SHURMAN RODNEY MICHAEL (Group President) received a stock award from CATERPILLAR INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/4/2026ACC: 0001104659-26-023605
Officer· Group President
Since Mar 2026
+4.90K
Net shares
Net buyer
$71.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
5K acquired · 100.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.32K
Price / share
—
Trade value
—
% of position
91.5%
3/2/2026
1.44K→2.76K
Common Stock
Direct
Shares
−100.00
Price / share
$719.13
Trade value
$71.91K
% of position
3.6%
3/3/2026
2.76K→2.66K
Total
Net shares
+1.22K
Net value
-$71.91K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2026 | A · Award | +1.32K | — | — | 91.5% | 1.44K | 2.76K |
| Common Stock Direct | 3/3/2026 | F · Tax Withholding | −100.00 | $719.13 | $71.91K | 3.6% | 2.76K | 2.66K |
| Total | +1.22K | -$71.91K | ||||||
Derivative Transactions1
Employee Stock options
Direct
Converts to
Common Stock
3.68K shares
Shares
+3.68K
Strike price
752.18
Held after
3.68K
Exercisable
—
3/2/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock options Direct | Common Stock3.68K shares | 3/2/2026 | A · Award | +3.68K | 752.18 | — | 3.68K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned6.75K
Total
6.75K indirect6.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.75K | Indirect |
| Total | 6.75K | 6.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported