Filed: 1/30/2026ACC: 0001420506-26-000121
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1289 equity positions with a total reported market value of $3.62B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1289
Positions
$3.62B
Total AUM (reported)
45.52M
Total Shares
Allocation by class
COM$1.14B31.5%
CORE S&P500 ETF$201.11M5.6%
UNIT SER 1$75.23M2.1%
CL A$69.72M1.9%
TR UNIT$60.05M1.7%
S&P 500 GRWT ETF$53.49M1.5%
CORE DIV GRWTH$50.76M1.4%
Portfolio Concentration
Top 3$493.07M13.6%
4–10$436.74M12.1%
11–25$392.39M10.8%
Rest$2.30B63.5%
Top 3 weight
13.6%
Top 10 weight
25.7%
Voting Authority Distribution
Total shares with voting rights: 45.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
45.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1289
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1289
Rows:
ISHARES TR
SOLEShares293.58K
TypeSH
Market value$201.11M
5.55%
Sole
0.00
Shared
0.00
None
293.58K
APPLE INC
SOLEShares621.84K
TypeSH
Market value$169.24M
4.67%
Sole
0.00
Shared
0.00
None
621.84K
NVIDIA CORPORATION
SOLEShares659.77K
TypeSH
Market value$122.72M
3.39%
Sole
0.00
Shared
0.00
None
659.77K
AMAZON COM INC
SOLEShares351.76K
TypeSH
Market value$81.29M
2.24%
Sole
0.00
Shared
0.00
None
351.76K
INVESCO QQQ TR
SOLEShares122.30K
TypeSH
Market value$75.23M
2.08%
Sole
0.00
Shared
0.00
None
122.30K
MICROSOFT CORP
SOLEShares135.01K
TypeSH
Market value$65.43M
1.81%
Sole
0.00
Shared
0.00
None
135.01K
SPDR S&P 500 ETF TR
SOLEShares112.52K
TypeSH
Market value$60.05M
1.66%
Sole
0.00
Shared
0.00
None
112.52K
ISHARES TR
SOLEShares433.98K
TypeSH
Market value$53.49M
1.48%
Sole
0.00
Shared
0.00
None
433.98K
ISHARES TR
SOLEShares731.15K
TypeSH
Market value$50.76M
1.40%
Sole
0.00
Shared
0.00
None
731.15K
VANGUARD INDEX FDS
SOLEShares80.62K
TypeSH
Market value$50.51M
1.39%
Sole
0.00
Shared
0.00
None
80.62K
ALPHABET INC
SOLEShares139.30K
TypeSH
Market value$43.71M
1.21%
Sole
0.00
Shared
0.00
None
139.30K
ISHARES TR
SOLEShares332.90K
TypeSH
Market value$36.73M
1.01%
Sole
0.00
Shared
0.00
None
332.90K
SCHWAB STRATEGIC TR
SOLEShares977.87K
TypeSH
Market value$31.08M
0.86%
Sole
0.00
Shared
0.00
None
977.87K
META PLATFORMS INC
SOLEShares40.34K
TypeSH
Market value$26.70M
0.74%
Sole
0.00
Shared
0.00
None
40.34K
BROADCOM INC
SOLEShares75.92K
TypeSH
Market value$26.44M
0.73%
Sole
0.00
Shared
0.00
None
75.92K
ALPHABET INC
SOLEShares79.24K
TypeSH
Market value$24.90M
0.69%
Sole
0.00
Shared
0.00
None
79.24K
ISHARES TR
SOLEShares294.51K
TypeSH
Market value$24.40M
0.67%
Sole
0.00
Shared
0.00
None
294.51K
ISHARES TR
SOLEShares362.26K
TypeSH
Market value$23.92M
0.66%
Sole
0.00
Shared
0.00
None
362.26K
ISHARES TR
SOLEShares193.67K
TypeSH
Market value$23.28M
0.64%
Sole
0.00
Shared
0.00
None
193.67K
SPDR GOLD TR
SOLEShares58.99K
TypeSH
Market value$23.18M
0.64%
Sole
0.00
Shared
0.00
None
58.99K
ISHARES TR
SOLEShares106.01K
TypeSH
Market value$22.48M
0.62%
Sole
0.00
Shared
0.00
None
106.01K
BERKSHIRE HATHAWAY INC DEL
SOLEShares44.56K
TypeSH
Market value$22.45M
0.62%
Sole
0.00
Shared
0.00
None
44.56K
SCHWAB STRATEGIC TR
SOLEShares833.24K
TypeSH
Market value$22.44M
0.62%
Sole
0.00
Shared
0.00
None
833.24K
TESLA INC
SOLEShares48.49K
TypeSH
Market value$21.85M
0.60%
Sole
0.00
Shared
0.00
None
48.49K
PALANTIR TECHNOLOGIES INC
SOLEShares105.53K
TypeSH
Market value$18.85M
0.52%
Sole
0.00
Shared
0.00
None
105.53K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 293.58K | SH | $201.11M 5.55% | 0.00 | 0.00 | 293.58K |
APPLE INCSOLE | COM | 621.84K | SH | $169.24M 4.67% | 0.00 | 0.00 | 621.84K |
NVIDIA CORPORATIONSOLE | COM | 659.77K | SH | $122.72M 3.39% | 0.00 | 0.00 | 659.77K |
AMAZON COM INCSOLE | COM | 351.76K | SH | $81.29M 2.24% | 0.00 | 0.00 | 351.76K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 122.30K | SH | $75.23M 2.08% | 0.00 | 0.00 | 122.30K |
MICROSOFT CORPSOLE | COM | 135.01K | SH | $65.43M 1.81% | 0.00 | 0.00 | 135.01K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 112.52K | SH | $60.05M 1.66% | 0.00 | 0.00 | 112.52K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 433.98K | SH | $53.49M 1.48% | 0.00 | 0.00 | 433.98K |
ISHARES TRSOLE | CORE DIV GRWTH | 731.15K | SH | $50.76M 1.40% | 0.00 | 0.00 | 731.15K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 80.62K | SH | $50.51M 1.39% | 0.00 | 0.00 | 80.62K |
ALPHABET INCSOLE | CAP STK CL C | 139.30K | SH | $43.71M 1.21% | 0.00 | 0.00 | 139.30K |
ISHARES TRSOLE | IBOXX INV CP ETF | 332.90K | SH | $36.73M 1.01% | 0.00 | 0.00 | 332.90K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 977.87K | SH | $31.08M 0.86% | 0.00 | 0.00 | 977.87K |
META PLATFORMS INCSOLE | CL A | 40.34K | SH | $26.70M 0.74% | 0.00 | 0.00 | 40.34K |
BROADCOM INCSOLE | COM | 75.92K | SH | $26.44M 0.73% | 0.00 | 0.00 | 75.92K |
ALPHABET INCSOLE | CAP STK CL A | 79.24K | SH | $24.90M 0.69% | 0.00 | 0.00 | 79.24K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 294.51K | SH | $24.40M 0.67% | 0.00 | 0.00 | 294.51K |
ISHARES TRSOLE | CORE S&P MCP ETF | 362.26K | SH | $23.92M 0.66% | 0.00 | 0.00 | 362.26K |
ISHARES TRSOLE | CORE S&P SCP ETF | 193.67K | SH | $23.28M 0.64% | 0.00 | 0.00 | 193.67K |
SPDR GOLD TRSOLE | GOLD SHS | 58.99K | SH | $23.18M 0.64% | 0.00 | 0.00 | 58.99K |
ISHARES TRSOLE | S&P 500 VAL ETF | 106.01K | SH | $22.48M 0.62% | 0.00 | 0.00 | 106.01K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 44.56K | SH | $22.45M 0.62% | 0.00 | 0.00 | 44.56K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 833.24K | SH | $22.44M 0.62% | 0.00 | 0.00 | 833.24K |
TESLA INCSOLE | COM | 48.49K | SH | $21.85M 0.60% | 0.00 | 0.00 | 48.49K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 105.53K | SH | $18.85M 0.52% | 0.00 | 0.00 | 105.53K |
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