SIEGERT MICHELLE

PrivateCIK: 1794524

Location

LEXINGTON, MA

SIEGERT MICHELLE enters PULMATRIX, INC. with 1.19K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

SIEGERT MICHELLE

Filed: 11/20/2019ACC: 0000899243-19-027686

InsiderSIEGERT MICHELLECIK 1794524

→

IssuerPULMATRIX, INC.CIK 1574235

Officer· Vice President, Finance

Since Nov 2019

1.19K

Baseline shares

100% direct

1.19K

Direct ownership

1 position

48.71K

Derivative underlying

10 instruments

1

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned1.19K

Total

1.19K direct1.19K

Security Title	Shares Owned	Ownership Type
Common Stock	1.19K	Direct
Total	1.19K	1.19K direct

Derivative Holdings10

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

18.10K

Shares owned

N/A

Exercise price

4.68

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

160.00

Shares owned

N/A

Exercise price

110.00

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.09K

Shares owned

N/A

Exercise price

118.00

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

25K

Shares owned

N/A

Exercise price

1.06

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

445.00

Shares owned

N/A

Exercise price

20.30

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.32K

Shares owned

N/A

Exercise price

28.00

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

119.00

Shares owned

N/A

Exercise price

22.10

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

315.00

Shares owned

N/A

Exercise price

18.80

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

660.00

Shares owned

N/A

Exercise price

27.80

Expiration

—

Exercise window

—

Employee Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

1.50K

Shares owned

N/A

Exercise price

59.10

Expiration

—

Exercise window

—

Total

Underlying

48.71K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Right to Buy) Direct	Common Stock	4.68	—	—	18.10K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	110.00	—	—	160.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	118.00	—	—	1.09K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	1.06	—	—	25K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	20.30	—	—	445.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	28.00	—	—	1.32K	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	22.10	—	—	119.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	18.80	—	—	315.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	27.80	—	—	660.00	N/A
Employee Stock Option (Right to Buy) Direct	Common Stock	59.10	—	—	1.50K	N/A
Total					48.71K	0.00

SIEGERT MICHELLE — Initial Ownership Disclosure (Form 3) Filed Nov 20, 2019 | Finecho