Filed: 11/10/2025ACC: 0001420506-25-003053
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1283 equity positions with a total reported market value of $3.52B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1283
Positions
$3.52B
Total AUM (reported)
44.43M
Total Shares
Allocation by class
COM$1.11B31.7%
CORE S&P500 ETF$196.13M5.6%
CL A$78.85M2.2%
UNIT SER 1$71.33M2.0%
TR UNIT$58.16M1.7%
S&P 500 GRWT ETF$52.05M1.5%
CORE DIV GRWTH$51.29M1.5%
Portfolio Concentration
Top 3$480.46M13.7%
4–10$429.59M12.2%
11–25$373.27M10.6%
Rest$2.23B63.5%
Top 3 weight
13.7%
Top 10 weight
25.9%
Voting Authority Distribution
Total shares with voting rights: 44.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
44.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1283
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1283
Rows:
ISHARES TR
SOLEShares293.04K
TypeSH
Market value$196.13M
5.58%
Sole
0.00
Shared
0.00
None
293.04K
APPLE INC
SOLEShares636.12K
TypeSH
Market value$159.67M
4.54%
Sole
0.00
Shared
0.00
None
636.12K
NVIDIA CORPORATION
SOLEShares668.15K
TypeSH
Market value$124.66M
3.54%
Sole
0.00
Shared
0.00
None
668.15K
AMAZON COM INC
SOLEShares355.96K
TypeSH
Market value$78.16M
2.22%
Sole
0.00
Shared
0.00
None
355.96K
INVESCO QQQ TR
SOLEShares118.81K
TypeSH
Market value$71.33M
2.03%
Sole
0.00
Shared
0.00
None
118.81K
MICROSOFT CORP
SOLEShares134.67K
TypeSH
Market value$69.75M
1.98%
Sole
0.00
Shared
0.00
None
134.67K
SPDR S&P 500 ETF TR
SOLEShares111K
TypeSH
Market value$58.16M
1.65%
Sole
0.00
Shared
0.00
None
111K
ISHARES TR
SOLEShares431.17K
TypeSH
Market value$52.05M
1.48%
Sole
0.00
Shared
0.00
None
431.17K
ISHARES TR
SOLEShares753.44K
TypeSH
Market value$51.29M
1.46%
Sole
0.00
Shared
0.00
None
753.44K
VANGUARD INDEX FDS
SOLEShares79.76K
TypeSH
Market value$48.84M
1.39%
Sole
0.00
Shared
0.00
None
79.76K
ISHARES TR
SOLEShares322.74K
TypeSH
Market value$35.98M
1.02%
Sole
0.00
Shared
0.00
None
322.74K
ALPHABET INC
SOLEShares137.86K
TypeSH
Market value$33.57M
0.95%
Sole
0.00
Shared
0.00
None
137.86K
SCHWAB STRATEGIC TR
SOLEShares971.04K
TypeSH
Market value$30.99M
0.88%
Sole
0.00
Shared
0.00
None
971.04K
META PLATFORMS INC
SOLEShares39.20K
TypeSH
Market value$28.79M
0.82%
Sole
0.00
Shared
0.00
None
39.20K
BERKSHIRE HATHAWAY INC DEL
SOLEShares52.87K
TypeSH
Market value$26.58M
0.76%
Sole
0.00
Shared
0.00
None
52.87K
BROADCOM INC
SOLEShares77.29K
TypeSH
Market value$25.50M
0.72%
Sole
0.00
Shared
0.00
None
77.29K
ISHARES TR
SOLEShares351.03K
TypeSH
Market value$22.91M
0.65%
Sole
0.00
Shared
0.00
None
351.03K
ISHARES TR
SOLEShares190.51K
TypeSH
Market value$22.64M
0.64%
Sole
0.00
Shared
0.00
None
190.51K
ISHARES TR
SOLEShares271.44K
TypeSH
Market value$22.52M
0.64%
Sole
0.00
Shared
0.00
None
271.44K
SCHWAB STRATEGIC TR
SOLEShares813.97K
TypeSH
Market value$22.22M
0.63%
Sole
0.00
Shared
0.00
None
813.97K
PALANTIR TECHNOLOGIES INC
SOLEShares120.85K
TypeSH
Market value$22.05M
0.63%
Sole
0.00
Shared
0.00
None
120.85K
ISHARES TR
SOLEShares104.34K
TypeSH
Market value$21.55M
0.61%
Sole
0.00
Shared
0.00
None
104.34K
SPDR GOLD TR
SOLEShares58.24K
TypeSH
Market value$20.70M
0.59%
Sole
0.00
Shared
0.00
None
58.24K
ALPHABET INC
SOLEShares79.87K
TypeSH
Market value$19.42M
0.55%
Sole
0.00
Shared
0.00
None
79.87K
JPMORGAN CHASE & CO.
SOLEShares56.64K
TypeSH
Market value$17.87M
0.51%
Sole
0.00
Shared
0.00
None
56.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 293.04K | SH | $196.13M 5.58% | 0.00 | 0.00 | 293.04K |
APPLE INCSOLE | COM | 636.12K | SH | $159.67M 4.54% | 0.00 | 0.00 | 636.12K |
NVIDIA CORPORATIONSOLE | COM | 668.15K | SH | $124.66M 3.54% | 0.00 | 0.00 | 668.15K |
AMAZON COM INCSOLE | COM | 355.96K | SH | $78.16M 2.22% | 0.00 | 0.00 | 355.96K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 118.81K | SH | $71.33M 2.03% | 0.00 | 0.00 | 118.81K |
MICROSOFT CORPSOLE | COM | 134.67K | SH | $69.75M 1.98% | 0.00 | 0.00 | 134.67K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 111K | SH | $58.16M 1.65% | 0.00 | 0.00 | 111K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 431.17K | SH | $52.05M 1.48% | 0.00 | 0.00 | 431.17K |
ISHARES TRSOLE | CORE DIV GRWTH | 753.44K | SH | $51.29M 1.46% | 0.00 | 0.00 | 753.44K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 79.76K | SH | $48.84M 1.39% | 0.00 | 0.00 | 79.76K |
ISHARES TRSOLE | IBOXX INV CP ETF | 322.74K | SH | $35.98M 1.02% | 0.00 | 0.00 | 322.74K |
ALPHABET INCSOLE | CAP STK CL C | 137.86K | SH | $33.57M 0.95% | 0.00 | 0.00 | 137.86K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 971.04K | SH | $30.99M 0.88% | 0.00 | 0.00 | 971.04K |
META PLATFORMS INCSOLE | CL A | 39.20K | SH | $28.79M 0.82% | 0.00 | 0.00 | 39.20K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 52.87K | SH | $26.58M 0.76% | 0.00 | 0.00 | 52.87K |
BROADCOM INCSOLE | COM | 77.29K | SH | $25.50M 0.72% | 0.00 | 0.00 | 77.29K |
ISHARES TRSOLE | CORE S&P MCP ETF | 351.03K | SH | $22.91M 0.65% | 0.00 | 0.00 | 351.03K |
ISHARES TRSOLE | CORE S&P SCP ETF | 190.51K | SH | $22.64M 0.64% | 0.00 | 0.00 | 190.51K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 271.44K | SH | $22.52M 0.64% | 0.00 | 0.00 | 271.44K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 813.97K | SH | $22.22M 0.63% | 0.00 | 0.00 | 813.97K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 120.85K | SH | $22.05M 0.63% | 0.00 | 0.00 | 120.85K |
ISHARES TRSOLE | S&P 500 VAL ETF | 104.34K | SH | $21.55M 0.61% | 0.00 | 0.00 | 104.34K |
SPDR GOLD TRSOLE | GOLD SHS | 58.24K | SH | $20.70M 0.59% | 0.00 | 0.00 | 58.24K |
ALPHABET INCSOLE | CAP STK CL A | 79.87K | SH | $19.42M 0.55% | 0.00 | 0.00 | 79.87K |
JPMORGAN CHASE & CO.SOLE | COM | 56.64K | SH | $17.87M 0.51% | 0.00 | 0.00 | 56.64K |
Page 1 of 52
…