SIGMA PLANNING CORP

Filed: 8/6/2024ACC: 0001420506-24-001257

📋 What this filing means

SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1180 equity positions with a total reported market value of $3.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1180

Positions

$3.16B

Total AUM (reported)

44.27M

Total Shares

Allocation by class

COM$1.02B32.3%

CORE S&P500 ETF$180.61M5.7%

UNIT SER 1$77.68M2.5%

TR UNIT$61.44M1.9%

S&P 500 GRWT ETF$52.32M1.7%

CL A$47.01M1.5%

S&P 500 ETF SHS$46.79M1.5%

Portfolio Concentration

Top 3$421.81M13.4%

4–10$425.11M13.5%

11–25$341.18M10.8%

Rest$1.97B62.4%

Top 3 weight

13.4%

Top 10 weight

26.8%

Voting Authority Distribution

Total shares with voting rights: 44.27M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

44.27M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1180

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1180

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares330.05K

TypeSH

Market value$180.61M

5.72%

Sole

0.00

Shared

0.00

None

330.05K

APPLE INC

SOLE

COM

Shares734.07K

TypeSH

Market value$154.61M

4.90%

Sole

0.00

Shared

0.00

None

734.07K

NVIDIA CORPORATION

SOLE

COM

Shares707.31K

TypeSH

Market value$86.59M

2.74%

Sole

0.00

Shared

0.00

None

707.31K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares275.53K

TypeSH

Market value$77.68M

2.46%

Sole

0.00

Shared

0.00

None

275.53K

MICROSOFT CORP

SOLE

COM

Shares163.54K

TypeSH

Market value$73.09M

2.32%

Sole

0.00

Shared

0.00

None

163.54K

AMAZON COM INC

SOLE

COM

Shares368.61K

TypeSH

Market value$71.23M

2.26%

Sole

0.00

Shared

0.00

None

368.61K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares148.78K

TypeSH

Market value$60.48M

1.92%

Sole

0.00

Shared

0.00

None

148.78K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares565.40K

TypeSH

Market value$52.32M

1.66%

Sole

0.00

Shared

0.00

None

565.40K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares93.56K

TypeSH

Market value$46.79M

1.48%

Sole

0.00

Shared

0.00

None

93.56K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares755.24K

TypeSH

Market value$43.51M

1.38%

Sole

0.00

Shared

0.00

None

755.24K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares351.25K

TypeSH

Market value$37.63M

1.19%

Sole

0.00

Shared

0.00

None

351.25K

PACER FDS TR

SOLE

US CASH COWS 100

Shares633.95K

TypeSH

Market value$34.54M

1.09%

Sole

0.00

Shared

0.00

None

633.95K

ALPHABET INC

SOLE

CAP STK CL C

Shares156.48K

TypeSH

Market value$28.70M

0.91%

Sole

0.00

Shared

0.00

None

156.48K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares437.10K

TypeSH

Market value$25.58M

0.81%

Sole

0.00

Shared

0.00

None

437.10K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST UQ EQT

Shares547.73K

TypeSH

Market value$23.31M

0.74%

Sole

0.00

Shared

0.00

None

547.73K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares292.25K

TypeSH

Market value$22.73M

0.72%

Sole

0.00

Shared

0.00

None

292.25K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares54.44K

TypeSH

Market value$22.15M

0.70%

Sole

0.00

Shared

0.00

None

54.44K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares110.89K

TypeSH

Market value$20.18M

0.64%

Sole

0.00

Shared

0.00

None

110.89K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares186.14K

TypeSH

Market value$19.85M

0.63%

Sole

0.00

Shared

0.00

None

186.14K

ABBVIE INC

SOLE

COM

Shares110.45K

TypeSH

Market value$18.94M

0.60%

Sole

0.00

Shared

0.00

None

110.45K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares210.39K

TypeSH

Market value$18.22M

0.58%

Sole

0.00

Shared

0.00

None

210.39K

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares354.44K

TypeSH

Market value$18.11M

0.57%

Sole

0.00

Shared

0.00

None

354.44K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares210.76K

TypeSH

Market value$17.21M

0.55%

Sole

0.00

Shared

0.00

None

210.76K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares169.37K

TypeSH

Market value$17.08M

0.54%

Sole

0.00

Shared

0.00

None

169.37K

ELI LILLY & CO

SOLE

COM

Shares18.72K

TypeSH

Market value$16.95M

0.54%

Sole

0.00

Shared

0.00

None

18.72K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	330.05K	SH	$180.61M 5.72%	330.05K
APPLE INCSOLE	COM	734.07K	SH	$154.61M 4.90%	734.07K
NVIDIA CORPORATIONSOLE	COM	707.31K	SH	$86.59M 2.74%	707.31K
INVESCO QQQ TRSOLE	UNIT SER 1	275.53K	SH	$77.68M 2.46%	275.53K
MICROSOFT CORPSOLE	COM	163.54K	SH	$73.09M 2.32%	163.54K
AMAZON COM INCSOLE	COM	368.61K	SH	$71.23M 2.26%	368.61K
SPDR S&P 500 ETF TRSOLE	TR UNIT	148.78K	SH	$60.48M 1.92%	148.78K
ISHARES TRSOLE	S&P 500 GRWT ETF	565.40K	SH	$52.32M 1.66%	565.40K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	93.56K	SH	$46.79M 1.48%	93.56K
ISHARES TRSOLE	CORE DIV GRWTH	755.24K	SH	$43.51M 1.38%	755.24K
ISHARES TRSOLE	IBOXX INV CP ETF	351.25K	SH	$37.63M 1.19%	351.25K
PACER FDS TRSOLE	US CASH COWS 100	633.95K	SH	$34.54M 1.09%	633.95K
ALPHABET INCSOLE	CAP STK CL C	156.48K	SH	$28.70M 0.91%	156.48K
ISHARES TRSOLE	CORE S&P MCP ETF	437.10K	SH	$25.58M 0.81%	437.10K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST UQ EQT	547.73K	SH	$23.31M 0.74%	547.73K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	292.25K	SH	$22.73M 0.72%	292.25K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	54.44K	SH	$22.15M 0.70%	54.44K
ISHARES TRSOLE	S&P 500 VAL ETF	110.89K	SH	$20.18M 0.64%	110.89K
ISHARES TRSOLE	CORE S&P SCP ETF	186.14K	SH	$19.85M 0.63%	186.14K
ABBVIE INCSOLE	COM	110.45K	SH	$18.94M 0.60%	110.45K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	210.39K	SH	$18.22M 0.58%	210.39K
ISHARES TRSOLE	FLTG RATE NT ETF	354.44K	SH	$18.11M 0.57%	354.44K
ISHARES TRSOLE	1 3 YR TREAS BD	210.76K	SH	$17.21M 0.55%	210.76K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	169.37K	SH	$17.08M 0.54%	169.37K
ELI LILLY & COSOLE	COM	18.72K	SH	$16.95M 0.54%	18.72K

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