SHERMAN DAVID K. enters ENDI CORP. with 2.98M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 8/22/2022ACC: 0000919574-22-005215
DirectorOfficer10% Owner· Chief Executive Officer
Since Aug 2022
2.98M
Baseline shares
0.00
Direct ownership
0 positions
1.46M
Derivative underlying
2 instruments
2
Security positions
2.98M indirect
Non-Derivative Holdings2
Class A Common Stock
IndirectShares owned1.70M
Class B Common Stock
IndirectShares owned1.28M
Total
2.98M indirect2.98M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 1.70M | Indirect |
| Class B Common Stock | 1.28M | Indirect |
| Total | 2.98M | 2.98M indirect |
Derivative Holdings2
Class W-1 Warrants (right to buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
1.28M
Shares owned
N/A
Exercise price
8.00
Expiration
—
Exercise window
—
Class W-2 Warrants (right to buy)
IndirectUnderlying security
Class A Common Stock
Underlying shares
177.50K
Shares owned
N/A
Exercise price
8.00
Expiration
—
Exercise window
—
Total
Underlying
1.46M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class W-1 Warrants (right to buy) Indirect | Class A Common Stock | 8.00 | — | — | 1.28M | N/A |
| Class W-2 Warrants (right to buy) Indirect | Class A Common Stock | 8.00 | — | — | 177.50K | N/A |
| Total | 1.46M | 0.00 | ||||