SHOTWELL DAVID F (EVP/Chief Risk Officer) sold 0.4% of their position (379.00 shares) of UMPQUA HOLDINGS CORP on the open market
Open‑market sale worth $5.8K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 2/3/2021ACC: 0001127602-21-003723
Officer· EVP/Chief Risk Officer
Since Jan 2019
-2.72K
Net shares
Net seller
$19.9K
Total sold
1
Open market trades
0B · 1S
4
Total transactions
8.00 acquired · 2.73K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−924.00
Price / share
$15.24
Trade value
$14.08K
% of position
0.9%
2/2/2021
99.92K→99K
Common Stock
Direct
Shares
−1.42K
Price / share
—
Trade value
—
% of position
1.4%
2/2/2021
99K→97.57K
Common Stock
Direct
Shares
−379.00
Price / share
$15.24
Trade value
$5.78K
% of position
0.4%
2/3/2021
97.57K→97.19K
Common Stock
Indirect
Shares
+8.00
Price / share
—
Trade value
—
% of position
3.5%
2/3/2021
228.00→236.00
Total
Net shares
−2.72K
Net value
-$19.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/2/2021 | F · Tax Withholding | −924.00 | $15.24 | $14.08K | 0.9% | 99.92K | 99K |
| Common Stock Direct | 2/2/2021 | D · Disposition | −1.42K | — | — | 1.4% | 99K | 97.57K |
| Common Stock Direct | 2/3/2021 | S · Sale | −379.00 | $15.24 | $5.78K | 0.4% | 97.57K | 97.19K |
| Common Stock Indirect | 2/3/2021 | J · J | +8.00 | — | — | 3.5% | 228.00 | 236.00 |
| Total | −2.72K | -$19.86K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned2K
Total
2K indirect2K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2K | Indirect |
| Total | 2K | 2K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported