SHROFF ZUBEEN exercised options at QUOTIENT LTD

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SHROFF ZUBEEN

Filed: 11/2/2021ACC: 0000899243-21-042475

InsiderSHROFF ZUBEENCIK 1056630

→

IssuerQUOTIENT LTDCIK 1596946

Director10% Owner

Since Jul 2018

+78.19K

Net shares

Net buyer

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

85.72K acquired · 7.53K disposed

Non-Derivative Transactions1

Ordinary Shares

Direct

M · Option Exercise

+7.53K

Price / share

—

Trade value

—

% of position

9.0%

10/31/2021

83.86K→91.39K

Total

Net shares

+7.53K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Direct	10/31/2021	M · Option Exercise	+7.53K	—	—	9.0%	83.86K	91.39K
Total			+7.53K		$0.00

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Ordinary Shares

6.04K shares

−6.04K

Strike price

Held after

0.00

Exercisable

—

10/31/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Ordinary Shares

1.48K shares

−1.48K

Strike price

Held after

0.00

Exercisable

—

10/31/2021

Restricted Stock Units

Direct

A · Award

Converts to

Ordinary Shares

43.48K shares

+43.48K

Strike price

Held after

43.48K

Exercisable

—

10/31/2021

Restricted Stock Units

Direct

A · Award

Converts to

Ordinary Shares

10.67K shares

+10.67K

Strike price

Held after

10.67K

Exercisable

—

10/31/2021

Ordinary Share Option (Right to Buy)

Direct

A · Award

Converts to

Ordinary Shares

24.04K shares

+24.04K

Strike price

2.53

Held after

24.04K

Exercisable

—

10/31/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Ordinary Shares6.04K shares	10/31/2021	M · Option Exercise	−6.04K		—	0.00
Restricted Stock Units Direct	Ordinary Shares1.48K shares	10/31/2021	M · Option Exercise	−1.48K		—	0.00
Restricted Stock Units Direct	Ordinary Shares43.48K shares	10/31/2021	A · Award	+43.48K		—	43.48K
Restricted Stock Units Direct	Ordinary Shares10.67K shares	10/31/2021	A · Award	+10.67K		—	10.67K
Ordinary Share Option (Right to Buy) Direct	Ordinary Shares24.04K shares	10/31/2021	A · Award	+24.04K	2.53	—	24.04K

Non-Derivative Holdings (Post-Transaction)1

Ordinary Shares

Indirect

Shares owned7.33M

Total

7.33M indirect7.33M

Security Title	Shares Owned	Ownership Type
Ordinary Shares	7.33M	Indirect
Total	7.33M	7.33M indirect

Derivative Holdings (Post-Transaction)8

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

6.24K

Shares owned

6.24K

Exercise price

6.41

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

9.60K

Shares owned

9.60K

Exercise price

5.21

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

8.16K

Shares owned

8.16K

Exercise price

7.78

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

8.73K

Shares owned

8.73K

Exercise price

5.73

Expiration

—

Exercise window

—

Ordinary Share Option (Right to Buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

13.61K

Shares owned

13.61K

Exercise price

4.55

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

Shares owned

Exercise price

8.00

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

7.50K

Shares owned

7.50K

Exercise price

11.62

Expiration

—

Exercise window

—

Ordinary Shares Option (Right to buy)

Direct

Underlying security

Ordinary Shares

Underlying shares

5.03K

Shares owned

5.03K

Exercise price

9.95

Expiration

—

Exercise window

—

Total

Underlying

63.86K

Owned

63.86K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	6.41	—	—	6.24K	6.24K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	5.21	—	—	9.60K	9.60K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	7.78	—	—	8.16K	8.16K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	5.73	—	—	8.73K	8.73K
Ordinary Share Option (Right to Buy) Direct	Ordinary Shares	4.55	—	—	13.61K	13.61K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	8.00	—	—	5K	5K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	11.62	—	—	7.50K	7.50K
Ordinary Shares Option (Right to buy) Direct	Ordinary Shares	9.95	—	—	5.03K	5.03K
Total					63.86K	63.86K