SIGMA PLANNING CORP

Filed: 8/2/2023ACC: 0001420506-23-001353

📋 What this filing means

SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1201 equity positions with a total reported market value of $2.78B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1201

Positions

$2.78B

Total AUM (reported)

45.13M

Total Shares

Allocation by class

COM$935.82M33.6%

CORE S&P500 ETF$146.93M5.3%

UNIT SER 1$50.12M1.8%

CORE DIV GRWTH$45.29M1.6%

TR UNIT$37.24M1.3%

SHS$36.43M1.3%

CL A$35.98M1.3%

Portfolio Concentration

Top 3$364.93M13.1%

4–10$272.00M9.8%

11–25$321.90M11.6%

Rest$1.83B65.6%

Top 3 weight

13.1%

Top 10 weight

22.9%

Voting Authority Distribution

Total shares with voting rights: 45.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

45.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1201

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1201

Rows:

APPLE INC

SOLE

COM

Shares823.93K

TypeSH

Market value$159.82M

5.74%

Sole

0.00

Shared

0.00

None

823.93K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares329.65K

TypeSH

Market value$146.93M

5.28%

Sole

0.00

Shared

0.00

None

329.65K

MICROSOFT CORP

SOLE

COM

Shares170.86K

TypeSH

Market value$58.18M

2.09%

Sole

0.00

Shared

0.00

None

170.86K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares135.66K

TypeSH

Market value$50.12M

1.80%

Sole

0.00

Shared

0.00

None

135.66K

AMAZON COM INC

SOLE

COM

Shares371.41K

TypeSH

Market value$48.42M

1.74%

Sole

0.00

Shared

0.00

None

371.41K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares878.92K

TypeSH

Market value$45.29M

1.63%

Sole

0.00

Shared

0.00

None

878.92K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares95.36K

TypeSH

Market value$36.47M

1.31%

Sole

0.00

Shared

0.00

None

95.36K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares77.01K

TypeSH

Market value$31.37M

1.13%

Sole

0.00

Shared

0.00

None

77.01K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares437.42K

TypeSH

Market value$30.83M

1.11%

Sole

0.00

Shared

0.00

None

437.42K

NVIDIA CORPORATION

SOLE

COM

Shares69.76K

TypeSH

Market value$29.51M

1.06%

Sole

0.00

Shared

0.00

None

69.76K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares259.29K

TypeSH

Market value$28.04M

1.01%

Sole

0.00

Shared

0.00

None

259.29K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares380.81K

TypeSH

Market value$27.65M

0.99%

Sole

0.00

Shared

0.00

None

380.81K

PACER FDS TR

SOLE

US CASH COWS 100

Shares541.22K

TypeSH

Market value$25.91M

0.93%

Sole

0.00

Shared

0.00

None

541.22K

FIRST TR EXCHNG TRADED FD VI

SOLE

VEST US BUFFER

Shares642.49K

TypeSH

Market value$24.81M

0.89%

Sole

0.00

Shared

0.00

None

642.49K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares94.03K

TypeSH

Market value$24.59M

0.88%

Sole

0.00

Shared

0.00

None

94.03K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares244.95K

TypeSH

Market value$24.41M

0.88%

Sole

0.00

Shared

0.00

None

244.95K

SPDR GOLD TR

SOLE

GOLD SHS

Shares134.84K

TypeSH

Market value$24.04M

0.86%

Sole

0.00

Shared

0.00

None

134.84K

ALPHABET INC

SOLE

CAP STK CL C

Shares166.92K

TypeSH

Market value$20.19M

0.73%

Sole

0.00

Shared

0.00

None

166.92K

TESLA INC

SOLE

COM

Shares76.22K

TypeSH

Market value$19.95M

0.72%

Sole

0.00

Shared

0.00

None

76.22K

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares372.76K

TypeSH

Market value$18.94M

0.68%

Sole

0.00

Shared

0.00

None

372.76K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares107.81K

TypeSH

Market value$17.38M

0.62%

Sole

0.00

Shared

0.00

None

107.81K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares50.26K

TypeSH

Market value$17.14M

0.62%

Sole

0.00

Shared

0.00

None

50.26K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares173.98K

TypeSH

Market value$17.04M

0.61%

Sole

0.00

Shared

0.00

None

173.98K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares198.63K

TypeSH

Market value$16.11M

0.58%

Sole

0.00

Shared

0.00

None

198.63K

ALPHABET INC

SOLE

CAP STK CL A

Shares131.10K

TypeSH

Market value$15.69M

0.56%

Sole

0.00

Shared

0.00

None

131.10K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	823.93K	SH	$159.82M 5.74%	823.93K
ISHARES TRSOLE	CORE S&P500 ETF	329.65K	SH	$146.93M 5.28%	329.65K
MICROSOFT CORPSOLE	COM	170.86K	SH	$58.18M 2.09%	170.86K
INVESCO QQQ TRSOLE	UNIT SER 1	135.66K	SH	$50.12M 1.80%	135.66K
AMAZON COM INCSOLE	COM	371.41K	SH	$48.42M 1.74%	371.41K
ISHARES TRSOLE	CORE DIV GRWTH	878.92K	SH	$45.29M 1.63%	878.92K
SPDR S&P 500 ETF TRSOLE	TR UNIT	95.36K	SH	$36.47M 1.31%	95.36K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	77.01K	SH	$31.37M 1.13%	77.01K
ISHARES TRSOLE	S&P 500 GRWT ETF	437.42K	SH	$30.83M 1.11%	437.42K
NVIDIA CORPORATIONSOLE	COM	69.76K	SH	$29.51M 1.06%	69.76K
ISHARES TRSOLE	IBOXX INV CP ETF	259.29K	SH	$28.04M 1.01%	259.29K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	380.81K	SH	$27.65M 0.99%	380.81K
PACER FDS TRSOLE	US CASH COWS 100	541.22K	SH	$25.91M 0.93%	541.22K
FIRST TR EXCHNG TRADED FD VISOLE	VEST US BUFFER	642.49K	SH	$24.81M 0.89%	642.49K
ISHARES TRSOLE	CORE S&P MCP ETF	94.03K	SH	$24.59M 0.88%	94.03K
ISHARES TRSOLE	CORE S&P SCP ETF	244.95K	SH	$24.41M 0.88%	244.95K
SPDR GOLD TRSOLE	GOLD SHS	134.84K	SH	$24.04M 0.86%	134.84K
ALPHABET INCSOLE	CAP STK CL C	166.92K	SH	$20.19M 0.73%	166.92K
TESLA INCSOLE	COM	76.22K	SH	$19.95M 0.72%	76.22K
ISHARES TRSOLE	FLTG RATE NT ETF	372.76K	SH	$18.94M 0.68%	372.76K
ISHARES TRSOLE	S&P 500 VAL ETF	107.81K	SH	$17.38M 0.62%	107.81K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	50.26K	SH	$17.14M 0.62%	50.26K
ISHARES TRSOLE	CORE US AGGBD ET	173.98K	SH	$17.04M 0.61%	173.98K
ISHARES TRSOLE	1 3 YR TREAS BD	198.63K	SH	$16.11M 0.58%	198.63K
ALPHABET INCSOLE	CAP STK CL A	131.10K	SH	$15.69M 0.56%	131.10K

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