16K
TypeSH
Market value$111.00M
2.79%
Sole
0.00
Shared
0.00
None
580.16K
INVESCO QQQ TR
SOLEShares115.73K
TypeSH
Market value$85.22M
2.15%
Sole
0.00
Shared
0.00
None
115.73K
AMAZON COM INC
SOLEShares298.29K
TypeSH
Market value$71.09M
1.79%
Sole
0.00
Shared
0.00
None
298.29K
STATE STR SPDR S&P 500 ETF T
SOLEShares139.28K
TypeSH
Market value$60.37M
1.52%
Sole
0.00
Shared
0.00
None
139.28K
ISHARES TR
SOLEShares427.68K
TypeSH
Market value$58.82M
1.48%
Sole
0.00
Shared
0.00
None
427.68K
ISHARES TR
SOLEShares721.44K
TypeSH
Market value$54.68M
1.38%
Sole
0.00
Shared
0.00
None
721.44K
MICROSOFT CORP
SOLEShares134.29K
TypeSH
Market value$50.09M
1.26%
Sole
0.00
Shared
0.00
None
134.29K
VANGUARD INDEX FDS
SOLEShares71.64K
TypeSH
Market value$49.20M
1.24%
Sole
0.00
Shared
0.00
None
71.64K
ALPHABET INC
SOLEShares136.89K
TypeSH
Market value$48.37M
1.22%
Sole
0.00
Shared
0.00
None
136.89K
ISHARES TR
SOLEShares335.90K
TypeSH
Market value$36.64M
0.92%
Sole
0.00
Shared
0.00
None
335.90K
SCHWAB STRATEGIC TR
SOLEShares965.25K
TypeSH
Market value$32.66M
0.82%
Sole
0.00
Shared
0.00
None
965.25K
ALPHABET INC
SOLEShares85.94K
TypeSH
Market value$30.71M
0.77%
Sole
0.00
Shared
0.00
None
85.94K
SCHWAB STRATEGIC TR
SOLEShares924.06K
TypeSH
Market value$29.30M
0.74%
Sole
0.00
Shared
0.00
None
924.06K
MICRON TECHNOLOGY INC
SOLEShares25.56K
TypeSH
Market value$29.30M
0.74%
Sole
0.00
Shared
0.00
None
25.56K
CATERPILLAR INC
SOLEShares25.19K
TypeSH
Market value$26.82M
0.68%
Sole
0.00
Shared
0.00
None
25.19K
ISHARES TR
SOLEShares320.29K
TypeSH
Market value$26.30M
0.66%
Sole
0.00
Shared
0.00
None
320.29K
VANGUARD INDEX FDS
SOLEShares68.43K
TypeSH
Market value$25.32M
0.64%
Sole
0.00
Shared
0.00
None
68.43K
BROADCOM INC
SOLEShares64.11K
TypeSH
Market value$24.22M
0.61%
Sole
0.00
Shared
0.00
None
64.11K
CAPITAL GROUP DIVIDEND VALUE
SOLEShares464.60K
TypeSH
Market value$22.90M
0.58%
Sole
0.00
Shared
0.00
None
464.60K
ADVANCED MICRO DEVICES INC
SOLEShares38.50K
TypeSH
Market value$22.37M
0.56%
Sole
0.00
Shared
0.00
None
38.50K
ISHARES TR
SOLEShares96.03K
TypeSH
Market value$21.80M
0.55%
Sole
0.00
Shared
0.00
None
96.03K
ISHARES TR
SOLEShares279.41K
TypeSH
Market value$21.55M
0.54%
Sole
0.00
Shared
0.00
None
279.41K
BERKSHIRE HATHAWAY INC DEL
SOLEShares42.47K
TypeSH
Market value$21.25M
0.53%
Sole
0.00
Shared
0.00
None
42.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 282.77K | SH | $211.77M 5.33% | 0.00 | 0.00 | 282.77K |
APPLE INCSOLE | COM | 579.76K | SH | $167.76M 4.22% | 0.00 | 0.00 | 579.76K |
NVIDIA CORPORATIONSOLE | COM | 580.16K | SH | $111.00M 2.79% | 0.00 | 0.00 | 580.16K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 115.73K | SH | $85.22M 2.15% | 0.00 | 0.00 | 115.73K |
AMAZON COM INCSOLE | COM | 298.29K | SH | $71.09M 1.79% | 0.00 | 0.00 | 298.29K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 139.28K | SH | $60.37M 1.52% | 0.00 | 0.00 | 139.28K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 427.68K | SH | $58.82M 1.48% | 0.00 | 0.00 | 427.68K |
ISHARES TRSOLE | CORE DIV GRWTH | 721.44K | SH | $54.68M 1.38% | 0.00 | 0.00 | 721.44K |
MICROSOFT CORPSOLE | COM | 134.29K | SH | $50.09M 1.26% | 0.00 | 0.00 | 134.29K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 71.64K | SH | $49.20M 1.24% | 0.00 | 0.00 | 71.64K |
ALPHABET INCSOLE | CAP STK CL C | 136.89K | SH | $48.37M 1.22% | 0.00 | 0.00 | 136.89K |
ISHARES TRSOLE | IBOXX INV CP ETF | 335.90K | SH | $36.64M 0.92% | 0.00 | 0.00 | 335.90K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 965.25K | SH | $32.66M 0.82% | 0.00 | 0.00 | 965.25K |
ALPHABET INCSOLE | CAP STK CL A | 85.94K | SH | $30.71M 0.77% | 0.00 | 0.00 | 85.94K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 924.06K | SH | $29.30M 0.74% | 0.00 | 0.00 | 924.06K |
MICRON TECHNOLOGY INCSOLE | COM | 25.56K | SH | $29.30M 0.74% | 0.00 | 0.00 | 25.56K |
CATERPILLAR INCSOLE | COM | 25.19K | SH | $26.82M 0.68% | 0.00 | 0.00 | 25.19K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 320.29K | SH | $26.30M 0.66% | 0.00 | 0.00 | 320.29K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 68.43K | SH | $25.32M 0.64% | 0.00 | 0.00 | 68.43K |
BROADCOM INCSOLE | COM | 64.11K | SH | $24.22M 0.61% | 0.00 | 0.00 | 64.11K |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREAT UNIT | 464.60K | SH | $22.90M 0.58% | 0.00 | 0.00 | 464.60K |
ADVANCED MICRO DEVICES INCSOLE | COM | 38.50K | SH | $22.37M 0.56% | 0.00 | 0.00 | 38.50K |
ISHARES TRSOLE | S&P 500 VAL ETF | 96.03K | SH | $21.80M 0.55% | 0.00 | 0.00 | 96.03K |
ISHARES TRSOLE | CORE S&P MCP ETF | 279.41K | SH | $21.55M 0.54% | 0.00 | 0.00 | 279.41K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 42.47K | SH | $21.25M 0.53% | 0.00 | 0.00 | 42.47K |
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