SHURE BRIAN (Chief Financial Officer) received a stock award from LOWELL FARMS INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 3 awards

SHURE BRIAN

Filed: 10/26/2023ACC: 0001171843-23-006455

InsiderSHURE BRIANCIK 1861410

→

IssuerLOWELL FARMS INC.CIK 1838128

DirectorOfficer· Chief Financial Officer

Since May 2021

-39.19M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

922.76K acquired · 40.11M disposed

Non-Derivative Transactions3

Subordinate Voting Shares

Indirect

A · Award

+92.74K

Price / share

—

Trade value

—

% of position

309.1%

10/5/2023

30K→122.74K

Subordinate Voting Shares

Indirect

A · Award

+675.45K

Price / share

—

Trade value

—

% of position

358.9%

10/5/2023

188.20K→863.65K

Subordinate Voting Shares

Indirect

A · Award

+154.57K

Price / share

—

Trade value

—

% of position

187.6%

10/5/2023

82.40K→236.97K

Total

Net shares

+922.76K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+92.74K	—	—	309.1%	30K	122.74K
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+675.45K	—	—	358.9%	188.20K	863.65K
Subordinate Voting Shares Indirect	10/5/2023	A · Award	+154.57K	—	—	187.6%	82.40K	236.97K
Total			+922.76K		$0.00

Derivative Transactions11

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

216.17K shares

−2.16M

Strike price

0.2313

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

216.17K shares

−2.16M

Strike price

0.2613

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy Class D Common Shares of Indus)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

324.25K shares

−3.24M

Strike price

0.2613

Held after

0.00

Exercisable

—

10/5/2023

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

518.81K shares

−5.19M

Strike price

0.2313

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

518.81K shares

−5.19M

Strike price

0.2613

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy Class D Common Shares of Indus)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

778.21K shares

−7.78M

Strike price

0.2613

Held after

0.00

Exercisable

—

10/5/2023

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

129.70K shares

−1.30M

Strike price

0.2313

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

129.70K shares

−1.30M

Strike price

0.2613

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy Class D Common Shares of Indus)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

194.55K shares

−1.95M

Strike price

0.2613

Held after

0.00

Exercisable

—

10/5/2023

Convertible Debenture of Indus Holding Company

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

492.50K shares

−4.92M

Strike price

0.2

Held after

0.00

Exercisable

—

10/5/2023

Warrants (right to buy)

Indirect

D · Disposition

Converts to

Subordinate Voting Shares

492.50K shares

−4.92M

Strike price

0.28

Held after

0.00

Exercisable

—

10/5/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares216.17K shares	10/5/2023	D · Disposition	−2.16M	0.2313	—
Warrants (right to buy) Indirect	Subordinate Voting Shares216.17K shares	10/5/2023	D · Disposition	−2.16M	0.2613	—
Warrants (right to buy Class D Common Shares of Indus) Indirect	Subordinate Voting Shares324.25K shares	10/5/2023	D · Disposition	−3.24M	0.2613	—
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares518.81K shares	10/5/2023	D · Disposition	−5.19M	0.2313	—
Warrants (right to buy) Indirect	Subordinate Voting Shares518.81K shares	10/5/2023	D · Disposition	−5.19M	0.2613	—
Warrants (right to buy Class D Common Shares of Indus) Indirect	Subordinate Voting Shares778.21K shares	10/5/2023	D · Disposition	−7.78M	0.2613	—
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares129.70K shares	10/5/2023	D · Disposition	−1.30M	0.2313	—
Warrants (right to buy) Indirect	Subordinate Voting Shares129.70K shares	10/5/2023	D · Disposition	−1.30M	0.2613	—
Warrants (right to buy Class D Common Shares of Indus) Indirect	Subordinate Voting Shares194.55K shares	10/5/2023	D · Disposition	−1.95M	0.2613	—
Convertible Debenture of Indus Holding Company Indirect	Subordinate Voting Shares492.50K shares	10/5/2023	D · Disposition	−4.92M	0.2	—
Warrants (right to buy) Indirect	Subordinate Voting Shares492.50K shares	10/5/2023	D · Disposition	−4.92M	0.28	—

Non-Derivative Holdings (Post-Transaction)2

Subordinate Voting Shares

Direct

Shares owned8.48K

Subordinate Voting Shares

Indirect

Shares owned18.48K

Total

8.48K direct·18.48K indirect26.96K

Security Title	Shares Owned	Ownership Type
Subordinate Voting Shares	8.48K	Direct
Subordinate Voting Shares	18.48K	Indirect
Total	26.96K	8.48K direct·18.48K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported