SIGMA PLANNING CORP

Filed: 5/2/2024ACC: 0001420506-24-000676

📋 What this filing means

SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1216 equity positions with a total reported market value of $3.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1216

Positions

$3.18B

Total AUM (reported)

44.40M

Total Shares

Allocation by class

COM$1.03B32.3%

CORE S&P500 ETF$177.78M5.6%

UNIT SER 1$74.62M2.3%

TR UNIT$50.90M1.6%

CORE DIV GRWTH$50.19M1.6%

CL A$46.86M1.5%

S&P 500 GRWT ETF$46.85M1.5%

Portfolio Concentration

Top 3$386.02M12.1%

4–10$394.91M12.4%

11–25$354.70M11.1%

Rest$2.05B64.3%

Top 3 weight

12.1%

Top 10 weight

24.5%

Voting Authority Distribution

Total shares with voting rights: 44.40M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

44.40M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1216

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1216

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares338.15K

TypeSH

Market value$177.78M

5.59%

Sole

0.00

Shared

0.00

None

338.15K

APPLE INC

SOLE

COM

Shares779.27K

TypeSH

Market value$133.63M

4.20%

Sole

0.00

Shared

0.00

None

779.27K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares168.05K

TypeSH

Market value$74.62M

2.35%

Sole

0.00

Shared

0.00

None

168.05K

MICROSOFT CORP

SOLE

COM

Shares175.53K

TypeSH

Market value$73.85M

2.32%

Sole

0.00

Shared

0.00

None

175.53K

AMAZON COM INC

SOLE

COM

Shares364.04K

TypeSH

Market value$65.67M

2.06%

Sole

0.00

Shared

0.00

None

364.04K

NVIDIA CORPORATION

SOLE

COM

Shares71.06K

TypeSH

Market value$64.20M

2.02%

Sole

0.00

Shared

0.00

None

71.06K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares864.48K

TypeSH

Market value$50.19M

1.58%

Sole

0.00

Shared

0.00

None

864.48K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares95.82K

TypeSH

Market value$50.12M

1.58%

Sole

0.00

Shared

0.00

None

95.82K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares554.83K

TypeSH

Market value$46.85M

1.47%

Sole

0.00

Shared

0.00

None

554.83K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares91.60K

TypeSH

Market value$44.03M

1.38%

Sole

0.00

Shared

0.00

None

91.60K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares327.71K

TypeSH

Market value$35.69M

1.12%

Sole

0.00

Shared

0.00

None

327.71K

PACER FDS TR

SOLE

US CASH COWS 100

Shares602.31K

TypeSH

Market value$35.00M

1.10%

Sole

0.00

Shared

0.00

None

602.31K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares381.55K

TypeSH

Market value$30.76M

0.97%

Sole

0.00

Shared

0.00

None

381.55K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares425.54K

TypeSH

Market value$25.85M

0.81%

Sole

0.00

Shared

0.00

None

425.54K

ALPHABET INC

SOLE

CAP STK CL C

Shares162.71K

TypeSH

Market value$24.77M

0.78%

Sole

0.00

Shared

0.00

None

162.71K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares53.97K

TypeSH

Market value$22.69M

0.71%

Sole

0.00

Shared

0.00

None

53.97K

ABBVIE INC

SOLE

COM

Shares124.50K

TypeSH

Market value$22.67M

0.71%

Sole

0.00

Shared

0.00

None

124.50K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST UQ EQT

Shares539.94K

TypeSH

Market value$22.25M

0.70%

Sole

0.00

Shared

0.00

None

539.94K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares118.44K

TypeSH

Market value$22.13M

0.70%

Sole

0.00

Shared

0.00

None

118.44K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares242.56K

TypeSH

Market value$21.81M

0.69%

Sole

0.00

Shared

0.00

None

242.56K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares185.88K

TypeSH

Market value$20.54M

0.65%

Sole

0.00

Shared

0.00

None

185.88K

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares371.01K

TypeSH

Market value$18.94M

0.60%

Sole

0.00

Shared

0.00

None

371.01K

SPDR GOLD TR

SOLE

GOLD SHS

Shares91.29K

TypeSH

Market value$18.78M

0.59%

Sole

0.00

Shared

0.00

None

91.29K

ALPHABET INC

SOLE

CAP STK CL A

Shares109.61K

TypeSH

Market value$16.54M

0.52%

Sole

0.00

Shared

0.00

None

109.61K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares165.98K

TypeSH

Market value$16.26M

0.51%

Sole

0.00

Shared

0.00

None

165.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	338.15K	SH	$177.78M 5.59%	338.15K
APPLE INCSOLE	COM	779.27K	SH	$133.63M 4.20%	779.27K
INVESCO QQQ TRSOLE	UNIT SER 1	168.05K	SH	$74.62M 2.35%	168.05K
MICROSOFT CORPSOLE	COM	175.53K	SH	$73.85M 2.32%	175.53K
AMAZON COM INCSOLE	COM	364.04K	SH	$65.67M 2.06%	364.04K
NVIDIA CORPORATIONSOLE	COM	71.06K	SH	$64.20M 2.02%	71.06K
ISHARES TRSOLE	CORE DIV GRWTH	864.48K	SH	$50.19M 1.58%	864.48K
SPDR S&P 500 ETF TRSOLE	TR UNIT	95.82K	SH	$50.12M 1.58%	95.82K
ISHARES TRSOLE	S&P 500 GRWT ETF	554.83K	SH	$46.85M 1.47%	554.83K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	91.60K	SH	$44.03M 1.38%	91.60K
ISHARES TRSOLE	IBOXX INV CP ETF	327.71K	SH	$35.69M 1.12%	327.71K
PACER FDS TRSOLE	US CASH COWS 100	602.31K	SH	$35.00M 1.10%	602.31K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	381.55K	SH	$30.76M 0.97%	381.55K
ISHARES TRSOLE	CORE S&P MCP ETF	425.54K	SH	$25.85M 0.81%	425.54K
ALPHABET INCSOLE	CAP STK CL C	162.71K	SH	$24.77M 0.78%	162.71K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	53.97K	SH	$22.69M 0.71%	53.97K
ABBVIE INCSOLE	COM	124.50K	SH	$22.67M 0.71%	124.50K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST UQ EQT	539.94K	SH	$22.25M 0.70%	539.94K
ISHARES TRSOLE	S&P 500 VAL ETF	118.44K	SH	$22.13M 0.70%	118.44K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	242.56K	SH	$21.81M 0.69%	242.56K
ISHARES TRSOLE	CORE S&P SCP ETF	185.88K	SH	$20.54M 0.65%	185.88K
ISHARES TRSOLE	FLTG RATE NT ETF	371.01K	SH	$18.94M 0.60%	371.01K
SPDR GOLD TRSOLE	GOLD SHS	91.29K	SH	$18.78M 0.59%	91.29K
ALPHABET INCSOLE	CAP STK CL A	109.61K	SH	$16.54M 0.52%	109.61K
ISHARES TRSOLE	CORE US AGGBD ET	165.98K	SH	$16.26M 0.51%	165.98K

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