SHURMAN RODNEY MICHAEL (Group President) sold 68.9% of their position (5.64K shares) of CATERPILLAR INC on the open market
Open‑market sale worth $5.09M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 2 sales
Filed: 5/6/2026ACC: 0001104659-26-056435
Officer· Group President
Since Mar 2026
-5.64K
Net shares
Net seller
$5.09M
Total sold
2
Open market trades
0B · 2S
4
Total transactions
5.64K acquired · 11.28K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+5.64K
Price / share
$253.98
Trade value
$1.43M
% of position
221.5%
5/5/2026
2.55K→8.19K
Common Stock
Direct
Shares
−5.15K
Price / share
$903.14
Trade value
$4.65M
% of position
62.9%
5/5/2026
8.19K→3.03K
Common Stock
Direct
Shares
−487.00
Price / share
$903.55
Trade value
$440.03K
% of position
16.1%
5/5/2026
3.03K→2.55K
Total
Net shares
+0.00
Net value
-$3.66M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/5/2026 | M · Option Exercise | +5.64K | $253.98 | $1.43M | 221.5% | 2.55K | 8.19K |
| Common Stock Direct | 5/5/2026 | S · Sale | −5.15K | $903.14 | $4.65M | 62.9% | 8.19K | 3.03K |
| Common Stock Direct | 5/5/2026 | S · Sale | −487.00 | $903.55 | $440.03K | 16.1% | 3.03K | 2.55K |
| Total | +0.00 | -$3.66M | ||||||
Derivative Transactions1
Employee Stock Options
Direct
Converts to
Common Stock
5.64K shares
Shares
−5.64K
Strike price
253.98
Held after
0.00
Exercisable
—
5/5/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Options Direct | Common Stock5.64K shares | 5/5/2026 | M · Option Exercise | −5.64K | 253.98 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned6.78K
Total
6.78K indirect6.78K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.78K | Indirect |
| Total | 6.78K | 6.78K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported