SIGMA MANAGEMENT 6 LLC

PrivateCIK: 1140408
Location

MENLO PARK, CA

SIGMA MANAGEMENT 6 LLC reported 3 transactions at UPWORK, INC

Review the transaction codes below to understand the nature of each event.

InsiderSIGMA MANAGEMENT 6 LLCCIK 1140408
IssuerUPWORK, INCCIK 1627475
10% Owner
Since Oct 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
12
Total transactions
13.32M acquired · 13.32M disposed
Non-Derivative Transactions3

Common Stock

Indirect
C · Conversion

Shares

+991.75K

Price / share

Trade value

% of position

2678.5%
10/5/2018
37.03K1.03M

Common Stock

Indirect
C · Conversion

Shares

+176.35K

Price / share

Trade value

% of position

2617.3%
10/5/2018
6.74K183.09K

Common Stock

Indirect
C · Conversion

Shares

+12.15M

Price / share

Trade value

% of position

2496.0%
10/5/2018
486.97K12.64M
Total

Net shares

+13.32M

Net value

$0.00

Derivative Transactions9

Series A-1 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

70.89K shares

Shares

70.89K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series A-1 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

12.76K shares

Shares

12.76K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series A-1 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

890.12K shares

Shares

890.12K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series A-2 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

875.73K shares

Shares

875.73K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series A-2 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

155.36K shares

Shares

155.36K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series A-2 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

10.67M shares

Shares

10.67M

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series B-1 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

45.13K shares

Shares

45.13K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series B-1 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

8.23K shares

Shares

8.23K

Strike price

0

Held after

0.00

Exercisable

10/5/2018

Series B-1 Preferred Stock

Indirect
C · Conversion
Converts to

Common Stock

595.03K shares

Shares

595.03K

Strike price

0

Held after

0.00

Exercisable

10/5/2018
SIGMA MANAGEMENT 6 LLC — Insider Transaction (Form 4) Filed Oct 5, 2018 | Finecho