SHURE BRIAN enters LOWELL FARMS INC. with 216.78K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 5/10/2021ACC: 0001654954-21-005339
DirectorOfficer· Chief Financial Officer
Since May 2021
216.78K
Baseline shares
16% direct
34.78K
Direct ownership
1 position
466K
Derivative underlying
3 instruments
2
Security positions
182K indirect
Non-Derivative Holdings2
Subordinate Voting Shares
DirectShares owned34.78K
Subordinate Voting Shares
IndirectShares owned182K
Total
34.78K direct·182K indirect216.78K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Subordinate Voting Shares | 34.78K | Direct |
| Subordinate Voting Shares | 182K | Indirect |
| Total | 216.78K | 34.78K direct·182K indirect |
Derivative Holdings3
Restricted Stock Units
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
75K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Warrants (right to buy)
IndirectUnderlying security
Subordinate Voting Shares
Underlying shares
91K
Shares owned
N/A
Exercise price
1.81
Expiration
—
Exercise window
—
Options
DirectUnderlying security
Subordinate Voting Shares
Underlying shares
300K
Shares owned
N/A
Exercise price
1.35
Expiration
—
Exercise window
—
Total
Underlying
466K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Subordinate Voting Shares | — | — | 75K | N/A | |
| Warrants (right to buy) Indirect | Subordinate Voting Shares | 1.81 | — | — | 91K | N/A |
| Options Direct | Subordinate Voting Shares | 1.35 | — | — | 300K | N/A |
| Total | 466K | 0.00 | ||||