SHERMAN JONATHAN D enters COLLECTIVE GROWTH CORP with 5K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 4/30/2020ACC: 0001094891-20-000058
5K
Baseline shares
0.00
Direct ownership
0 positions
281.42K
Derivative underlying
3 instruments
1
Security positions
5K indirect
Non-Derivative Holdings1
Class A Common Stock
IndirectShares owned5K
Total
5K indirect5K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 5K | Indirect |
| Total | 5K | 5K indirect |
Derivative Holdings3
Warrant
IndirectUnderlying security
Class A Common Stock
Underlying shares
52.50K
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Class B Common Stock
DirectUnderlying security
Class A Common Stock
Underlying shares
37.73K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Class B Common Stock
IndirectUnderlying security
Class A Common Stock
Underlying shares
191.19K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
281.42K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Class A Common Stock | 11.50 | — | — | 52.50K | N/A |
| Class B Common Stock Direct | Class A Common Stock | — | — | 37.73K | N/A | |
| Class B Common Stock Indirect | Class A Common Stock | — | — | 191.19K | N/A | |
| Total | 281.42K | 0.00 | ||||