SIGMA PLANNING CORP

Filed: 5/8/2023ACC: 0001420506-23-000870

📋 What this filing means

SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1294 equity positions with a total reported market value of $3.01B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1294

Positions

$3.01B

Total AUM (reported)

53.58M

Total Shares

Allocation by class

COM$995.27M33.1%

CORE S&P500 ETF$142.14M4.7%

SHS$56.76M1.9%

UNIT SER 1$51.25M1.7%

CORE DIV GRWTH$44.30M1.5%

CL A$38.77M1.3%

US DIVIDEND EQ$35.63M1.2%

Portfolio Concentration

Top 3$341.44M11.3%

4–10$261.78M8.7%

11–25$337.98M11.2%

Rest$2.07B68.7%

Top 3 weight

11.3%

Top 10 weight

20.0%

Voting Authority Distribution

Total shares with voting rights: 51.78M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

51.78M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1294

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1294

Rows:

APPLE INC

SOLE

COM

Shares892.64K

TypeSH

Market value$147.20M

4.89%

Sole

0.00

Shared

0.00

None

892.64K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares345.78K

TypeSH

Market value$142.14M

4.72%

Sole

0.00

Shared

0.00

None

345.78K

MICROSOFT CORP

SOLE

COM

Shares180.72K

TypeSH

Market value$52.10M

1.73%

Sole

0.00

Shared

0.00

None

180.72K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares159.69K

TypeSH

Market value$51.25M

1.70%

Sole

0.00

Shared

0.00

None

159.69K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares886.22K

TypeSH

Market value$44.30M

1.47%

Sole

0.00

Shared

0.00

None

886.22K

AMAZON COM INC

SOLE

COM

Shares398.70K

TypeSH

Market value$41.18M

1.37%

Sole

0.00

Shared

0.00

None

398.70K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares487K

TypeSH

Market value$35.63M

1.18%

Sole

0.00

Shared

0.00

None

487K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares80.45K

TypeSH

Market value$32.94M

1.09%

Sole

0.00

Shared

0.00

None

80.45K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares258.25K

TypeSH

Market value$28.31M

0.94%

Sole

0.00

Shared

0.00

None

258.25K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares74.90K

TypeSH

Market value$28.17M

0.94%

Sole

0.00

Shared

0.00

None

74.90K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares433.65K

TypeSH

Market value$27.71M

0.92%

Sole

0.00

Shared

0.00

None

433.65K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares270.18K

TypeSH

Market value$26.13M

0.87%

Sole

0.00

Shared

0.00

None

270.18K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares100.23K

TypeSH

Market value$25.07M

0.83%

Sole

0.00

Shared

0.00

None

100.23K

SPDR GOLD TR

SOLE

GOLD SHS

Shares136.62K

TypeSH

Market value$25.03M

0.83%

Sole

0.00

Shared

0.00

None

136.62K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares441.17K

TypeSH

Market value$24.09M

0.80%

Sole

0.00

Shared

0.00

None

441.17K

PACER FDS TR

SOLE

US CASH COWS 100

Shares511.32K

TypeSH

Market value$24.01M

0.80%

Sole

0.00

Shared

0.00

None

511.32K

NVIDIA CORPORATION

SOLE

COM

Shares86.26K

TypeSH

Market value$23.96M

0.80%

Sole

0.00

Shared

0.00

None

86.26K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares649.17K

TypeSH

Market value$23.05M

0.77%

Sole

0.00

Shared

0.00

None

649.17K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares225.15K

TypeSH

Market value$22.43M

0.75%

Sole

0.00

Shared

0.00

None

225.15K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares298.19K

TypeSH

Market value$21.69M

0.72%

Sole

0.00

Shared

0.00

None

298.19K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares449.31K

TypeSH

Market value$20.16M

0.67%

Sole

0.00

Shared

0.00

None

449.31K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares245.31K

TypeSH

Market value$20.15M

0.67%

Sole

0.00

Shared

0.00

None

245.31K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares382.95K

TypeSH

Market value$19.27M

0.64%

Sole

0.00

Shared

0.00

None

382.95K

ALPHABET INC

SOLE

CAP STK CL C

Shares172.75K

TypeSH

Market value$17.97M

0.60%

Sole

0.00

Shared

0.00

None

172.75K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares113.76K

TypeSH

Market value$17.26M

0.57%

Sole

0.00

Shared

0.00

None

113.76K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	892.64K	SH	$147.20M 4.89%	892.64K
ISHARES TRSOLE	CORE S&P500 ETF	345.78K	SH	$142.14M 4.72%	345.78K
MICROSOFT CORPSOLE	COM	180.72K	SH	$52.10M 1.73%	180.72K
INVESCO QQQ TRSOLE	UNIT SER 1	159.69K	SH	$51.25M 1.70%	159.69K
ISHARES TRSOLE	CORE DIV GRWTH	886.22K	SH	$44.30M 1.47%	886.22K
AMAZON COM INCSOLE	COM	398.70K	SH	$41.18M 1.37%	398.70K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	487K	SH	$35.63M 1.18%	487K
SPDR S&P 500 ETF TRSOLE	TR UNIT	80.45K	SH	$32.94M 1.09%	80.45K
ISHARES TRSOLE	IBOXX INV CP ETF	258.25K	SH	$28.31M 0.94%	258.25K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	74.90K	SH	$28.17M 0.94%	74.90K
ISHARES TRSOLE	S&P 500 GRWT ETF	433.65K	SH	$27.71M 0.92%	433.65K
ISHARES TRSOLE	CORE S&P SCP ETF	270.18K	SH	$26.13M 0.87%	270.18K
ISHARES TRSOLE	CORE S&P MCP ETF	100.23K	SH	$25.07M 0.83%	100.23K
SPDR GOLD TRSOLE	GOLD SHS	136.62K	SH	$25.03M 0.83%	136.62K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	441.17K	SH	$24.09M 0.80%	441.17K
PACER FDS TRSOLE	US CASH COWS 100	511.32K	SH	$24.01M 0.80%	511.32K
NVIDIA CORPORATIONSOLE	COM	86.26K	SH	$23.96M 0.80%	86.26K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	649.17K	SH	$23.05M 0.77%	649.17K
ISHARES TRSOLE	CORE US AGGBD ET	225.15K	SH	$22.43M 0.75%	225.15K
ISHARES TRSOLE	MSCI USA MIN VOL	298.19K	SH	$21.69M 0.72%	298.19K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	449.31K	SH	$20.16M 0.67%	449.31K
ISHARES TRSOLE	1 3 YR TREAS BD	245.31K	SH	$20.15M 0.67%	245.31K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	382.95K	SH	$19.27M 0.64%	382.95K
ALPHABET INCSOLE	CAP STK CL C	172.75K	SH	$17.97M 0.60%	172.75K
ISHARES TRSOLE	S&P 500 VAL ETF	113.76K	SH	$17.26M 0.57%	113.76K

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