Filed: 11/10/2022ACC: 0001420506-22-002048
📋 What this filing means
SIGMA PLANNING CORP filed this quarterly 13F‑HR report disclosing 1253 equity positions with a total reported market value of $2.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1253
Positions
$2.62M
Total AUM (reported)
50.62M
Total Shares
Allocation by class
COM$881.1K33.6%
CORE S&P500 ETF$122.0K4.6%
CORE DIV GRWTH$46.1K1.8%
SHS$41.2K1.6%
UNIT SER 1$40.9K1.6%
TR UNIT$39.4K1.5%
CL A$31.1K1.2%
Portfolio Concentration
Top 3$298.6K11.4%
4–10$244.9K9.3%
11–25$280.6K10.7%
Rest$1.80M68.6%
Top 3 weight
11.4%
Top 10 weight
20.7%
Voting Authority Distribution
Total shares with voting rights: 50.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
50.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole1253
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings1253
Rows:
APPLE INC
SOLEShares943.60K
TypeSH
Market value$130.4K
4.97%
Sole
0.00
Shared
0.00
None
943.60K
ISHARES TR
SOLEShares340.11K
TypeSH
Market value$122.0K
4.65%
Sole
0.00
Shared
0.00
None
340.11K
AMAZON COM INC
SOLEShares409.18K
TypeSH
Market value$46.2K
1.76%
Sole
0.00
Shared
0.00
None
409.18K
ISHARES TR
SOLEShares1.04M
TypeSH
Market value$46.1K
1.76%
Sole
0.00
Shared
0.00
None
1.04M
MICROSOFT CORP
SOLEShares189.52K
TypeSH
Market value$44.1K
1.68%
Sole
0.00
Shared
0.00
None
189.52K
INVESCO QQQ TR
SOLEShares152.91K
TypeSH
Market value$40.9K
1.56%
Sole
0.00
Shared
0.00
None
152.91K
SPDR S&P 500 ETF TR
SOLEShares108.57K
TypeSH
Market value$38.8K
1.48%
Sole
0.00
Shared
0.00
None
108.57K
ISHARES TR
SOLEShares271.27K
TypeSH
Market value$26.1K
1.00%
Sole
0.00
Shared
0.00
None
271.27K
SCHWAB STRATEGIC TR
SOLEShares375.91K
TypeSH
Market value$25.0K
0.95%
Sole
0.00
Shared
0.00
None
375.91K
ISHARES TR
SOLEShares232.51K
TypeSH
Market value$23.8K
0.91%
Sole
0.00
Shared
0.00
None
232.51K
ISHARES TR
SOLEShares260.86K
TypeSH
Market value$22.7K
0.87%
Sole
0.00
Shared
0.00
None
260.86K
FIRST TR EXCHANGE-TRADED FD
SOLEShares583.67K
TypeSH
Market value$22.7K
0.87%
Sole
0.00
Shared
0.00
None
583.67K
ISHARES TR
SOLEShares100.58K
TypeSH
Market value$22.1K
0.84%
Sole
0.00
Shared
0.00
None
100.58K
FIRST TR VALUE LINE DIVID IN
SOLEShares596.28K
TypeSH
Market value$21.3K
0.81%
Sole
0.00
Shared
0.00
None
596.28K
VANGUARD INDEX FDS
SOLEShares64.15K
TypeSH
Market value$21.1K
0.80%
Sole
0.00
Shared
0.00
None
64.15K
ISHARES TR
SOLEShares335.16K
TypeSH
Market value$19.4K
0.74%
Sole
0.00
Shared
0.00
None
335.16K
ISHARES TR
SOLEShares290.77K
TypeSH
Market value$19.2K
0.73%
Sole
0.00
Shared
0.00
None
290.77K
PACER FDS TR
SOLEShares455.83K
TypeSH
Market value$18.7K
0.71%
Sole
0.00
Shared
0.00
None
455.83K
ISHARES TR
SOLEShares219.47K
TypeSH
Market value$17.8K
0.68%
Sole
0.00
Shared
0.00
None
219.47K
JOHNSON & JOHNSON
SOLEShares106.78K
TypeSH
Market value$17.4K
0.66%
Sole
0.00
Shared
0.00
None
106.78K
ALPHABET INC
SOLEShares181.03K
TypeSH
Market value$17.4K
0.66%
Sole
0.00
Shared
0.00
None
181.03K
TESLA INC
SOLEShares61.44K
TypeSH
Market value$16.3K
0.62%
Sole
0.00
Shared
0.00
None
61.44K
UNITEDHEALTH GROUP INC
SOLEShares30.18K
TypeSH
Market value$15.2K
0.58%
Sole
0.00
Shared
0.00
None
30.18K
ISHARES TR
SOLEShares140.35K
TypeSH
Market value$14.7K
0.56%
Sole
0.00
Shared
0.00
None
140.35K
ISHARES TR
SOLEShares286.77K
TypeSH
Market value$14.4K
0.55%
Sole
0.00
Shared
0.00
None
286.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 943.60K | SH | $130.4K 4.97% | 0.00 | 0.00 | 943.60K |
ISHARES TRSOLE | CORE S&P500 ETF | 340.11K | SH | $122.0K 4.65% | 0.00 | 0.00 | 340.11K |
AMAZON COM INCSOLE | COM | 409.18K | SH | $46.2K 1.76% | 0.00 | 0.00 | 409.18K |
ISHARES TRSOLE | CORE DIV GRWTH | 1.04M | SH | $46.1K 1.76% | 0.00 | 0.00 | 1.04M |
MICROSOFT CORPSOLE | COM | 189.52K | SH | $44.1K 1.68% | 0.00 | 0.00 | 189.52K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 152.91K | SH | $40.9K 1.56% | 0.00 | 0.00 | 152.91K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 108.57K | SH | $38.8K 1.48% | 0.00 | 0.00 | 108.57K |
ISHARES TRSOLE | CORE US AGGBD ET | 271.27K | SH | $26.1K 1.00% | 0.00 | 0.00 | 271.27K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 375.91K | SH | $25.0K 0.95% | 0.00 | 0.00 | 375.91K |
ISHARES TRSOLE | IBOXX INV CP ETF | 232.51K | SH | $23.8K 0.91% | 0.00 | 0.00 | 232.51K |
ISHARES TRSOLE | CORE S&P SCP ETF | 260.86K | SH | $22.7K 0.87% | 0.00 | 0.00 | 260.86K |
FIRST TR EXCHANGE-TRADED FDSOLE | RISNG DIVD ACHIV | 583.67K | SH | $22.7K 0.87% | 0.00 | 0.00 | 583.67K |
ISHARES TRSOLE | CORE S&P MCP ETF | 100.58K | SH | $22.1K 0.84% | 0.00 | 0.00 | 100.58K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 596.28K | SH | $21.3K 0.81% | 0.00 | 0.00 | 596.28K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 64.15K | SH | $21.1K 0.80% | 0.00 | 0.00 | 64.15K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 335.16K | SH | $19.4K 0.74% | 0.00 | 0.00 | 335.16K |
ISHARES TRSOLE | MSCI USA MIN VOL | 290.77K | SH | $19.2K 0.73% | 0.00 | 0.00 | 290.77K |
PACER FDS TRSOLE | US CASH COWS 100 | 455.83K | SH | $18.7K 0.71% | 0.00 | 0.00 | 455.83K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 219.47K | SH | $17.8K 0.68% | 0.00 | 0.00 | 219.47K |
JOHNSON & JOHNSONSOLE | COM | 106.78K | SH | $17.4K 0.66% | 0.00 | 0.00 | 106.78K |
ALPHABET INCSOLE | CAP STK CL C | 181.03K | SH | $17.4K 0.66% | 0.00 | 0.00 | 181.03K |
TESLA INCSOLE | COM | 61.44K | SH | $16.3K 0.62% | 0.00 | 0.00 | 61.44K |
UNITEDHEALTH GROUP INCSOLE | COM | 30.18K | SH | $15.2K 0.58% | 0.00 | 0.00 | 30.18K |
ISHARES TRSOLE | TIPS BD ETF | 140.35K | SH | $14.7K 0.56% | 0.00 | 0.00 | 140.35K |
ISHARES TRSOLE | FLTG RATE NT ETF | 286.77K | SH | $14.4K 0.55% | 0.00 | 0.00 | 286.77K |
Page 1 of 51
…