SIGMA PLANNING CORP

Filed: 2/1/2024ACC: 0001420506-24-000116

📋 What this filing means

SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 844 equity positions with a total reported market value of $1.28B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

844

Positions

$1.28B

Total AUM (reported)

19.48M

Total Shares

Allocation by class

COM$418.49M32.7%

CORE S&P500 ETF$71.68M5.6%

UNIT SER 1$34.61M2.7%

CORE DIV GRWTH$20.48M1.6%

TR UNIT$20.07M1.6%

CL A$19.17M1.5%

S&P 500 GRWT ETF$16.57M1.3%

Portfolio Concentration

Top 3$158.95M12.4%

4–10$144.61M11.3%

11–25$157.78M12.3%

Rest$816.79M63.9%

Top 3 weight

12.4%

Top 10 weight

23.8%

Voting Authority Distribution

Total shares with voting rights: 19.48M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

19.48M

% of voting shares100.0%

Investment Discretion (by position count)

Sole844

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings844

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares150.08K

TypeSH

Market value$71.68M

5.61%

Sole

0.00

Shared

0.00

None

150.08K

APPLE INC

SOLE

COM

Shares273.53K

TypeSH

Market value$52.66M

4.12%

Sole

0.00

Shared

0.00

None

273.53K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares84.50K

TypeSH

Market value$34.61M

2.71%

Sole

0.00

Shared

0.00

None

84.50K

MICROSOFT CORP

SOLE

COM

Shares83.04K

TypeSH

Market value$31.23M

2.44%

Sole

0.00

Shared

0.00

None

83.04K

AMAZON COM INC

SOLE

COM

Shares142.38K

TypeSH

Market value$21.63M

1.69%

Sole

0.00

Shared

0.00

None

142.38K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares380.61K

TypeSH

Market value$20.48M

1.60%

Sole

0.00

Shared

0.00

None

380.61K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares41.21K

TypeSH

Market value$19.59M

1.53%

Sole

0.00

Shared

0.00

None

41.21K

NVIDIA CORPORATION

SOLE

COM

Shares37.78K

TypeSH

Market value$18.71M

1.46%

Sole

0.00

Shared

0.00

None

37.78K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares220.69K

TypeSH

Market value$16.57M

1.30%

Sole

0.00

Shared

0.00

None

220.69K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares37.54K

TypeSH

Market value$16.40M

1.28%

Sole

0.00

Shared

0.00

None

37.54K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares130.67K

TypeSH

Market value$14.46M

1.13%

Sole

0.00

Shared

0.00

None

130.67K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT CBOE EQTY BFR

Shares364.81K

TypeSH

Market value$14.22M

1.11%

Sole

0.00

Shared

0.00

None

364.81K

PACER FDS TR

SOLE

US CASH COWS 100

Shares252.25K

TypeSH

Market value$13.11M

1.03%

Sole

0.00

Shared

0.00

None

252.25K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares160K

TypeSH

Market value$12.18M

0.95%

Sole

0.00

Shared

0.00

None

160K

ABBVIE INC

SOLE

COM

Shares77.36K

TypeSH

Market value$11.99M

0.94%

Sole

0.00

Shared

0.00

None

77.36K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares96.61K

TypeSH

Market value$10.46M

0.82%

Sole

0.00

Shared

0.00

None

96.61K

VANECK ETF TRUST

SOLE

MRNGSTR WDE MOAT

Shares122.54K

TypeSH

Market value$10.40M

0.81%

Sole

0.00

Shared

0.00

None

122.54K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares36.93K

TypeSH

Market value$10.24M

0.80%

Sole

0.00

Shared

0.00

None

36.93K

ALPHABET INC

SOLE

CAP STK CL A

Shares68.77K

TypeSH

Market value$9.61M

0.75%

Sole

0.00

Shared

0.00

None

68.77K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares26.79K

TypeSH

Market value$9.56M

0.75%

Sole

0.00

Shared

0.00

None

26.79K

SPDR GOLD TR

SOLE

GOLD SHS

Shares45.95K

TypeSH

Market value$8.78M

0.69%

Sole

0.00

Shared

0.00

None

45.95K

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares169.44K

TypeSH

Market value$8.58M

0.67%

Sole

0.00

Shared

0.00

None

169.44K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares47.48K

TypeSH

Market value$8.26M

0.65%

Sole

0.00

Shared

0.00

None

47.48K

ELI LILLY & CO

SOLE

COM

Shares13.71K

TypeSH

Market value$7.99M

0.63%

Sole

0.00

Shared

0.00

None

13.71K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares80.06K

TypeSH

Market value$7.95M

0.62%

Sole

0.00

Shared

0.00

None

80.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	150.08K	SH	$71.68M 5.61%	150.08K
APPLE INCSOLE	COM	273.53K	SH	$52.66M 4.12%	273.53K
INVESCO QQQ TRSOLE	UNIT SER 1	84.50K	SH	$34.61M 2.71%	84.50K
MICROSOFT CORPSOLE	COM	83.04K	SH	$31.23M 2.44%	83.04K
AMAZON COM INCSOLE	COM	142.38K	SH	$21.63M 1.69%	142.38K
ISHARES TRSOLE	CORE DIV GRWTH	380.61K	SH	$20.48M 1.60%	380.61K
SPDR S&P 500 ETF TRSOLE	TR UNIT	41.21K	SH	$19.59M 1.53%	41.21K
NVIDIA CORPORATIONSOLE	COM	37.78K	SH	$18.71M 1.46%	37.78K
ISHARES TRSOLE	S&P 500 GRWT ETF	220.69K	SH	$16.57M 1.30%	220.69K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	37.54K	SH	$16.40M 1.28%	37.54K
ISHARES TRSOLE	IBOXX INV CP ETF	130.67K	SH	$14.46M 1.13%	130.67K
FIRST TR EXCHNG TRADED FD VISOLE	FT CBOE EQTY BFR	364.81K	SH	$14.22M 1.11%	364.81K
PACER FDS TRSOLE	US CASH COWS 100	252.25K	SH	$13.11M 1.03%	252.25K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	160K	SH	$12.18M 0.95%	160K
ABBVIE INCSOLE	COM	77.36K	SH	$11.99M 0.94%	77.36K
ISHARES TRSOLE	CORE S&P SCP ETF	96.61K	SH	$10.46M 0.82%	96.61K
VANECK ETF TRUSTSOLE	MRNGSTR WDE MOAT	122.54K	SH	$10.40M 0.81%	122.54K
ISHARES TRSOLE	CORE S&P MCP ETF	36.93K	SH	$10.24M 0.80%	36.93K
ALPHABET INCSOLE	CAP STK CL A	68.77K	SH	$9.61M 0.75%	68.77K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	26.79K	SH	$9.56M 0.75%	26.79K
SPDR GOLD TRSOLE	GOLD SHS	45.95K	SH	$8.78M 0.69%	45.95K
ISHARES TRSOLE	FLTG RATE NT ETF	169.44K	SH	$8.58M 0.67%	169.44K
ISHARES TRSOLE	S&P 500 VAL ETF	47.48K	SH	$8.26M 0.65%	47.48K
ELI LILLY & COSOLE	COM	13.71K	SH	$7.99M 0.63%	13.71K
ISHARES TRSOLE	CORE US AGGBD ET	80.06K	SH	$7.95M 0.62%	80.06K

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