SHURE BRIAN

PrivateCIK: 1861410

Location

SALINAS, CA

SHURE BRIAN (Chief Financial Officer) purchased 2.50M shares of LOWELL FARMS INC. on the open market

Open‑market purchases signal personal conviction.

P · 4 purchases

SHURE BRIAN

Filed: 9/1/2021ACC: 0001654954-21-009682

InsiderSHURE BRIANCIK 1861410

→

IssuerLOWELL FARMS INC.CIK 1838128

DirectorOfficer· Chief Financial Officer

Since May 2021

+3.75M

Net shares

Net buyer

$0.00

Total acquired

4

Open market trades

4B · 0S

8

Total transactions

3.75M acquired

Non-Derivative Transactions4

Subordinate Voting Shares

Indirect

P · Purchase

Shares

+1.70M

Price / share

—

Trade value

—

% of position

934.1%

8/30/2021

182K→1.88M

Subordinate Voting Shares

Indirect

P · Purchase

Shares

+400K

Price / share

—

Trade value

—

% of position

New position

8/30/2021

0.00→400K

Subordinate Voting Shares

Indirect

P · Purchase

Shares

+100K

Price / share

—

Trade value

—

% of position

New position

8/30/2021

0.00→100K

Subordinate Voting Shares

Indirect

P · Purchase

Shares

+300K

Price / share

—

Trade value

—

% of position

New position

8/30/2021

0.00→300K

Total

Net shares

+2.50M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Subordinate Voting Shares Indirect	8/30/2021	P · Purchase	+1.70M	—	—	934.1%	182K	1.88M
Subordinate Voting Shares Indirect	8/30/2021	P · Purchase	+400K	—	—	New position	0.00	400K
Subordinate Voting Shares Indirect	8/30/2021	P · Purchase	+100K	—	—	New position	0.00	100K
Subordinate Voting Shares Indirect	8/30/2021	P · Purchase	+300K	—	—	New position	0.00	300K
Total			+2.50M		$0.00

Derivative Transactions4

Warrants (rights to buy)

Indirect

P · Purchase

Converts to

Subordinate Voting Shares

850K shares

Shares

+850K

Strike price

1.40

Held after

850K

Exercisable

—

8/30/2021

Warrants (rights to buy)

Indirect

P · Purchase

Converts to

Subordinate Voting Shares

200K shares

Shares

+200K

Strike price

1.40

Held after

200K

Exercisable

—

8/30/2021

Warrants (rights to buy)

Indirect

P · Purchase

Converts to

Subordinate Voting Shares

50K shares

Shares

+50K

Strike price

1.40

Held after

50K

Exercisable

—

8/30/2021

Warrants (rights to buy)

Indirect

P · Purchase

Converts to

Subordinate Voting Shares

150K shares

Shares

+150K

Strike price

1.40

Held after

150K

Exercisable

—

8/30/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Warrants (rights to buy) Indirect	Subordinate Voting Shares850K shares	8/30/2021	P · Purchase	+850K	1.40	—	850K
Warrants (rights to buy) Indirect	Subordinate Voting Shares200K shares	8/30/2021	P · Purchase	+200K	1.40	—	200K
Warrants (rights to buy) Indirect	Subordinate Voting Shares50K shares	8/30/2021	P · Purchase	+50K	1.40	—	50K
Warrants (rights to buy) Indirect	Subordinate Voting Shares150K shares	8/30/2021	P · Purchase	+150K	1.40	—	150K

Non-Derivative Holdings (Post-Transaction)1

Subordinate Voting Shares

Direct

Shares owned34.78K

Total

34.78K direct34.78K

Security Title	Shares Owned	Ownership Type
Subordinate Voting Shares	34.78K	Direct
Total	34.78K	34.78K direct

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

SHURE BRIAN — Insider Transaction (Form 4) Filed Sep 1, 2021 | Finecho