SHERIFF STEPHEN ALAN enters KAIVAL BRANDS INNOVATIONS GROUP, INC. with 134.50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/25/2023ACC: 0001731122-23-001598
Officer· COO & IRO
Since Aug 2023
134.50K
Baseline shares
100% direct
134.50K
Direct ownership
1 position
50K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned134.50K
Total
134.50K direct134.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 134.50K | Direct |
| Total | 134.50K | 134.50K direct |
Derivative Holdings2
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
N/A
Exercise price
0.73
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
25K
Shares owned
N/A
Exercise price
1.16
Expiration
—
Exercise window
—
Total
Underlying
50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock | 0.73 | — | — | 25K | N/A |
| Stock Option Direct | Common Stock | 1.16 | — | — | 25K | N/A |
| Total | 50K | 0.00 | ||||