SIEGERT PAUL ERIC (CO-CHAIRMAN) sold 40K shares of HOULIHAN LOKEY, INC. on the open market
Open‑market sale worth $8.00M. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/28/2025ACC: 0001142662-25-000005
Officer· CO-CHAIRMAN
Since Jun 2024
-40K
Net shares
Net seller
$8.00M
Total sold
1
Open market trades
0B · 1S
3
Total transactions
40K acquired · 80K disposed
Non-Derivative Transactions2
CLASS A COMMON STOCK
Direct
Shares
+40K
Price / share
—
Trade value
—
% of position
New position
8/27/2025
0.00→40K
CLASS A COMMON STOCK
Direct
Shares
−40K
Price / share
$199.95
Trade value
$8M
% of position
New position
8/27/2025
40K→0.00
Total
Net shares
+0.00
Net value
-$8M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK Direct | 8/27/2025 | C · Conversion | +40K | — | — | New position | 0.00 | 40K |
| CLASS A COMMON STOCK Direct | 8/27/2025 | S · Sale | −40K | $199.95 | $8M | New position | 40K | 0.00 |
| Total | +0.00 | -$8M | ||||||
Derivative Transactions1
CLASS B COMMON STOCK
Direct
Converts to
CLASS A COMMON STOCK
40K shares
Shares
−40K
Strike price
Held after
0.00
Exercisable
—
8/27/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Direct | CLASS A COMMON STOCK40K shares | 8/27/2025 | C · Conversion | −40K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
CLASS B COMMON STOCK
IndirectUnderlying security
CLASS A COMMON STOCK
Underlying shares
384.66K
Shares owned
384.66K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
384.66K
Owned
384.66K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Indirect | CLASS A COMMON STOCK | — | — | 384.66K | 384.66K | |
| Total | 384.66K | 384.66K | ||||