SHURE BRIAN (Chief Financial Officer) exercised options at LOWELL FARMS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Subordinate Voting Shares
Shares
+25K
Price / share
—
Trade value
—
% of position
Net shares
+25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Subordinate Voting Shares Direct | 1/1/2022 | M · Option Exercise | +25K | — | — | 71.9% | 34.78K | 59.78K |
| Total | +25K | $0.00 | ||||||
Restricted Stock Units
Subordinate Voting Shares
25K shares
Shares
−25K
Strike price
Held after
50K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Subordinate Voting Shares25K shares | 1/1/2022 | M · Option Exercise | −25K | — | 50K |
Subordinate Voting Shares
IndirectSubordinate Voting Shares
IndirectSubordinate Voting Shares
IndirectSubordinate Voting Shares
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Subordinate Voting Shares | 824K | Indirect |
| Subordinate Voting Shares | 184.80K | Indirect |
| Subordinate Voting Shares | 300K | Indirect |
| Subordinate Voting Shares | 1.88M | Indirect |
| Total | 3.19M | 3.19M indirect |
Warrants (right to buy)
IndirectUnderlying shares
91K
Shares owned
91K
Exercise price
1.81
Expiration
—
Exercise window
—
Warrants (right to buy)
IndirectUnderlying shares
850K
Shares owned
850K
Exercise price
1.4
Expiration
—
Exercise window
—
Options
DirectUnderlying shares
300K
Shares owned
300K
Exercise price
1.35
Expiration
—
Exercise window
—
Warrants (right to buy)
IndirectUnderlying shares
200K
Shares owned
200K
Exercise price
1.4
Expiration
—
Exercise window
—
Warrants (right to buy)
IndirectUnderlying shares
50K
Shares owned
50K
Exercise price
1.4
Expiration
—
Exercise window
—
Underlying
1.49M
Owned
1.49M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants (right to buy) Indirect | Subordinate Voting Shares | 1.81 | — | — | 91K | 91K |
| Warrants (right to buy) Indirect | Subordinate Voting Shares | 1.4 | — | — | 850K | 850K |
| Options Direct | Subordinate Voting Shares | 1.35 | — | — | 300K | 300K |
| Warrants (right to buy) Indirect | Subordinate Voting Shares | 1.4 | — | — | 200K | 200K |
| Warrants (right to buy) Indirect | Subordinate Voting Shares | 1.4 | — | — | 50K | 50K |
| Total | 1.49M | 1.49M | ||||