Filed: 5/4/2026ACC: 0001420506-26-000793
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1303 equity positions with a total reported market value of $3.60B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1303
Positions
$3.60B
Total AUM (reported)
47.72M
Total Shares
Allocation by class
COM$1.10B30.6%
CORE S&P500 ETF$195.08M5.4%
UNIT SER 1$60.97M1.7%
CL A$59.62M1.7%
TR UNIT$55.96M1.6%
CORE DIV GRWTH$50.63M1.4%
S&P 500 GRWT ETF$48.90M1.4%
Portfolio Concentration
Top 3$462.37M12.8%
4–10$387.14M10.8%
11–25$371.00M10.3%
Rest$2.38B66.1%
Top 3 weight
12.8%
Top 10 weight
23.6%
Voting Authority Distribution
Total shares with voting rights: 47.72M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
47.72M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1303
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1303
Rows:
ISHARES TR
SOLEShares298.65K
TypeSH
Market value$195.08M
5.42%
Sole
0.00
Shared
0.00
None
298.65K
APPLE INC
SOLEShares611.86K
TypeSH
Market value$155.29M
4.31%
Sole
0.00
Shared
0.00
None
611.86K
NVIDIA CORPORATION
SOLEShares661.30K
TypeSH
Market value$112.01M
3.11%
Sole
0.00
Shared
0.00
None
661.30K
AMAZON COM INC
SOLEShares349.27K
TypeSH
Market value$72.74M
2.02%
Sole
0.00
Shared
0.00
None
349.27K
INVESCO QQQ TR
SOLEShares105.63K
TypeSH
Market value$60.97M
1.69%
Sole
0.00
Shared
0.00
None
105.63K
STATE STR SPDR S&P 500 ETF T
SOLEShares86.03K
TypeSH
Market value$55.96M
1.55%
Sole
0.00
Shared
0.00
None
86.03K
ISHARES TR
SOLEShares721.37K
TypeSH
Market value$50.63M
1.41%
Sole
0.00
Shared
0.00
None
721.37K
MICROSOFT CORP
SOLEShares135.06K
TypeSH
Market value$50.00M
1.39%
Sole
0.00
Shared
0.00
None
135.06K
ISHARES TR
SOLEShares432.35K
TypeSH
Market value$48.90M
1.36%
Sole
0.00
Shared
0.00
None
432.35K
VANGUARD INDEX FDS
SOLEShares80.25K
TypeSH
Market value$47.95M
1.33%
Sole
0.00
Shared
0.00
None
80.25K
ALPHABET INC
SOLEShares137.44K
TypeSH
Market value$39.42M
1.09%
Sole
0.00
Shared
0.00
None
137.44K
ISHARES TR
SOLEShares341.31K
TypeSH
Market value$37.20M
1.03%
Sole
0.00
Shared
0.00
None
341.31K
SCHWAB STRATEGIC TR
SOLEShares943.43K
TypeSH
Market value$27.48M
0.76%
Sole
0.00
Shared
0.00
None
943.43K
SCHWAB STRATEGIC TR
SOLEShares869.87K
TypeSH
Market value$26.69M
0.74%
Sole
0.00
Shared
0.00
None
869.87K
ISHARES TR
SOLEShares303.29K
TypeSH
Market value$25.04M
0.70%
Sole
0.00
Shared
0.00
None
303.29K
BROADCOM INC
SOLEShares77.37K
TypeSH
Market value$23.95M
0.67%
Sole
0.00
Shared
0.00
None
77.37K
ISHARES TR
SOLEShares353.36K
TypeSH
Market value$23.86M
0.66%
Sole
0.00
Shared
0.00
None
353.36K
ISHARES TR
SOLEShares107.92K
TypeSH
Market value$22.79M
0.63%
Sole
0.00
Shared
0.00
None
107.92K
ALPHABET INC
SOLEShares78.89K
TypeSH
Market value$22.69M
0.63%
Sole
0.00
Shared
0.00
None
78.89K
META PLATFORMS INC
SOLEShares39.38K
TypeSH
Market value$22.53M
0.63%
Sole
0.00
Shared
0.00
None
39.38K
ISHARES TR
SOLEShares174.26K
TypeSH
Market value$21.66M
0.60%
Sole
0.00
Shared
0.00
None
174.26K
SPDR GOLD TR
SOLEShares46.62K
TypeSH
Market value$20.06M
0.56%
Sole
0.00
Shared
0.00
None
46.62K
ISHARES GOLD TR
SOLEShares225.85K
TypeSH
Market value$19.91M
0.55%
Sole
0.00
Shared
0.00
None
225.85K
BERKSHIRE HATHAWAY INC DEL
SOLEShares39.83K
TypeSH
Market value$19.09M
0.53%
Sole
0.00
Shared
0.00
None
39.83K
ISHARES TR
SOLEShares187.72K
TypeSH
Market value$18.63M
0.52%
Sole
0.00
Shared
0.00
None
187.72K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 298.65K | SH | $195.08M 5.42% | 0.00 | 0.00 | 298.65K |
APPLE INCSOLE | COM | 611.86K | SH | $155.29M 4.31% | 0.00 | 0.00 | 611.86K |
NVIDIA CORPORATIONSOLE | COM | 661.30K | SH | $112.01M 3.11% | 0.00 | 0.00 | 661.30K |
AMAZON COM INCSOLE | COM | 349.27K | SH | $72.74M 2.02% | 0.00 | 0.00 | 349.27K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 105.63K | SH | $60.97M 1.69% | 0.00 | 0.00 | 105.63K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 86.03K | SH | $55.96M 1.55% | 0.00 | 0.00 | 86.03K |
ISHARES TRSOLE | CORE DIV GRWTH | 721.37K | SH | $50.63M 1.41% | 0.00 | 0.00 | 721.37K |
MICROSOFT CORPSOLE | COM | 135.06K | SH | $50.00M 1.39% | 0.00 | 0.00 | 135.06K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 432.35K | SH | $48.90M 1.36% | 0.00 | 0.00 | 432.35K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 80.25K | SH | $47.95M 1.33% | 0.00 | 0.00 | 80.25K |
ALPHABET INCSOLE | CAP STK CL C | 137.44K | SH | $39.42M 1.09% | 0.00 | 0.00 | 137.44K |
ISHARES TRSOLE | IBOXX INV CP ETF | 341.31K | SH | $37.20M 1.03% | 0.00 | 0.00 | 341.31K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 943.43K | SH | $27.48M 0.76% | 0.00 | 0.00 | 943.43K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 869.87K | SH | $26.69M 0.74% | 0.00 | 0.00 | 869.87K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 303.29K | SH | $25.04M 0.70% | 0.00 | 0.00 | 303.29K |
BROADCOM INCSOLE | COM | 77.37K | SH | $23.95M 0.67% | 0.00 | 0.00 | 77.37K |
ISHARES TRSOLE | CORE S&P MCP ETF | 353.36K | SH | $23.86M 0.66% | 0.00 | 0.00 | 353.36K |
ISHARES TRSOLE | S&P 500 VAL ETF | 107.92K | SH | $22.79M 0.63% | 0.00 | 0.00 | 107.92K |
ALPHABET INCSOLE | CAP STK CL A | 78.89K | SH | $22.69M 0.63% | 0.00 | 0.00 | 78.89K |
META PLATFORMS INCSOLE | CL A | 39.38K | SH | $22.53M 0.63% | 0.00 | 0.00 | 39.38K |
ISHARES TRSOLE | CORE S&P SCP ETF | 174.26K | SH | $21.66M 0.60% | 0.00 | 0.00 | 174.26K |
SPDR GOLD TRSOLE | GOLD SHS | 46.62K | SH | $20.06M 0.56% | 0.00 | 0.00 | 46.62K |
ISHARES GOLD TRSOLE | ISHARES NEW | 225.85K | SH | $19.91M 0.55% | 0.00 | 0.00 | 225.85K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 39.83K | SH | $19.09M 0.53% | 0.00 | 0.00 | 39.83K |
ISHARES TRSOLE | CORE US AGGBD ET | 187.72K | SH | $18.63M 0.52% | 0.00 | 0.00 | 187.72K |
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