SIGMA PLANNING CORP

Filed: 1/24/2023ACC: 0001420506-23-000098

📋 What this filing means

SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1260 equity positions with a total reported market value of $2.80B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1260

Positions

$2.80B

Total AUM (reported)

50.88M

Total Shares

Allocation by class

COM$927.80M33.2%

CORE S&P500 ETF$128.51M4.6%

CORE DIV GRWTH$48.90M1.7%

SHS$46.55M1.7%

UNIT SER 1$41.67M1.5%

TR UNIT$31.90M1.1%

CL A$30.19M1.1%

Portfolio Concentration

Top 3$295.85M10.6%

4–10$231.10M8.3%

11–25$300.18M10.7%

Rest$1.97B70.4%

Top 3 weight

10.6%

Top 10 weight

18.8%

Voting Authority Distribution

Total shares with voting rights: 50.88M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

50.88M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1260

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1260

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares334.48K

TypeSH

Market value$128.51M

4.59%

Sole

0.00

Shared

0.00

None

334.48K

APPLE INC

SOLE

COM

Shares911.54K

TypeSH

Market value$118.44M

4.23%

Sole

0.00

Shared

0.00

None

911.54K

ISHARES TR

SOLE

CORE DIV GRWTH

Shares978.07K

TypeSH

Market value$48.90M

1.75%

Sole

0.00

Shared

0.00

None

978.07K

MICROSOFT CORP

SOLE

COM

Shares184.73K

TypeSH

Market value$44.30M

1.58%

Sole

0.00

Shared

0.00

None

184.73K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares156.50K

TypeSH

Market value$41.67M

1.49%

Sole

0.00

Shared

0.00

None

156.50K

AMAZON COM INC

SOLE

COM

Shares399.82K

TypeSH

Market value$33.58M

1.20%

Sole

0.00

Shared

0.00

None

399.82K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares81.38K

TypeSH

Market value$31.12M

1.11%

Sole

0.00

Shared

0.00

None

81.38K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares396.74K

TypeSH

Market value$29.97M

1.07%

Sole

0.00

Shared

0.00

None

396.74K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares272.62K

TypeSH

Market value$25.80M

0.92%

Sole

0.00

Shared

0.00

None

272.62K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares254.12K

TypeSH

Market value$24.65M

0.88%

Sole

0.00

Shared

0.00

None

254.12K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares101.87K

TypeSH

Market value$24.64M

0.88%

Sole

0.00

Shared

0.00

None

101.87K

PACER FDS TR

SOLE

US CASH COWS 100

Shares510.58K

TypeSH

Market value$23.61M

0.84%

Sole

0.00

Shared

0.00

None

510.58K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares66.31K

TypeSH

Market value$23.30M

0.83%

Sole

0.00

Shared

0.00

None

66.31K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares220.41K

TypeSH

Market value$23.24M

0.83%

Sole

0.00

Shared

0.00

None

220.41K

FIRST TR EXCHANGE-TRADED FD

SOLE

RISNG DIVD ACHIV

Shares511.42K

TypeSH

Market value$22.46M

0.80%

Sole

0.00

Shared

0.00

None

511.42K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares293.87K

TypeSH

Market value$21.19M

0.76%

Sole

0.00

Shared

0.00

None

293.87K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares381.86K

TypeSH

Market value$20.81M

0.74%

Sole

0.00

Shared

0.00

None

381.86K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares332.37K

TypeSH

Market value$19.44M

0.70%

Sole

0.00

Shared

0.00

None

332.37K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares368.86K

TypeSH

Market value$18.49M

0.66%

Sole

0.00

Shared

0.00

None

368.86K

JOHNSON & JOHNSON

SOLE

COM

Shares103.62K

TypeSH

Market value$18.30M

0.65%

Sole

0.00

Shared

0.00

None

103.62K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares213.82K

TypeSH

Market value$17.36M

0.62%

Sole

0.00

Shared

0.00

None

213.82K

SELECT SECTOR SPDR TR

SOLE

ENERGY

Shares197.43K

TypeSH

Market value$17.27M

0.62%

Sole

0.00

Shared

0.00

None

197.43K

ABBVIE INC

SOLE

COM

Shares106.32K

TypeSH

Market value$17.18M

0.61%

Sole

0.00

Shared

0.00

None

106.32K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares116.67K

TypeSH

Market value$16.93M

0.61%

Sole

0.00

Shared

0.00

None

116.67K

FIRST TR MORNINGSTAR DIVID L

SOLE

SHS

Shares436.67K

TypeSH

Market value$15.96M

0.57%

Sole

0.00

Shared

0.00

None

436.67K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	334.48K	SH	$128.51M 4.59%	334.48K
APPLE INCSOLE	COM	911.54K	SH	$118.44M 4.23%	911.54K
ISHARES TRSOLE	CORE DIV GRWTH	978.07K	SH	$48.90M 1.75%	978.07K
MICROSOFT CORPSOLE	COM	184.73K	SH	$44.30M 1.58%	184.73K
INVESCO QQQ TRSOLE	UNIT SER 1	156.50K	SH	$41.67M 1.49%	156.50K
AMAZON COM INCSOLE	COM	399.82K	SH	$33.58M 1.20%	399.82K
SPDR S&P 500 ETF TRSOLE	TR UNIT	81.38K	SH	$31.12M 1.11%	81.38K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	396.74K	SH	$29.97M 1.07%	396.74K
ISHARES TRSOLE	CORE S&P SCP ETF	272.62K	SH	$25.80M 0.92%	272.62K
ISHARES TRSOLE	CORE US AGGBD ET	254.12K	SH	$24.65M 0.88%	254.12K
ISHARES TRSOLE	CORE S&P MCP ETF	101.87K	SH	$24.64M 0.88%	101.87K
PACER FDS TRSOLE	US CASH COWS 100	510.58K	SH	$23.61M 0.84%	510.58K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	66.31K	SH	$23.30M 0.83%	66.31K
ISHARES TRSOLE	IBOXX INV CP ETF	220.41K	SH	$23.24M 0.83%	220.41K
FIRST TR EXCHANGE-TRADED FDSOLE	RISNG DIVD ACHIV	511.42K	SH	$22.46M 0.80%	511.42K
ISHARES TRSOLE	MSCI USA MIN VOL	293.87K	SH	$21.19M 0.76%	293.87K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	381.86K	SH	$20.81M 0.74%	381.86K
ISHARES TRSOLE	S&P 500 GRWT ETF	332.37K	SH	$19.44M 0.70%	332.37K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	368.86K	SH	$18.49M 0.66%	368.86K
JOHNSON & JOHNSONSOLE	COM	103.62K	SH	$18.30M 0.65%	103.62K
ISHARES TRSOLE	1 3 YR TREAS BD	213.82K	SH	$17.36M 0.62%	213.82K
SELECT SECTOR SPDR TRSOLE	ENERGY	197.43K	SH	$17.27M 0.62%	197.43K
ABBVIE INCSOLE	COM	106.32K	SH	$17.18M 0.61%	106.32K
ISHARES TRSOLE	S&P 500 VAL ETF	116.67K	SH	$16.93M 0.61%	116.67K
FIRST TR MORNINGSTAR DIVID LSOLE	SHS	436.67K	SH	$15.96M 0.57%	436.67K

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