SHERMAN MICHAEL EDWARD

PrivateCIK: 1730468

Location

SANTA MONICA, CA

SHERMAN MICHAEL EDWARD

Filed: 8/31/2022ACC: 0001437749-22-021616

InsiderSHERMAN MICHAEL EDWARDCIK 1730468

→

IssuerONTRAK, INC.CIK 1136174

Director

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

10

Total transactions

176.77K acquired · 176.77K disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions10

Option (right to buy)

Direct

A · Award

Converts to

Ontrak, Inc. Common Stock

61.04K shares

Shares

+61.04K

Strike price

0.6511

Held after

61.04K

Exercisable

—

8/29/2022

Option (right to buy)

Direct

D · Disposition

Converts to

Ontrak, Inc. Common Stock

61.04K shares

Shares

−61.04K

Strike price

7.50

Held after

0.00

Exercisable

—

8/29/2022

Option (right to buy)

Direct

A · Award

Converts to

Ontrak, Inc. Common Stock

37.79K shares

Shares

+37.79K

Strike price

0.6511

Held after

37.79K

Exercisable

—

8/29/2022

Option (right to buy)

Direct

D · Disposition

Converts to

Ontrak, Inc. Common Stock

37.79K shares

Shares

−37.79K

Strike price

7.50

Held after

0.00

Exercisable

—

8/29/2022

Option (right to buy)

Direct

A · Award

Converts to

Ontrak, Inc. Common Stock

16.63K shares

Shares

+16.63K

Strike price

0.6511

Held after

16.63K

Exercisable

—

8/29/2022

Option (right to buy)

Direct

D · Disposition

Converts to

Ontrak, Inc. Common Stock

16.63K shares

Shares

−16.63K

Strike price

16.01

Held after

0.00

Exercisable

—

8/29/2022

Option (right to buy)

Direct

A · Award

Converts to

Ontrak, Inc. Common Stock

5.01K shares

Shares

+5.01K

Strike price

0.6511

Held after

5.01K

Exercisable

—

8/29/2022

Option (right to buy)

Direct

D · Disposition

Converts to

Ontrak, Inc. Common Stock

5.01K shares

Shares

−5.01K

Strike price

86.57

Held after

0.00

Exercisable

—

8/29/2022

Option (right to buy)

Direct

A · Award

Converts to

Ontrak, Inc. Common Stock

56.30K shares

Shares

+56.30K

Strike price

0.6511

Held after

56.30K

Exercisable

—

8/29/2022

Option (right to buy)

Direct

D · Disposition

Converts to

Ontrak, Inc. Common Stock

56.30K shares

Shares

−56.30K

Strike price

8.72

Held after

0.00

Exercisable

—

8/29/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option (right to buy) Direct	Ontrak, Inc. Common Stock61.04K shares	8/29/2022	A · Award	+61.04K	0.6511	—	61.04K
Option (right to buy) Direct	Ontrak, Inc. Common Stock61.04K shares	8/29/2022	D · Disposition	−61.04K	7.50	—	0.00
Option (right to buy) Direct	Ontrak, Inc. Common Stock37.79K shares	8/29/2022	A · Award	+37.79K	0.6511	—	37.79K
Option (right to buy) Direct	Ontrak, Inc. Common Stock37.79K shares	8/29/2022	D · Disposition	−37.79K	7.50	—	0.00
Option (right to buy) Direct	Ontrak, Inc. Common Stock16.63K shares	8/29/2022	A · Award	+16.63K	0.6511	—	16.63K
Option (right to buy) Direct	Ontrak, Inc. Common Stock16.63K shares	8/29/2022	D · Disposition	−16.63K	16.01	—	0.00
Option (right to buy) Direct	Ontrak, Inc. Common Stock5.01K shares	8/29/2022	A · Award	+5.01K	0.6511	—	5.01K
Option (right to buy) Direct	Ontrak, Inc. Common Stock5.01K shares	8/29/2022	D · Disposition	−5.01K	86.57	—	0.00
Option (right to buy) Direct	Ontrak, Inc. Common Stock56.30K shares	8/29/2022	A · Award	+56.30K	0.6511	—	56.30K
Option (right to buy) Direct	Ontrak, Inc. Common Stock56.30K shares	8/29/2022	D · Disposition	−56.30K	8.72	—	0.00

SHERMAN MICHAEL EDWARD — Insider Transaction (Form 4) Filed Aug 31, 2022 | Finecho