Filed: 11/6/2023ACC: 0001420506-23-001919
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1191 equity positions with a total reported market value of $2.67B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1191
Positions
$2.67B
Total AUM (reported)
46.16M
Total Shares
Allocation by class
COM$867.37M32.5%
CORE S&P500 ETF$138.98M5.2%
UNIT SER 1$49.85M1.9%
CORE DIV GRWTH$43.16M1.6%
CL A$36.92M1.4%
SHS$35.55M1.3%
TR UNIT$34.75M1.3%
Portfolio Concentration
Top 3$328.55M12.3%
4–10$264.45M9.9%
11–25$310.90M11.7%
Rest$1.76B66.1%
Top 3 weight
12.3%
Top 10 weight
22.2%
Voting Authority Distribution
Total shares with voting rights: 46.16M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
46.16M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1191
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1191
Rows:
ISHARES TR
SOLEShares323.64K
TypeSH
Market value$138.98M
5.21%
Sole
0.00
Shared
0.00
None
323.64K
APPLE INC
SOLEShares795.81K
TypeSH
Market value$136.25M
5.11%
Sole
0.00
Shared
0.00
None
795.81K
MICROSOFT CORP
SOLEShares168.86K
TypeSH
Market value$53.32M
2.00%
Sole
0.00
Shared
0.00
None
168.86K
INVESCO QQQ TR
SOLEShares139.13K
TypeSH
Market value$49.85M
1.87%
Sole
0.00
Shared
0.00
None
139.13K
AMAZON COM INC
SOLEShares364.55K
TypeSH
Market value$46.34M
1.74%
Sole
0.00
Shared
0.00
None
364.55K
ISHARES TR
SOLEShares871.38K
TypeSH
Market value$43.16M
1.62%
Sole
0.00
Shared
0.00
None
871.38K
SPDR S&P 500 ETF TR
SOLEShares79.63K
TypeSH
Market value$34.04M
1.28%
Sole
0.00
Shared
0.00
None
79.63K
VANGUARD INDEX FDS
SOLEShares81.13K
TypeSH
Market value$31.86M
1.19%
Sole
0.00
Shared
0.00
None
81.13K
ISHARES TR
SOLEShares449.14K
TypeSH
Market value$30.73M
1.15%
Sole
0.00
Shared
0.00
None
449.14K
NVIDIA CORPORATION
SOLEShares65.45K
TypeSH
Market value$28.47M
1.07%
Sole
0.00
Shared
0.00
None
65.45K
SCHWAB STRATEGIC TR
SOLEShares391.28K
TypeSH
Market value$27.69M
1.04%
Sole
0.00
Shared
0.00
None
391.28K
PACER FDS TR
SOLEShares526.47K
TypeSH
Market value$26.02M
0.98%
Sole
0.00
Shared
0.00
None
526.47K
ISHARES TR
SOLEShares254.77K
TypeSH
Market value$25.99M
0.97%
Sole
0.00
Shared
0.00
None
254.77K
FIRST TR EXCHNG TRADED FD VI
SOLEShares678.98K
TypeSH
Market value$25.38M
0.95%
Sole
0.00
Shared
0.00
None
678.98K
SPDR GOLD TR
SOLEShares127.84K
TypeSH
Market value$21.92M
0.82%
Sole
0.00
Shared
0.00
None
127.84K
ISHARES TR
SOLEShares87.47K
TypeSH
Market value$21.81M
0.82%
Sole
0.00
Shared
0.00
None
87.47K
ALPHABET INC
SOLEShares164.07K
TypeSH
Market value$21.63M
0.81%
Sole
0.00
Shared
0.00
None
164.07K
ISHARES TR
SOLEShares209.60K
TypeSH
Market value$19.77M
0.74%
Sole
0.00
Shared
0.00
None
209.60K
ABBVIE INC
SOLEShares127.16K
TypeSH
Market value$18.95M
0.71%
Sole
0.00
Shared
0.00
None
127.16K
VANECK ETF TRUST
SOLEShares240.37K
TypeSH
Market value$18.23M
0.68%
Sole
0.00
Shared
0.00
None
240.37K
ISHARES TR
SOLEShares349.07K
TypeSH
Market value$17.76M
0.67%
Sole
0.00
Shared
0.00
None
349.07K
BERKSHIRE HATHAWAY INC DEL
SOLEShares49.27K
TypeSH
Market value$17.26M
0.65%
Sole
0.00
Shared
0.00
None
49.27K
ISHARES TR
SOLEShares173.59K
TypeSH
Market value$16.32M
0.61%
Sole
0.00
Shared
0.00
None
173.59K
EXXON MOBIL CORP
SOLEShares137.16K
TypeSH
Market value$16.13M
0.60%
Sole
0.00
Shared
0.00
None
137.16K
ISHARES TR
SOLEShares104.14K
TypeSH
Market value$16.02M
0.60%
Sole
0.00
Shared
0.00
None
104.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 323.64K | SH | $138.98M 5.21% | 0.00 | 0.00 | 323.64K |
APPLE INCSOLE | COM | 795.81K | SH | $136.25M 5.11% | 0.00 | 0.00 | 795.81K |
MICROSOFT CORPSOLE | COM | 168.86K | SH | $53.32M 2.00% | 0.00 | 0.00 | 168.86K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 139.13K | SH | $49.85M 1.87% | 0.00 | 0.00 | 139.13K |
AMAZON COM INCSOLE | COM | 364.55K | SH | $46.34M 1.74% | 0.00 | 0.00 | 364.55K |
ISHARES TRSOLE | CORE DIV GRWTH | 871.38K | SH | $43.16M 1.62% | 0.00 | 0.00 | 871.38K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 79.63K | SH | $34.04M 1.28% | 0.00 | 0.00 | 79.63K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 81.13K | SH | $31.86M 1.19% | 0.00 | 0.00 | 81.13K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 449.14K | SH | $30.73M 1.15% | 0.00 | 0.00 | 449.14K |
NVIDIA CORPORATIONSOLE | COM | 65.45K | SH | $28.47M 1.07% | 0.00 | 0.00 | 65.45K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 391.28K | SH | $27.69M 1.04% | 0.00 | 0.00 | 391.28K |
PACER FDS TRSOLE | US CASH COWS 100 | 526.47K | SH | $26.02M 0.98% | 0.00 | 0.00 | 526.47K |
ISHARES TRSOLE | IBOXX INV CP ETF | 254.77K | SH | $25.99M 0.97% | 0.00 | 0.00 | 254.77K |
FIRST TR EXCHNG TRADED FD VISOLE | VEST US BUFFER | 678.98K | SH | $25.38M 0.95% | 0.00 | 0.00 | 678.98K |
SPDR GOLD TRSOLE | GOLD SHS | 127.84K | SH | $21.92M 0.82% | 0.00 | 0.00 | 127.84K |
ISHARES TRSOLE | CORE S&P MCP ETF | 87.47K | SH | $21.81M 0.82% | 0.00 | 0.00 | 87.47K |
ALPHABET INCSOLE | CAP STK CL C | 164.07K | SH | $21.63M 0.81% | 0.00 | 0.00 | 164.07K |
ISHARES TRSOLE | CORE S&P SCP ETF | 209.60K | SH | $19.77M 0.74% | 0.00 | 0.00 | 209.60K |
ABBVIE INCSOLE | COM | 127.16K | SH | $18.95M 0.71% | 0.00 | 0.00 | 127.16K |
VANECK ETF TRUSTSOLE | MRNGSTR WDE MOAT | 240.37K | SH | $18.23M 0.68% | 0.00 | 0.00 | 240.37K |
ISHARES TRSOLE | FLTG RATE NT ETF | 349.07K | SH | $17.76M 0.67% | 0.00 | 0.00 | 349.07K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 49.27K | SH | $17.26M 0.65% | 0.00 | 0.00 | 49.27K |
ISHARES TRSOLE | CORE US AGGBD ET | 173.59K | SH | $16.32M 0.61% | 0.00 | 0.00 | 173.59K |
EXXON MOBIL CORPSOLE | COM | 137.16K | SH | $16.13M 0.60% | 0.00 | 0.00 | 137.16K |
ISHARES TRSOLE | S&P 500 VAL ETF | 104.14K | SH | $16.02M 0.60% | 0.00 | 0.00 | 104.14K |
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