Filed: 11/4/2024ACC: 0001420506-24-002196
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1207 equity positions with a total reported market value of $3.26B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1207
Positions
$3.26B
Total AUM (reported)
44.16M
Total Shares
Allocation by class
COM$1.05B32.2%
CORE S&P500 ETF$192.69M5.9%
UNIT SER 1$70.78M2.2%
TR UNIT$63.88M2.0%
S&P 500 ETF SHS$51.52M1.6%
S&P 500 GRWT ETF$48.52M1.5%
CL A$42.16M1.3%
Portfolio Concentration
Top 3$440.32M13.5%
4–10$409.57M12.5%
11–25$356.10M10.9%
Rest$2.06B63.1%
Top 3 weight
13.5%
Top 10 weight
26.0%
Voting Authority Distribution
Total shares with voting rights: 44.16M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
44.16M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1207
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1207
Rows:
ISHARES TR
SOLEShares334.06K
TypeSH
Market value$192.69M
5.90%
Sole
0.00
Shared
0.00
None
334.06K
APPLE INC
SOLEShares709.44K
TypeSH
Market value$165.30M
5.06%
Sole
0.00
Shared
0.00
None
709.44K
NVIDIA CORPORATION
SOLEShares677.98K
TypeSH
Market value$82.33M
2.52%
Sole
0.00
Shared
0.00
None
677.98K
INVESCO QQQ TR
SOLEShares260.03K
TypeSH
Market value$70.78M
2.17%
Sole
0.00
Shared
0.00
None
260.03K
MICROSOFT CORP
SOLEShares159.06K
TypeSH
Market value$68.44M
2.10%
Sole
0.00
Shared
0.00
None
159.06K
AMAZON COM INC
SOLEShares358.09K
TypeSH
Market value$66.72M
2.04%
Sole
0.00
Shared
0.00
None
358.09K
SPDR S&P 500 ETF TR
SOLEShares109.56K
TypeSH
Market value$62.86M
1.93%
Sole
0.00
Shared
0.00
None
109.56K
VANGUARD INDEX FDS
SOLEShares97.63K
TypeSH
Market value$51.52M
1.58%
Sole
0.00
Shared
0.00
None
97.63K
ISHARES TR
SOLEShares506.71K
TypeSH
Market value$48.52M
1.49%
Sole
0.00
Shared
0.00
None
506.71K
ISHARES TR
SOLEShares649.55K
TypeSH
Market value$40.72M
1.25%
Sole
0.00
Shared
0.00
None
649.55K
ISHARES TR
SOLEShares317.06K
TypeSH
Market value$35.82M
1.10%
Sole
0.00
Shared
0.00
None
317.06K
PACER FDS TR
SOLEShares584.32K
TypeSH
Market value$33.79M
1.04%
Sole
0.00
Shared
0.00
None
584.32K
BERKSHIRE HATHAWAY INC DEL
SOLEShares62.28K
TypeSH
Market value$28.67M
0.88%
Sole
0.00
Shared
0.00
None
62.28K
ALPHABET INC
SOLEShares156.74K
TypeSH
Market value$26.21M
0.80%
Sole
0.00
Shared
0.00
None
156.74K
SCHWAB STRATEGIC TR
SOLEShares296.60K
TypeSH
Market value$25.07M
0.77%
Sole
0.00
Shared
0.00
None
296.60K
ISHARES TR
SOLEShares199.11K
TypeSH
Market value$23.29M
0.71%
Sole
0.00
Shared
0.00
None
199.11K
ISHARES TR
SOLEShares371.39K
TypeSH
Market value$23.15M
0.71%
Sole
0.00
Shared
0.00
None
371.39K
ISHARES TR
SOLEShares112.82K
TypeSH
Market value$22.25M
0.68%
Sole
0.00
Shared
0.00
None
112.82K
SCHWAB STRATEGIC TR
SOLEShares211.84K
TypeSH
Market value$22.07M
0.68%
Sole
0.00
Shared
0.00
None
211.84K
ABBVIE INC
SOLEShares109.46K
TypeSH
Market value$21.62M
0.66%
Sole
0.00
Shared
0.00
None
109.46K
ISHARES TR
SOLEShares360.18K
TypeSH
Market value$19.30M
0.59%
Sole
0.00
Shared
0.00
None
360.18K
VANECK ETF TRUST
SOLEShares198.61K
TypeSH
Market value$19.26M
0.59%
Sole
0.00
Shared
0.00
None
198.61K
ISHARES TR
SOLEShares186.24K
TypeSH
Market value$18.86M
0.58%
Sole
0.00
Shared
0.00
None
186.24K
FIRST TR EXCHNG TRADED FD VI
SOLEShares425.05K
TypeSH
Market value$18.61M
0.57%
Sole
0.00
Shared
0.00
None
425.05K
ISHARES TR
SOLEShares218.31K
TypeSH
Market value$18.15M
0.56%
Sole
0.00
Shared
0.00
None
218.31K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 334.06K | SH | $192.69M 5.90% | 0.00 | 0.00 | 334.06K |
APPLE INCSOLE | COM | 709.44K | SH | $165.30M 5.06% | 0.00 | 0.00 | 709.44K |
NVIDIA CORPORATIONSOLE | COM | 677.98K | SH | $82.33M 2.52% | 0.00 | 0.00 | 677.98K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 260.03K | SH | $70.78M 2.17% | 0.00 | 0.00 | 260.03K |
MICROSOFT CORPSOLE | COM | 159.06K | SH | $68.44M 2.10% | 0.00 | 0.00 | 159.06K |
AMAZON COM INCSOLE | COM | 358.09K | SH | $66.72M 2.04% | 0.00 | 0.00 | 358.09K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 109.56K | SH | $62.86M 1.93% | 0.00 | 0.00 | 109.56K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 97.63K | SH | $51.52M 1.58% | 0.00 | 0.00 | 97.63K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 506.71K | SH | $48.52M 1.49% | 0.00 | 0.00 | 506.71K |
ISHARES TRSOLE | CORE DIV GRWTH | 649.55K | SH | $40.72M 1.25% | 0.00 | 0.00 | 649.55K |
ISHARES TRSOLE | IBOXX INV CP ETF | 317.06K | SH | $35.82M 1.10% | 0.00 | 0.00 | 317.06K |
PACER FDS TRSOLE | US CASH COWS 100 | 584.32K | SH | $33.79M 1.04% | 0.00 | 0.00 | 584.32K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 62.28K | SH | $28.67M 0.88% | 0.00 | 0.00 | 62.28K |
ALPHABET INCSOLE | CAP STK CL C | 156.74K | SH | $26.21M 0.80% | 0.00 | 0.00 | 156.74K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 296.60K | SH | $25.07M 0.77% | 0.00 | 0.00 | 296.60K |
ISHARES TRSOLE | CORE S&P SCP ETF | 199.11K | SH | $23.29M 0.71% | 0.00 | 0.00 | 199.11K |
ISHARES TRSOLE | CORE S&P MCP ETF | 371.39K | SH | $23.15M 0.71% | 0.00 | 0.00 | 371.39K |
ISHARES TRSOLE | S&P 500 VAL ETF | 112.82K | SH | $22.25M 0.68% | 0.00 | 0.00 | 112.82K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 211.84K | SH | $22.07M 0.68% | 0.00 | 0.00 | 211.84K |
ABBVIE INCSOLE | COM | 109.46K | SH | $21.62M 0.66% | 0.00 | 0.00 | 109.46K |
ISHARES TRSOLE | 10+ YR INVST GRD | 360.18K | SH | $19.30M 0.59% | 0.00 | 0.00 | 360.18K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 198.61K | SH | $19.26M 0.59% | 0.00 | 0.00 | 198.61K |
ISHARES TRSOLE | CORE US AGGBD ET | 186.24K | SH | $18.86M 0.58% | 0.00 | 0.00 | 186.24K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST UQ EQT | 425.05K | SH | $18.61M 0.57% | 0.00 | 0.00 | 425.05K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 218.31K | SH | $18.15M 0.56% | 0.00 | 0.00 | 218.31K |
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